Skip to content

Judicial Watch • Dean Whipple Financial Disclosure Report for 2008

Dean Whipple Financial Disclosure Report for 2008

Dean Whipple Financial Disclosure Report for 2008

Page 1: Dean Whipple Financial Disclosure Report for 2008

Category:Financial Disclosure

Number of Pages:22

Date Created:November 3, 2009

Date Uploaded to the Library:November 13, 2013

Tags:Dean Whipple, HAROLD, dependent, 2008, INVESTMENTS, investment, EPA, transactions, TRUSTS, dividend, Financial Disclosure, ICE, CIA, income, Judge


File Scanned for Malware

Donate now to keep these documents public!

  • demand_answers

See Generated Text   ˅

Autogenerated text from PDF

Whipple_Harold_Dean 

Ill. N-INVESTMENT ME. (Reportingindividual and spouse; see pp. 17-24 filing 
instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.)  

 SOURCE AND TYPE  INCOME (yours, not spouse's) 2008  Missouri Judges Retirement System  -Pension  $36,041.04 Spouse's Non-Investment Income -lfyou were married during any portion the reporting year, complete this sectiofL (Dollar amount not required except.for honoraria.) NONE (No reportable non-investment income.) SOURCE ANO TYPE 2008 Administrative Office -U.S. Courts -Administrative Assistant 

IV. REIMBURSEMENTS -transportation, lodging.food, entertainment 
(Includes those spouse and dept..ndenl children; sec pp. 25-27 filing instroctions) GIFTS. (Includes those spouse and dependent clzildren; see pp. 28-31 filing instructions.) 
[ZJ NONE (No reportable gijis.) 
SOURCE DESCRIPTION 
VALUE 

VJ. LJABJLJTIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[ZJ NONE (No reportable liabilities.) 
DESCRIPTION VALUE CODE 

Name Person Reporting 
Date Report 
WHIPPLE HAROLD "DEAN" 
04/21/2009 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filinc instructions.) NONE (No reportable income, assets, transactions.) ------------D. 
Description Assets Income during 
Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting riod 	(I) 
(2) 
--(2)--T(3) ____ (4i 
Place (X)" aftereach a%ct Amount Type (e.g., Value Type (e.g., Date Value Gain exempt from prior disclosure 
Code 
div., rent., 
Code buy, sell, Month -Code Code 
(A-H) int.) 
(J-P) redemption) Day (J-P) (A-JI) 
(5) 
Identity 
buyer/seller 
(if private 
transaction) Jncomc (jain Codes: =$1,000 kss =Sl,001-$2,500 =S2,501 $5,000 D=$5.00I -$15,000 =$15,001 $50,000 (Sec Columns and D4) =$50,00 -$I 00,000 =SIOO,OOt Sl.000.000 lit =$1,000,00 $5,000,000 112 =More than $5,000,000 
Value Codes =$15,000 kss =$15,001 $50,000 =$50.00 -$I 00,000 =$100,00 $250,000 

(See Columns :ind 03) =$250,00 -$500,000 =$500,00 -$1,000,000 =$1,000.001  $5,000,000 =$5,000,001  $25,000,000 =$25.000,001 -$50,000,000 =More than $50,000.000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Hook Value V=Othcr :.:Estimated 

VII. INVESTMENTS and TRUSTS --incnme. va111e, transactions r1nc1udes those ofspo1,,e and dependent children: >ee pp. 34-60 fitin1: in.,tructions.J NONE (No reportable income, assets, transactions.) 

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those ofwouse and dependent children: see pp. 34-60 filinc ins1ruc1ions.J NONE (No reportable income, assets, transactions.) 

