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Judicial Watch • David R Herndon Financial Disclosure Report for 2005

David R Herndon Financial Disclosure Report for 2005

David R Herndon Financial Disclosure Report for 2005

Page 1: David R Herndon Financial Disclosure Report for 2005

Category:Financial Disclosure

Number of Pages:25

Date Created:December 4, 2006

Date Uploaded to the Library:November 13, 2013

Tags:Herndon, David R Herndon, Appraisal, Assessment, david, Market, 2005, INVESTMENTS, transactions, Financial Disclosure, ICE, CIA, income, Judge


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POSITIONS. (Reporting individual only; see pp. 9-13 instructions.)  NONE (No reportable positions.)  
POSITION Trustee  Trust #1, #2, #3, #4, and 

II. AGREEMENTS. (Reporting individual only; see pp.14-16 instructions.) 
[K] NONE (No reportable agreements.) 

Dale Report 
Herndon, David 
05/11/2006 

Ill. N-INVESTMENT INC ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filer's Non-Investment Income 
[KJ NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

(yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[K) NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV. REIMBURSEMENTS --transportation, lodging, food, entertainment. (Includes those spouse and dependent children. See pp. 25-27 instructions.) 
[RJ NONE (No reportable reimbursements.) SOURCE DESCRIPTION 

Herndon, David 
0511112006 IF'f (Includes those spouse and dependent children. See pp. 28-31 instructions.) NONE (No reportable gifts.) 
SOURCE DESCRIPTION 0.0 

VI, LIABILITIES. (Includes those spouse and dependent children. See pp. 32-34 instructions.) NONE (No reportable liabilities.) 

l.MBNA  CREDIT CARD CHRYSLER FINANCIAL  AUTO LOAN  

vn. INVESTMENTS and STS -income, value, tronsactions (includes those the spouse and dependent children. See pp. 34-57 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets Income during 

Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(2) (1) not exempt from disclosure 
(1) (2) (1) 
Amount Type (e.g. 	Value
Place "(X)" after each asset 
Value Type (e.g. 
(3) (4) (5) 
exempt from prior disclosure  Code (A-H)  div., rent, int)  Code (J-P)  Method Code (Q-W)  buy, sel merger, redemption) Bank Edwardsville Direct checking account  Interest  closed  

Date Value Identity 
Month -Code buyer/seller
Code 
(if private tran5action) 
(A-H)
Day (J-P) 
09/15 
Bank Edwardsville Premium checking Interest account 
Bank Edwardsville Prime Interest closed 10/31 investor/checking account 
Community Educ FCU cash account Interest 
Bank America regular checking None account 
Bank America regular checking None account 
IRA Account Bear Steams Brokerage Dividend 

assets listed below 
04/01 
09/06 	see below for sale same 
09/30 	see below for sale same Income Gain Codes: =$1,000 less =$1,001 $2,500 =$2,501. $5,000 =$5,001 -$15,000  E=$15,00I  $50,000  
(See Columns and 04) =$50,001  $100,000 =$100,001 -$1,000,000 =$1,000,001  $5,000,000 =More than $5,000,000  
2-VaJue Codes =$15,000 Jess :$15,001  $50,000 :$50,001 -$100,000 =$100,001  $250,000  
(See Columns and 03) =$250,001 -$500,000 :$500,001. $1,000,000 =$1,000,001  $5,000,000 =$5,000,001 $25,000,000 Value Method Codes =$25,000,001 $50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal =Other =Assessment =Book Value  W=Esrimated  

05/11/2006 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those of/he spouse and dependent children. See pp. 34-57 filing instructions) NONE (No reportable income, assets, transactions.) 
De.>) reporting period reporting period 
(1) (2) (2) not exempt from disclosure 
Place "(X)' after each asset  Amount  Type (e.g.  Value  Value  Type (e.g.  (2)  (3)  
exempt from prior disclosure  (Ade  div., rent,  Co;le  Method  buy, sell,  Date  Value  
(A-Ii) int.)  (J-P)  Code  merger,  Month- Code  
(Q-W)  redemption)  Day  (J-P)  

