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Judicial Watch • Dean D Pregerson Financial Disclosure Report for 2006

Dean D Pregerson Financial Disclosure Report for 2006

Dean D Pregerson Financial Disclosure Report for 2006

Page 1: Dean D Pregerson Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:11

Date Created:January 31, 2008

Date Uploaded to the Library:November 13, 2013

Tags:Fiduciary, Dean D Pregerson, Pregerson, ANNUITY, barney, smith, reported, 2006, INVESTMENTS, IRS, Financial Disclosure, ICE, CIA, income, Judge


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September 20, 2007 
Committee Financial Disclosure 
Administrative Office the United States Courts 
One Columbus Circle N.E., Suite 2-301 
Washington D.C. 20544 
Dear Ortrie Smith, response your letter August 22, 2007, please informed the following: 
Paragraph 
Part Ill line spouses income should "Financial Consultant -Self-Employed". 
Paragraph 
Part VII, page line MetLife Ins Connecticut Annuity: MetLife acquired 
Travelers Life Annuity 2005. was reported 2005 disclosure report page 
line Travelers Life -Annuity. 

Part VII, page line Smith Barney ACF David U/CA/UTMA Fidelity Spartan 500 
Index was reported 2005 disclosure report page line Fidelity Investments UTMA Spartan 500 Index Fund. 

Part VII, page line Smith Barney ACF David U/CA/UTMA Janus Orion Fund was reported 2005 disclosure report page line Fidelity Investments UTMA Janus Olympus Fund. 
Part VII, page line Smith Barney IRA Legg Mason Partners Aggressive Growth was reported 2005 disclosure report page line Smith Barney IRA Aggressive Growth Fund 

Part VII, page line Smith Barney IRA Legg Mason Partners Appreciation Fund was reported 2005 disclosure report page line Smith Barney IRA Appreciation Fund 
Part VII, page line Smith Barney IRA Fiduciary Cap Pension Prts DDP was reported 2005 disclosure report page line Fiduciary Investments Variable Annuity. 

Part VII, page line 29-30 Smith Barney IRA Citicorp Trust Bank and Citibank South Dakota Bank Deposit money markets were purchased 10/03/06. 
Part VII, page line Smith Barney IRA GNMA Maty: 2015 was reported 2005 disclosure report page line Smith Barney IRA GNMA 10/01/85. 

Part VII, page line Smith Barney IRA Fiduciary Cap Pension Prts was exempt from prior reporting due income and value were below the reporting threshold. 
Paragraph 
Part VII, page line Smith Barney IRA GNMA 0/01 /85 was reported 2006 
disclosure report page line Smith Barney IRA GNMA Maty: 2015. 

Part VII, page line 23, Fidelity Investments UTMA Janus Olympus Fund was reported 2006 disclosure report page line Smith Barney ACF David U/CA/UTMA Janus Orion Fund. 

Part VII, page line 24, Smith Barney IRA Money Cash Portfolio was exempt from disclosure due its income and value below the reporting threshold. 
Part VII, page line 26, Smith Barney IRA Appreciation Fund was reported 2006 disclosure report page line Smith Barney IRA Legg Mason Partners Appreciation Fund 
Part VII, page line 27, Smith Barney IRA Aggressive Growth Fund was reported 2006 disclosure report page line Smith Barney IRA Legg Mason Partners Aggressive Growth Fd. 

Part VII, page line 28, Travelers Life Annuity was acquired MetLife and reported 2006 disclosure report page line MetLife Ins Connecticut Annuity. 
Part VII, page line 29, Fiduciary Investments Variable Annuity was reported 2006 disclosure report page line Smith Barney IRA Fiduciary Cap Pension Prts DDP. 