Name Person Reporting 
Date Report 
WllIPPLE, HAROLD "DEAN" 
04/21/2009 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc111des those spouse and dependent children; see pp. 34-60 filint: instructions.) NONE (No reportable income, assets, transactions.) 
------------------------------ Description Assets Income during Gross value end 
Transactions during reporting period 
(including trust assets)  reporting period  reporting period  
(I)  (2)  (2)  (I)  
Place "(X)" after each asset  Amount  Type (e.g.,  Type (e.g.,  Date  
exempt from prior disclosure  Code  div., rent,  buy, sell,  Month 
(A-JI) int.)  redemption)  Day  

(4) 
Value Gain Code 
Code (J-P) 
(A-II) 
52.
Buy 01/03 
--------------
(5) 
Identity buyer/seller (ifprivate transaction) Income Gain Codes: ="$1,000 less =Sl,001 -S2,500 =$2,50 -S5,000 =$5,001 -Sl5,000 
(Sec Columns and D4) =$50,001 -$100,000 =$100,00 ,000,000 Ill =$1,000,001-SS,OOO,OOO 112 =More than $5,000,000 Value Codes =$15,000 less =$15,00 -$50,000 =$50,001 100,000 =$100,001 -$250.000 (Seo Columns and DJ) =$250,001 -$500,000 =$500,001 -$1,000,000 =s1.ooo.001. ss.000.000 000 001-P5000 000 =$25,000.001 -$50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) 
(Sec Column C'2) =Book Value V=Othcr
!________________ ----------

:.:::: """""
-"" ----

VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 1.t-60 filing instructions.; NONE (No reportable income, assets, transactions.) 

Name Person Reporting 
Date Report 
WHIPPLE, HAROLD "DEAN" 
04/21/2009 
VII. INVESTMENTS and TRUSTS -income, value, rransacrions r1nc1udes those spouse and dependent children: see PP 1-1-60 filing insrrucrions.J NONE (No reportable income, assets, transactions.) 
Income during 
Description Assets 
(including trust assets) 
reporting period 
86. Dodge Cox Int'! Stock 048 
87.
88. 
Central 13ank Accounts 

89. 
l3ank Midwest Account 

90. Garmin, LTD 
Dividend Interest Interest Dividend  
Gross value end  Transactions during reporting period  
reporting period  

(2) 
(3)
(l)
(2)
(2) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  
exempt from prior disclosure  Code  div., rent,  Code  Method  
(A-H) int.)  (J-P)  Code  

Type (e.g., buy, sell, redemption) 
Date 
Value 
Gain Identity 
Month-
Code 
buyer/seller 
Day 
(J-P) 
(if private 
(Q-W) 
transaction) Buy 
Sold 
Open 
Open 
Buy 09/02 
10/28 
02/01 
04/21 
07/30 

------------------1 Income G:1in Codes $1,000 kss =Sl.001. $2,500 $2.501 -$5,000 =$5.001 -Sl5,000 15,001  S50,000  
(Sec Columns :md 04) =$50,00 -$100,000 =SI00.001 -$1.000.000  Ill =Sl.000.001-S5,000.000 =More than $5,000.000 V:iluc Codes 15.000 less =$15,001. $50,000 =$50.00I -$I 00,000 =$100.001 -$250,000  
(Si:t.: Co!umns and DJ) =$250,00  $500,000 =$500,00I -$1,000.000 =$1,000.00I -$5,000,000 =$5,000,001 -$25.000.000 Yalui.: Mdhod Codi.:s =$25.000,00 -$50,000,000 =Appraisal =-Cost (Real Esiarc Only) =More th:ln $50.000,000 =Assessment =Cash Market (Sec Column C2) _____ -- =Book Value =-Other =fatimatcd  

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicate parto/Report) 
III. NON-INVESTMENT INCOME. 	Filer's Non-Investment Income previous years have reported the gross figure. This year have reported the net amount the filing instructions dictate. 