18. 
-(IRA) Barnes Group Inc sell 12/29 

19. 
-(IRA) Bellsouth Corp buy 01/04 

20. 
-(IRA) Bellsouth Corp partial sale 12129 

21. 
-(IRA) Black Hills Corp buy 04/01 

22. 
-(IRA) Citigroup Inc buy 01/04 

23. 
-(IRA) Citigroup Inc sell 12/29 

(4) (5) 
Gain Identity Code buyer/seller (A-Ji) 
(if private transaction) 
see below for sale same 

32. 
-(IRA) Energy East Corporation sell 12/29 

33. 
-(IRA) Exelon Corp buy 01/04 

34. 
-(IRA) Exelon Corp sell 04/01 Income Gain C.Odes: =$1,000 Jess =$1,001 -$2,500 =$2,501 $5,000 =$5,001-$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001-$1,000,000 =$1,000,001  $5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001  $100,000 =$100,001 -$250,000  
(See Columns and D3) =$250,001  $500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal  V::oOther =Assessment =Book Value =Estimated  

Date Report 
Herndon, David 
0511112006 
VII. INVESTMENTS and TRUSTS --income, value, tronsacJions (includes those of/he spouse and dependent children. See pp. 34-57 filing instructions) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  
(1)  (2)  (1)  (1) not exCmpt from disclure  
Place '(X)' after each asset  Amount  Type (e.g.  Value  Value  Type (e.g.  (2)  (3)  (4)  (5)  
exempt from prior disclosure  Code  div., rent,  Code2  Method  buy, sell,  Date  Value  Gain  Identity  
(A-H) inL)  (J-P)  Code3  merger,  Month Code2  CQde  buyer/seller  
(Q-W)  redemption)  Day  (J-P)  (A-H)  (if private  
tr:Ulsaction)  
35. -(IRA) Exelon Corp  buy  12/29  

36.-(IRA) Entergy Corp New buy 01/04 
37. 
-(IRA) Entergy Corp New sell 04/01 

38. 
-(IRA) Entergy Corp New buy 12/29 

39. 
-(IRA) Flagstar Bancorp Inc buy 01/04 see below for sale same 

40. 
-(IRA) Flagstar Bancorp Inc buy 06/28 see below for sale same 

41. 
-(IRA) Flagstar Bancorp Inc sell 12/29 

12/29 Income Gain Codes:  A=$1,000 less =$1,001-$2,500  c=$2,501 -$5,000 =$5,001 -$15,000  E=$15,001 -$50,000  
(See Columns and D4) =$50,001 -$100,000 :$100,001 -$1,000,000 =$1,000,001 -$5,000,000  HZ=More than $5,000,000 Value Codes =$15,000or less :$15,001 -$50,000 =$50,001-$100,000 =$100,001 -$250,000  
(See Columns and 03) =$250,001  $500,000  0=$500,001 -$1,000,000 =$1,000,001 -$5, 000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 $50,000,000 =Cost (Real Estate Only) =More tban $50,000,000  T=Cash Market  
(See Column CZ)  O=Appraisal  V=Otber =Assessment  
U=BookValue  W=Estimated  

05/11/2006
Herndon, David 
VII. INVESTMENTS and TRUSTS --income, value, transactions (includes those the spouse and dependent children. See pp. 34-57 filing instructions) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(!) (2) (!) not exempt from disclosure 
Value
Place "(X)' after each asset Amount Type (e.g. 
Value Type (e.g. 
(2) 
(4) 
(5) 
exempt from prior disclosure Code div., rent, Code Method buy, sell, 
Date Value 
Identity 
Gain 
Code merger,
(A-H) int.) 
(J-P) 
Code 
buyer/seller
Month -Code2 
(Q-W) redemption) 
(A-H) 	(if private transaction) 
Day (J-P) 
52. 
-(IRA) Fractional Kinder Morgan spin off 02/08 dividend Mgmt fractional shs 