Enclosures (3) 

AOlO Government Act 1978 
Rev. 1/2007 
FOR CALENDAR YEAR 2006 U.S.C. app.  101-111) Person Reporting Oas! name, first, middle initial) Pregerson, Dean Court Organization Central District California Date Report 04/23/2007 Title (Article III judges indicate active senior status; magistrate judges indicate full part-time) U.S. District Judge, Active  Sa. Report Type (check appropriate type) Nomination, Date Initial  Annual Sb. Amended Report Final Reporting Period 01/01/2006 12/31/2006 Chambers Office Address 312 Spring Street Los Angeles, 90012 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 instructions.)  NONE (No reportable positions.)  
POSITION  Advisory Board Member  Salvation Army Los Angeles Metropolitan 
Custodian 	Smith Barney U/CA!UTMA 
Custodian 	Smith Barney U/CNUTMA 

,......,
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;:o ..,.., 

o::::: 	c::: :;;;;: 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 ofinstmctions.) 
rri s:. [RJ NONE (No reportable agreements.) C))>
-rir-	}'> 
rr; PARTIES AND TERMS 

04/23/2007
Pregerson, Dean 
III, N-INVESTMENT INCOME, (Reporting individual and spouse; see pp. 17-24 instructions.) Filer's Non-Investment Income 
(EJ NONE (No reportable non-investment income.) 

SOURCE AND TYPE INCOME 
(yours, not spouse's) Spouse'S Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 

SOURCE AND TYPE Consultant Self Employed 
IV. REIMBURSEMENTS --transportation, lodging,food, entertainment. 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) (EJ NONE (No reportable reimbursements.) SOURCE DESCRIPTION 

Pregerson, Dean 
04/23/2007 IFf (Includes those spouse and dependent children. See pp. 28-31 instructions.) [EJ NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  VALUE CODE  Smith Barney  Portfolio Credit Line 
Capital One Credit Card 
ABN AMRO Home Mortgage 

Pregerson, Dean 
04/23/2007 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those the spouse and dependent children. see PP 34-60 filing 
instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(1) (2) 
(2)
(2) 
(1) 
Place "(X)" after each asset  Amount  Type (e.g.  Value  Value  
exempt from prior disclosure  Code  div., rent,  Code  Method  
(A-H) int.)  (J-P)  Code  
(Q-W)  

Type (e.g. buy, sell, redemption) Date Month Day 
Value  Gain  Identity  
Code  Code  buyer/seller  
(J-P)  (A-H)  (if private  
transaction) Income Gain Codes: =$1,000 Jess =$!,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and DJ) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column CZ) =Appraisal =Other =Assessment =Book Value =Estimaled  

Date Report 
Pregerson, Dean 
04/23/2007 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those the spouse and dependent children. see PP 34-60 filing 
instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset 
exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(1)  (2)  (1)  (2)  (1)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.  Value  Value  Type (e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001-$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 ::::-Cash Market  
(See Column C2) =Appraisal =Other =Assessment =Book Value =Estimated  

04/23/2007
Pregerson, Dean 
VII. INVESTMENTS and TRUSTS income, vallle, transactions r1nctudes those the spouse and dependent children. see PP 34-60 filing instmctions.J NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(1)  (2)  (1)  (2)  (1)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.  Value  Value  Type (e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes; =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and DJ) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column CZ) =Appraisal =Other =Assessment =Book Value =Estimated  

Date Report 
Name Person Reporting 
Pregerson, Dean 
04/23/2007
VII. INVESTMENTS and TRUSTS income, value, transactions r1nctudes those the spouse and dependent children. see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset 
exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(1)  (2)  (1)  (2)  (1)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.  Value  Value  Type (e.g.  Dale  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

50. Smith Barney IRA Federal Express  Dividend  sell  03/20  
51. Smith Barney IRA Paul Travelers PPTY Corp  Dividend  sell  03/20  
52. Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501  $5,000 =$5,001 -$15,000 =$15,001 -$50,000 (See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001  $250,000 (See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001  $50,000,000 =More than $50,000,000 (See Column C2) =Other Value Method Codes =Cost (Real Estate Only) =Cash Market =Appraisal =Assessment =Book Value =Estimated 

Pregerson, Dean 
04/23/2007
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicate part Report.) 

Pregerson, Dean 
04/23/2007
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544