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Judicial Watch • Dean D. Pregerson – 2010

Dean D. Pregerson – 2010

Dean D. Pregerson – 2010

Page 1: Dean D. Pregerson – 2010

Category:Federal Judges

Number of Pages:8

Date Created:September 16, 2013

Date Uploaded to the Library:December 06, 2014

Tags:Dean D Pregerson, Pregerson, Janus, smith, 2010, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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FOR CALENDAR YEAR 2010 Person Reporting (last name, first, middle initial) Court Organization 
Pregerson, Dean Central District California Title (Article III judges indicate active senior status; Sa. Report Type (check appropriate type) 
magistrate judges indicate full-or part-time) 
Nomination, Date 
 
U.S. District Judge, Active 
Initial Annual Final 
Sb. Amended Report Government Act 1978 U.S.C. app.  101-111) Date Report 
0512512011 Reporting Period 
01/01/2010 
12/31/2010 Chambers Office Address the basis the information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance 
312 Spring Street with applicable laws and regulations. 
Los Angeles, 90012 
Reviewing Officer Date 
 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Advisory Board Member Salvation Army Los Angeles Metropolitan 
Preaerson, Dean 
Custodian Smith Barney U/CAIUTMA 
Custodian Smith Barney U/CAIUTMA 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 
 
PARTIES AND TERMS 
 
 
 
 
 
Date Report 
Name Person Reporting 
05/25/2011 
Pregerson, Dean 
III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income [{] NONE (No reportable non-investment income.) 
SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 12/31/10 Self-Employed Consultant/Counselor 
 
 
 
IV. REIMBURSEMENTS -transportation, lodging,food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) 
 
 
 
 
Date Report 
Name Person Reporting 
05/25/2011 
Pregerson, Dean 
 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 instructions.) NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE MorganStanley Portfolio CreditLine 
 
 
 
 
 
 
Date Report 
Name Person Reporting 
05/25/201 
Pregerson, Dean 
VII. INVESTMENTS and income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions. during reporting period 
(including trust assets) reporting period reporting period 
 
Place (X) after each asset Amount Type (e.g., Value 
(2) (!) (2) 
Value Type(e.g., Date Value Gain Identity 
 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, Code2 Code buyer/seller (A-H) int.) (J-P) code3 redemption) (J-P) (ifprivate (Q-W) 
transaction) 
Smith Barney -Citibank South Dakota Bank Deposit Closed 06/30/10 Program 
-Microsoft Dividend Income Gain Codes: =$I ,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,00 100,000 =$100,001 -$1,000,000 =$1,000,00 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,00 -$50,000 =$50,001 -$100,000 100,001 -$250,000 
(Sec Columns and D3) =$250,00 -$500,000 =$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
 
Date Report 
Name Person Reporting 
05/25/2011 
Pregerson, Dean 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions reporting period (including trust assets) reporting period ofreporting period 
Place (X) after each asset Amount Type (e.g., Value Value Type(e.g., Date Value exempt from prior disclosure Code div.,rent, Code2 Method buy, sell, buyer/seller (A-H) int.) (J-P) Code3 redemption) (if priva.te 
 
transaction) 
(Q-W) 
18. 
-Cash Moeny Market Dividend 
 
19. 
-Intel Corp Dividend 
 
20. 
-Microsoft Corp Dividend 
 
21. 
-Pfizer Inc Dividend 
 
22. -Wal-Mart Stores Inc Dividend 
 
23. -Fidelity Concord Str Spartan Equity Dividend 
 
24. -Janus Fund Inc Dividend 
 
25. -Janus Invt Twenty Dividend 
26. -Janus Global Select Dividend 
27. 
Smith Barney IRA 
 
28. 
-Alliancebernstein International Growth Dividend 
29. -Legg Mason Partners Aggressive Growth 
Dividend 
 
 
 
 
 
30. 
-Legg Mason Partners Appreciation Fund 
 
 
Dividend 
31. 
Fiduciary Cap Pension Prts DDP 
 
None 
 
32. Smith Barney IRA -Citibank South Dakota Bank Deposit 
Dividend 
34. -GNMA MATY: 2015 
Interest Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes 415,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(Sec Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Triirisactions during reporting period 
(including trust assets) reporting period ofreporting 
(4) (5) 
Place (X) after each asset Amount Type (e.g., Value Type(e.g.; Date Value aain Identity 
exempt from prior disclosure Code div.,r:mt, Code2 Method buy, sell, Code2 Code buyer/seller 
(A-H) int.) (J-P) redemption) (J-P) (ifprivate 
transaction) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) F=$50,00I -$100,000 =$100,001 -$1,000,000 =$1,000,00 $5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$I 00,000 =$100,001 -$250,000 
(Sec Columns and D3) =$250,00 -$500,000 =$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
 
Name Person Reporting 
Date Report 
Pregerson, Dean 
05/25/2011 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofreport.) 
Asset name changed from Janus Orion Janus Global Select Fund Asset #23 name changed from Fidelity Spartan 500 Index Fidelity Concord STR Spartan Equity Index Fund Asset #26 name changed from Janus Orion Janus Global Select Fund 
 
 
 
 
 
 
Date Report 
Name Person Reporting 
 
05/25/2011 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Dean Pregerson 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, .E. Washington, D.C. 20544