53. 
-(IRA) Fractional Kinder Morgan spin off 05/04 dividend Mgmt fractional shares 

54. 
-(IRA) Fractional Kinder Morgan spin off 08/10 no$ value until Mgmt fraction 

55. 
-(IRA) Fractional Kinder Morgan spinoff 11/14 dividend paid Mgmt fractional shs 

56. 
-(IRA) Kinder Morgan Mgmt 	partial sale 01/04 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04)  F=$50,00I-$I 00,000 =$100,001-$1,000,000 =$1,000,00! -$5,000,000 =More than $5,000,000 Value Codes =$15,CXXlor less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and D3) =$250,001 -$500,000 =$500,001-$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Es Value Codes =$15,000 less =$15,001 -$50,000 =$50,001  $100,000 =$100,001  $250,000  
(See Column.s and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001  $5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal  V=Other =Assessment =Book Value  W::::Estimated  

VIl. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent childnn. see PP 34-57 filing instructions) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(induding trust as.sets)  reporting period  repor1ing period  

(2) (1) (1) not exempt fo:>m disclosure 
Place "(X)" after.ach asset Amount Type(e.g. Value Value Type(e.g. (2) (3) {4) (5) exempt from prior disdosure Code div., rent, Code2 Method buy, sell, Date Value Gain Identity int.) (J-P) Code3 merge.r, Month-Code2 Code buyer/seller (Q-W) redemption) Day (J-P) (A'H) (if private transaction) 
137. 
-Acco Brands sell 08/23 

138. 
-American Express 

139.-Ameriprise Financial (Spinoff spin-off 10/03 see below for sale Amer Express) same 
140. 
-Ameriprise Financial sell 10/04 

141. 
-American International Group sell 03/22 

142. 
-Amgen Inc buy 03/14 

143. 
-Automatic Data Processing Inc partial sale 03/14 

153. -Exxon Mobil Call Jan buy 01/21 lnoome Gain Codes: =$1,000 Jess =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =Sl00,001 -$1,000,000 =$1,000,001 -$5,000,000 More than $5,000,000 VaJue Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001-$250,000  
(See Columns and DJ) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000  T=Cash Market  
(See Column C2) =Appraisal =Other ::::Assessment ::::Book Value  W=Estimated  

Herndon, David 
05/11/2006 
vn. INVESTMENTS and STS -income, value, transactions (includes those the spouse and dependent children. See pp. 34-57 filing instructions) NONE (No reportable income, assets, transactions.) 

05/11/2006
Herndon, David 
VII. INVESTMENTS and STS -income, value, transactions (includes those the spouse and dependent children. See pp. 34-57 flung instructions) NONE (No reportable income, assets, transactions.)  
Description.of  IDCOl!le during  Gross value end  Transactions during reporting.period  
(including .trw;t assets)  reporting period  reportig period  

(1) 
(2) (2) 
(1) not exempt from disclosure 
Place "(X)" after each asset Amount Type.(e.g. Value Value Type (e.g. 
(3) (4) (5) 
exempt from prior disclosure Code div.., rent, Code2 Method buy, sell, Date Value Gain Identity (A-H) inL) (J-P) Code3 merger, Month-Code2 Code buyer/seller 
(Q-W)  redemption)  Day  (J-P)  (A-H)  (if private transaction)  

171. 
-Mariner Advisors Fund (See Part sell 01/01 VIII) 

172. 
-MetLife Inc. 

