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Judicial Watch • David S Doty Financial Disclosure Report for 2007

David S Doty Financial Disclosure Report for 2007

David S Doty Financial Disclosure Report for 2007

Page 1: David S Doty Financial Disclosure Report for 2007

Category:Financial Disclosure

Number of Pages:8

Date Created:November 10, 2008

Date Uploaded to the Library:November 13, 2013

Tags:DAVIDS, David S Doty, Estimated, district, Market, 2007, EPA, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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UNITED STATES DISTRICT COURT 
FOR TIIE 
DISTRICT MINNESOTA [.>!BERS 
DAVIDS DOTY 
SENIOR JL'LlGE 
April 21, 2008 
The Honorable Ortrie Smith, Chair 
Judicial Conference the United States 
Committee 011 Financial Disclosure 
One Columbus Circle N.E. 
Washington, D.C. 20544 

Re: Calendar Year 2007 Filing 
Dear Judge Smith: your letter April 16, 2008, you noted the need for two areas infomrntion before you can close 2007 report. 

The first area involved Part VII, page lines and where had listed "Money Market Tamarack" and "fRA-RBC Dain Rauscher-Custodian''. Those changes were made because broker moved from Robert Baird and Co. RBC Dain Rauscher April 20, 2007. Bis move involved the move all accounts with him the new brokerage house. financial transactions occurred because this move, but the name the money market fund used the new broker and the name used the custodian IRA both changed. This explanation, which might have been included Part VIII, explains both the comments the second paragraph your letter and the third paragraph your letter. 
The second area infornrntion requested was that relating the two mutual funds !i.:;ted Part VII, page lines and and requested the fund family each case. Both mutual funds are Government Act 1978
Rev. 112008 
FOR CALENDAR YEAR 2007 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) DOTY, YID Court Organization District Court Date Report 312612008 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) SENIOR JUDGE, U.S. DISTRICT  Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Final Reporting Period 01/01/2007 12/31/2007  
Sb. Amended Report Chambers Office Address 300 South Fourth Street Minneapolis, 55415 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. ITI NS, (Reporting individual only; see pp. 9-13 filing instructions.) 
[l]  NONE (No reportable positions,)  
POSITION  NAME ORGANIZATION/ENTITY 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[l] NONE (No reportable agreements.) 
PARTIES AND TERMS 
rn 
f'V 

Date Report 
3/26/2008
DOTY, DAVIDS 
III. N-INVESTMENT COME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income 
[{] NONE (No reportable non-investment income.) SOURCE AND TYPE 
INCOME 
(yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
{Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV. REIMBURSEMENTS -transportation, lodging.food, entertainment. 
(Includes those spouse and dependent children: see pp. 25-27 filing instn1ctions.) 
[{] NONE (No reportable reimbursements.) ITEMS PAID PROVIDED 

Date Report 
DOTY, DAVIDS 
3/26/2008 
V GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing 
instructions.) NONE (No reportable gifts.) 

DESCRIPTION VALUE Minneapolis Club Estimated Dues. Honorary Membership 4,200 

VI. LIABILITIES. (lnc/11des those spouse and dependent children; see pp. 32-33 filing instructions.) 
[ZJ NONE (No reportable liabilities.) 

Date Report 
DOTY, DAVIDS 
312612008 
VII. INVESTMENTS and TRUSTS -income, value, transactions (lnc/lldes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
-- 
Description Assets Income during 
Transactions during reporting period 
Gross value end 
(including trust assets) reporting period 
reporting period 
(I) 
(2) 
(1) 
(1) 
(3) 
(4) 
(5)
(2) 
Gain
Value 
Value 
Identity 
Type (e.g., 
Value 
Type (e.g., 
Date
Place "(X)" after each asset Amount 
Code 
buy, sell, 
div., rent, 
Method 
Month-
Code 
Code 
buyer/seller
Code
exempt from prior disclosure 
(A-H) int.) Code 
redemption) 
(if private 
Day 
(J-P) 
(A-H) 
transaction)
(Q-W) 
------ Income Gain Codes: ='Sl,000 Jess  B=Sl,001-$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -550,000  
(See Columns and 04) =$50,00 -SI 00,000 =$I 00,00 -$1,000,000 =$1,000,001-S5,000,000 =More than $5,000,000 Value Codes =$15,000 less 15,00 -SS0,000 =$50,00 -SI 00,000 1oo,oo1 -s2so,ooo  
(See Columns and DJ), =$250,00 -SS00,000 =SS00,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =S25,000,00I -$50,000,000 =More than $50,000,000 Value Method Codes  Q=Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

Date Report 
3/26/2008
DOTY, YID 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
 Description Assets Incom:during Gross va2 end Transactions duri reporting (including trust assets) reporting period reporting period 
-m--1 f(T (3) (4)
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure div., rent, Code Method buy, sell, Month -Code Code buyer/sellerj
Code 
(A-H) int.) (J-P)  Code redemption) _Lay (J-P) (A-H) (if private (Q-W) transaction)
.L. 
18. Duke Energy, c/s  Dividend  
19. Seligman Comm  Dividend  
20. Alcatel Lucent  Dividend  
21. Spectra Energy  Dividend  spn-off/Duke  05115 Income Gain Codes: =SJ ,000 less 1,00  $2,500 =$2,50  $5,000 =$5,001  Sl5,000 15,00  $50,000  
(See Columns and 04) =$50,00  00,000 =$I 00,00  1,000,000 =SJ,000,001  $5,000,000 =More than $5,000,000 Value Codes =S15,000 Jess  K=$15,00I  $50,000 =$50,00  00,000 =$100,001-S250,000  
(See Columns and 03) =S250,00  $500,000 =$500,00I  1,000,000 =SJ,000,001  S5,000,000 =S5,000,00J  S25,000,000 =$25,000,001  $50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment z:Cash Market  
(See Column C2) =Book Value =Other =Estimated  

Date Report 
3/26/2008
DOTY, YID 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicuteparto/Reporl) 

Date Report 
3/26/2008
DOTY, DAVID 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FIUNG INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544