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Judicial Watch • David R Herndon Financial Disclosure Report for 2010

David R Herndon Financial Disclosure Report for 2010

David R Herndon Financial Disclosure Report for 2010

Page 1: David R Herndon Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:19

Date Created:November 8, 2013

Date Uploaded to the Library:November 13, 2013

Tags:Herndon, David R Herndon, Sector, account, david, trust, 2010, transactions, IRS, Financial Disclosure, ICE, CIA, income, Judge


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Government Act 1978
Rev. 1/2011 	FOR CALENDAR YEAR 2010 U.S. app..~ 101-111) Person Reporting (last name, first, middle initial) Court Organization Date Report Herndon, David U.S. District Court Southern District Illinois 05/I 1/201 Title (Article III judges indicate active senior status; 5a. Report Type (check appropriate t)~e) Reporting Period 
magistrate judges indicate full- part-time) Nomination, Date OI/OI/2010 
U.S. District Judge Active Initial Annual Final 12/31/2010 
5b. Amended Report Chambers Office Address the basis the information contained this Report and any 
modificaHons pertaining thereto, is, opinion, compliance 
with applicable laws and regulations.

United States Courlhouse 
750 Missouri Avenue 
East St. Louis, 

Reviewing Officer 	Date 
IMPORTANT NOTES: The instructions accompanying this form must followea Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) 	NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY Trustee 	Trust #1, Assets 22-90 
Trustee 	Trust #2, Assets 91-13 
Trustee 	Trust #3, Assets 132-172 
Trustee 	Trust #4, Assets 173-193 
Trustee 	Trust Assets 194-214 Trust Assets 215-225 

lI. AGREEMENTS. meporti,g divldual only; se, ~,~,. 14-16 filing instructions.) 
[-~ NONE (No reportable agreements.) DATE PARTIES AND TERMS 

Herndon, David 
Name Person Reporting 	Date Report
III. NON-INVESTMENT INCOME. tRepo.ing individualandspouse; seepp. 17-24 filing instructions.) Fliers Non-Investment Income NONE (No reportable non-investment income.) 
DATE SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-I nvestm ent Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 

NONE (No reportable non-investment income.) 
DATE SOURCE AND TYPE 

IV. REIMBURSEMENTS -transportation, lodging, food, entertainment 
(Includes those spouse and dependent children," see pp. 25-27 filing instructions.) [~ NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED Litigation Conferences June 28, 2010 Philadelphia Speaker: Mass Tons Forum Air fare, taxi, meal, airport parking 
LLC 	
American Conference December 2010 New York, Speaker: Drug Medical Air fare, taxi, airport parking 

Institute 	Device Litigation 
Conference
Herndon, DavidR. 05/I 1/2011 GIFTS. a.c~.,es ,hose,o ~,o.so.., dependent children; see pp. 28-31 filing instructions.)  
[~]  NONE (No reportable gifts.)  
SOURCE  DESCRIPTION  VALUE  
VI. LIABILITIES. a.e~udes ,hose o/spo.so u.d depe.de., c~iU, e.: seep,, n-JJ o/:#.g instructions.)  
NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  VALUE CODE  

VII. INVESTMENTS and TRU STS -income, value, transactions (Includes those spouse and dependent children; seepp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  
Place "(X)" after each asset exempt from prior disclosure Amount Code (A-H)  (2) Type (e.g., div., rent, int.)  O)Value Code (J-P)  (2)Value Method Code Type (e.g., buy, sell, redemption)  (2) Date mm/dd/yy  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private  
(Q-W)  transaction)  

First Clover Leaf Bank checking acct Interest 
IRA Account Pershing IRA Account Dividend 	assets listed below 
-(IRA) CVS Caremark Corp 	Sold 07/19/10 (IRA) Jarden Corp Sub 7.5% 5/I/I 	Buy 09/23/I (IRA) First Horizon Nail Corp 	
-(IRA) First Horizon Natl Corp Spinoff 01/04/10 dividd fractional (from line 

-(IRA) First Horizon Nail Corp Spinoff 04/01/10 Svalue until (from line fraction=l 	
-(IRA) First Horizon Natl Corp Spinoff 07/01/10 dividd fractional (from line 	
-(IRA) First Horizon Natl Corp Spinoff 10/01/10 dividd fractional (from line 

10. 	
-(IRA) Fractional Kinder Morgan Mgmt Spinoff 02/12/10 dividd fractional (from line 14) 

II. 	-(IRA) Fractional Kinder Morgan Mgmt Spinoff 05114110 Svalue until (from line 14) fraction= 
12. 	
-(IRA) Fractional Kinder Morgan Mgmt Spinoff 08113/10 dividd fractional (from line 14) 

13. 	
-(IRA) Fractional Kinder Morgan Mgmt Spinoff 11/12/10 dividd fractional (from line 14) 

14. 	
-(IRA) Kinder Morgan Mgmt 

15. (IRA) MicroSoft Corp 

16. 	
-(IRA) ProShares UltraShort Lehman 20+ TBT 

17. (IRA) Omnicom Group Inc Income Gain Codes: =$1.000 less -$1,001 $2,500 =$2,501 $5,000 =$5.001 $15.0OO =$15.0OI -$50.00)  
(See Columns and =$50.001 $10~.000 =$100.001 $1,000.000 1,000,001 $5.000,000 =More than $5.000.090 Value Codes $15,000 less  $15,001 $50.000 =$50,001 -$109.001 -$250.000  
(See Columns and D3) =$250.001 $500.000 -$500.0OI $1,000.000 =$1,000,001 $5.000.000 =$5.000.0OI $25.000,00~ =$25.0OO.0~1 $50.000.000 More than $50,000,000 Value Method Codes Cost (Real Eslale Only) =Assessment =Cash Market  
(Scc Column C2) =Book Value :Other =Estimalcd  

Herndon, David 	05/I 1/2011
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instruction) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(1) (2) (I) (2) 	(2) (3) (4) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure div., rent, Code Method buy, sell,
Code mm/dd/yy Code2 Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) 
transaction) 
18. (IRA) Research Motion Sold 10/15/10 

19. (IRA) TransOcean LTD Buy 05/24/10 (addl) 

20. (IRA) Annaly Cap Mment Inc REIT Buy 07/30/10 

21. (IRA) Pershing Prime Money Market 

22. 	
TRUST Pershing Brokerage Account Int./Div. trust assets listed below 

23. General MNY MKT Account 

24. Long Island Pwr Auth Elec 	Matured 12/01/10 

25. Lower Colo River Auth Trans 5/15/2011 5.25% 

26. Puerto Rico Mun Fin Agy G/O 8/1/2011 

27. Austin Tex G/O Pub Impt 8/15/01 

28. Charlotte-Mecklenberg Hosp Aut due Sold 12/28/10 1/15/2015 

29. Jackson Cnty Spl Oblig Truman Sports 

30. Deschutes Cnty Ore Sch Dist 5.25% Cook Cnty ILL G/O Rfdg-Ser 5.25% 

32. 	
-ConnecticutStSerC5% 11/I/21 B/E Buy 12/28/I 

33. Hampton Pub Impt-Ser Fgic-Mbia Buy 12/28/10 

34. Metropolitan Govt Nashville Davidson Buy 12/28/10 =$5,0~1 $15,0~0 15.001 $50,000 (See Columns and IM) =$50.001 $100.000 =$1IKI.001 $1.0~.0~0 =$I.0~).001 $5.000.000 =More than $5.000.0~O Income Gain Codes: =$1,000 less =$1,001 $2.500 =$2.501 $5,000 Value Codes =$15.000 less =$15.001 $50,0



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