173. 
-Microsoft Corp cmn -Morgan Stanley buy 07/20 
175. 
-Plains All American Pipeline LTD Partnership 

176. 
-Office Depot Income Ga.in Codes: =$1,000 less =$1,CXll -$2,500 =$2,501 $5,000 =$5,001  $15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 orless =$15,001-$50,000  L=$50,001-$100,000 =$100,001 -$250,000  
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal  V=Other =Assessment =Book Value  W=Estimated  

0511112006
Herndon, David 
VII. INVESTMENTS and TRUSTS -income, value, transactions (inc/u4es those the spouse and dependent children. See pp. 34-57 filing instructions) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reportinj: period  

Place "(X)' after each asset exempt from prior disclosure  (1) Amount Code (A-H)  (2) Type (e.g. div., rent, int.)  (1) Value Code2 (JP)  (2) Value Method Code3 (Q-W)  (1) Type (e.g. buy, sell, merger, redemption)  (2) Date Month-Day not exempt from disclo.!iUIC (3) (4) (5) Value Gain Identity Code2 Code buyer/seller (J-P) (A-H) (if.private transaction)  
188. -Valero  

189. 
-Walgreen partial sale 03/14 

190. 
TRUST Bear Sterns Brokerage Dividend assets detailed Account below 

191. 
-Dreyfus General Money Market Fund 

192. 
-Abbott Laboratories sell 03/ll 

203. 
-Citigroup Inc 

204. 
-Cisco Systems Inc sell 10/27 Income Gain Codes: =$1,000 less =$1,CXll  $2.500  c=$2,501  $5,000 =$5,001  $15,000 =$15,001 $50,000  
(See Column.s and 04) =$50,001  $100,000 =$100,001  $1,000,000 =$1,000,001  $5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001  $50,000 =$50,001  $100,000 =$100,001  $250,000  
(See Columns and 03) =$250,001  $500,000 =$500,001 -$1,000,000 =$1,000,001  $5, 000, 000 =$5,000,001-$25,000,000 Value Method Codes =$25,000,001 $50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appralsal  V=Other =Assessment =Book Value  W=Estimated  

VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. See pp. 34-57 filing instructions) NONE (No reportable income, assets, transactions.) 
Desc;iption Assets 
Income during Gross value end Transactions during reporting period 
(including trust assets) 
reporting period reporting period 
(1) (2) (1) (2) (1) not exempt from disclosure 
Place "(X)' after each asset Aiount Type (e.g. Value Value Type (e.g. exempt from prior diSclosure Code div.,rent, Code2 
Method 
buy, sell, (A-H) iJJt.) (JP) 
Code3 merger, (Q-W) redemption) 

205. 
-Coca Cola sell 12/09 

206. 
-EMC Corp-Mass sell 01/25 

207. 
-Exxon Mobil Corp 

208. 
-Exxon Mobil Corp partial sale 03/11 

209. 
-Fiserv Inc buy 01/25 

210. 
-Fortune Brands Inc buy 03/11 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 $5,000 =$5,001  $15,000 =$15,001  $50,000  
(See Columns and 04) =$50,001 -$100,000  G=SIOO.OOJ-$1,000,000 =$1,000,001  $5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001  $50,000 =$50,001  $100,000 =$100,001  $250,000  
(See Columns and 03) =$250,001  $500.000 =$500,001. $1,000,000 =$1,000,001  $5,000,000 =$5,000,001  $25,000,000 Value Method Codes  r:i=$25,000,001  $50.000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column CZ) =Appraisal  Y=Other =Assessment =Book Va1ue  W=Esrimated  

vn. INVESTMENTS and STS -income, value, transactions (inc/wits those the spouse and dependent children. See pp. 34.57 filing instructions) NONE (No reportable income, assets, transactions.) 
A-Description Assets Income during Gross value end Tr;msactions during reporting period  

(including trust assets) reporting period 
reporting period 
(1) 
(2) 
(2) (1) 
Ifnot exempt from disclosure 
Place "(X)' after each asset  Amount  Type (e.g.  Value  Value  Type (e.g.  
exempt from .prior discloS]re  Code  div., rent,  Code  Method  buy, sell,  
(A;H) int.)  (J-P)  Codc3  merner,  
(Q-W)  redemption)  

(2)  (3)  (4)  (5)  
Date  Value  Gain  Identity  
Month Code2  Code  buyr/seller  
Day  (J-P)  (A-H)  (if private  
trans.ction)  

222. -Ishares Trust SP Small Cap 600 buy 03/11 
Barra symbol IJS 
223. 
-Home Depot 

224. 
-Intel Corp 

225. 
-Intel Corp partial sale 03/11 

226. 
-Kinder Morgan Energy Partners LTD partnership 

227. 
-Linear Technology buy 06/08 

XLE 
237. 
-Select Sector SPDR Health Care buy 03/11 symbolXLV 

238. 
-Select Sector SPDR Materials sumbol buy 03/11 XLB Income G.ain Codes: =$1,000 less =Sl,001 -$2,500 =$2,501 -$5,000 =$5,001-$15,000 15,001 -$50,000  
(See Columns and 04) =$50,001-$100,000 =Sl00,001 -$1,000,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and D3) =$250,001  $500,000 =$500,001 -$1,000,000 =$1,000,001-$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal  V=Other =Assessment =Book Value =Estimated  

Date Report 
Herndon, David 
05/11/2006 
VII. INVESTMENTS and TRUSTS --income, value, transactions (includes those the spouse and dependent children. See pp. 34-57 filing instructions) NONE (No reportable income, assets, transactions.) (2)  
Description Assets  Income during  Gross value elid  Transactions during reporting period  
(inclding trust assets)  reporting ri!)d  reporting period not eempt from disclosure
(1) 
(2) (1) 
Amount 
Type e.g. 
Valiie 
exempt from prior disclosure Code 
div., rent, Code2 
Meihod buy, sell, 
Place '(X)" after asset Value 
(2)
Type(e.g. (3) (4) (5) 
Date 
Value Gain Identity int.)  (J-P)  Code3 (Q-W)  merger, redemption)  Month-Day  Code2 (J-P)  Code {A-II)  buyer/seller {if private transaction)  
239. -Symantec Corporation  buy  10/27  

240. 
-Target Corp buy 10/26 

241. 
-United Technologies Corp 

242. 
-Walgreens 

243. 
-Walgreens partial sale 03/11 

244. 
TRUST #3Bear Stems Securities Dividend assets detailed Corp 

below 
245. -Dreyfus General Money Market Fund 

254. 
-Automatic Data Processing Inc. sell 06/08 

255. 
-Bed

Bath Beyond Inc buy 03/11 lnoome Gain Codes: =$1,000 less =$1,001  $2,500 =$2,5-01  $5,000 =$5,001-$15,000 =$15,001 -$50,000  
(See C-Olumns and D4) =$50,001  $100,000 =$100,001-$1,000,000 =$1,000,001  $5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001-$50,000 =$50,001 -$100,000 =$100,001  $250,000  
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Met)lod Codes =$25,000,001 $50,000,000 =C-Ost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2)  Q=Appraisal  V=Other =Assessment  
U=Book Value  W=Estimated  

05/11/2006
Herndon, David 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. See pp. 34-57 filing instructions) NONE (No reportable income, assets, transactions.) 
DescriptiOn Assets 
Income during Gross value end 
Transactions during reporting period 
(inclding trust assets) 
reporting period reporting period 
(1) 
Place '(X}" after each asset Amount Type (e.g. 
Value Value Type (e.g. 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, (A-H) int.) (J-P) 
Code} merge, (()-W) redemption) 

256. -Central Garden Pet 
buy 1'2/27 
257. 
-Citigroup Inc 

258. 
-Cisco Systems Inc sell 10/27 

259. 
-Coca Cola sell 12/09 

260. 
-EMC Corp-Mass sell 01125 

261. 
-Exxon Mobil Corp partial sale 03/11 Income Gain Codes: =$1,000 less =$1,001 -$2,500  c=$2,501-$5,000 =$5,001 -$15,000 =$15.001 -$50,000  
(See Columns and D4)  F=$50,001 -$100,000 =$100,001  $1,000,000 =$1,000,001  $5,000,000 =More than $5,000,000 Value O>des =$15,000or less  K$15,001-$50,000  L=$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and D3)  N=$250,001 -$500,000 =$500,001  $1,000,000 =$1,000,001 -$5,000,000  P2=$5,000,001 -$25,000,000 Value Method Codes =$25,000,001  $50,000,000 =Cost (Real Estate Only) =More than $50,000,000  T=Cash Market  
(See Column C2)  O=Appraisal  V=Other =Assessment =Book VaJuc  W=Estimatcd  

Name Person Reporting 
Date Report
05/11/2006
Herndon, David 
VII. INVESTMENTS and TRUSTS --income, value, transactions (includes those the spouse and dependent children. See pp. 34-57 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gros.s vaJue end 
Transactions during reporting period 
(including trust assets) reporting period reporting period not exempt from disclosure
(1) (2) (1) (2) 
(1) 
Place '(X)' after each asset Amount Type (e.g. Value Value 
Type (e.g. 
(3) (4) (5) 
exempt from prior disdosure Code div., rent, Code Method 
buy, sell, Date Value 
Gaiil Identity 
(Ml) int.)  (J-P)  Code3  merger,  Month  Code  Code  buyer/seller  
(Q-W)  redemption)  Day  (J-P)  (A-H)  (if private  
transaction)  

273. 
-!shares Se! Div Index symbol buy 03/11 DVY 

274. 
-!shares Se! Div Index symbol buy 10/26 DVY 

275. 
-Home Depot Inc 

276. 
-Intel Corp partial sale 03/11 

277. 
-Kinder Morgan Energy Partners LTD partial sale 03/11 Partnership 

278. 
-Linear Technology buy 06/08 

279. -MBNA Corp sell 07/20 

289. -Select Sector SPDR Fund Materials buy 03/11 symbol XLB Income Gain c.odes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50,001 -$!00,000 =$100,001-$1,000,000 =$1,000,001  $5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001  $100,000 =$100,001 -$250,000  
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cas Market  
(See Column CZ)  O=Appraisal  V=Other =Ass eSsment =Book Value  W=Esrimated  

05/11/2006
Herndon, David 
VII. INVESTMENTS and STS -income, value, transactions (includes those the spouse and dependent children. See pp. 34-57 filing instructions) NONE (No reportable income, assets, transactions.) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501  $5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,001 -$100,000 =$100,001-$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 VaJue Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001  $250,000  
(See C-Olumns and 03) =$250,001 -$500,000 =$500,001  $1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 $25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =C-Ost (Real Estate Only) =More than $50,000,000 =-Cash Market  
(See Column C2)  Q=Appraisal  V=Other =Assessment  
U=Book Value  W=Estimated  

Date Report 
Herndon, David 
0511112006 
VII. INVESTMENTS and STS -income, value, transactions (includes those the spouse and dependent children. See pp. 34-57 filing instructions) NONE (No reportable income, assets, transactions.) 
Descri ption Assets Income .during 
Gross value end Transactions during rep0rting period (includi ust as.sets) reporting period reporting period 
(1) {l) (2) (1) D! exempt '4om .disclosure 
Place "(X)" after each asset exempt from ptior.di scJos ure  Amou Code {A-H)  Type (e.g. div., rent, inL)  Value Code2 (J-P)  Value Method Code3 (0-W)  Type (e.g. buy, sell, rperger, redem ption)  
307. -Sector SPDR Trust-Industrial-symbol XL!  

308. 
-Sector SPDR Trust Industrial symbol buy XL! 

309. 
-Sector SPDR Trust-Technology-XLK partial sale 

310. 
-Sector SPDR Trust-Financial-XLF partial sale 

311. 
-Sector SPDR Trust-Energy-XLE partial sale 

312. 
-Select Sector SpDR Fund-Consumer partial sale Discretionary-XL 

313. 
-Select Sector SPDR Fund -Health Care-XLV 

(2) (3) Date Value Month-Co