Name Person Reporting 
Date Report 
WlllPPLE, HAROLD "DEAN" 
04/21/2009 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app. SOI ct. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 

Whipple_Harold_Dean 

III. N-INVESTMENT INC ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) Spouse's Non-Investment Income -I/you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 

SOURCE AND TYPE 2008 	Administrative Office -U.S. Courts -Administrative Assistant 

IV. REIMBURSEMENTS -transportation, /odging,food, entertainment 
(lnc!Udes !hose spouse and dependent children; see pp. 25-27 filing instroctions.) 
[Z] 	NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

VJ. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[Z] 	
NONE (No reportable liabilities.) CREDITOR 
DESCRIPTION VALUE CODE 

Nome Person Reporting 
Date Report 
WHIPPLE, HAROLD "DEAN" 
04/21/2009 
VII. INVESTMENTS and TRUSTS -income, vatue, 1ransactwns r1nc1udes those spouse and dependent children; ;ee pp. 14-60 offilinc instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 

Income during Gross value end Transactions during reporting period (including trust assets) -reporting period reporting period 
--.
--
(1) (2) (I) (2) 
(4) 
(5) 
Place (X)" after each asset exempt from prior disclosure  Amou Code (A-H)  Type (c. g. div., ren int.)  Value Code (J-P)  Value Method Code (Q-W)  Type (e.g., buy, sell, redemption) ------  U.S. Bank (formerly Mere.Bank) (IRA's) equivalent  Interest  Redeemed  Woodlands, Dallas Co.,  None  Woodlands, Dallas Co.,  None  

Date 
Month-
Day 

10/31 
Gain
Value 
Code 
Code 
(J-P) 
(A-H) 
Identity buyer/seller (if private transaction) 
Office Bldg., Lebanon, 
None 
1/2 Owner woodlands, Laclede Co., None 
1/3 Owner woodlands, Lebanon, None 
GMAC Interest 
Bank America Accounts Interest 
Com Prod. Int'I. com. stock Dividend 

IO. Vail Resort, Inc. (common) None Mid-Missouri Bank Account Interest 
12. Cisco Systems, Inc. (common) 
None 
Pepsico, Inc. (common) Dividend 
14. 
Federated Total Return Bond Fund 

15. 

16. 

17. Income Gain Codes: =.Sl,000 less (Sec Columns and D4) =$50,00  00.000 Value Codes 15,000 
(Sec Columns and 03) =S250.00t  $500.000 =$25.000.001 -$50,000,000 Value Method Codes =Appraisal 
(See Column C2) =Book Value 

Dividend =Sl,001-S2.500 t00.00  1,000.000 =$15,001  $50,000 =$500,001 -St.000.000 =Cost (Real Estate Only) =01her 
Sold 
Buy 
Buy 
Sold =S2.501 -S5.000 Ill =Sl.000,001 -$5,000,000 =$50,001  $100,000 =Sl,000.00t  $5,000,000 =More than $50.000,000 =Assessment =Estimated =S5.00t -$15,000 112 =More than $5,000,000 =$100,001  $250,000 
01/02  
10/10  
12/02  
12/15 =S5,000,00t  S25.000.000 =Cash Market =SI 5.001  S50,000 

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 offilinc instructions.) NONE (No reportable income, assets, transactions.) 
----------------

Name Person Reporting 	Date Report 
WHIPPLE, HAROLD "DEAN" 	04/21/2009 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 offilinc instructions.) NONE (No reportable income, assets, transactions.) 
- 

(5)----

Description Assets 
Income during Gross value end Transactions during reporting period 
(including trust assets) 
reporting period reporting period 
(4)(3) 
Date Value Gain 
Month-Code 
Code 
(A-H) int.} 
(J-P} Code redemption} 
Day 
(J-P} (A-H) (l) (2) (l) (2) (l} 

Place "(X)" after each asset 
Amount 
Type (e.g., Value Value 
Type (e.g., 
Identity 
buyer/seller 
(if private 
Code
exempt from prior disclosure 
div., rent. Code Method buy, sell, 
_l_--- 
transaction) 
35. 

Buy J/06 
36. 	Goldman Sachs Financial Square Money Dividend 
Redeemed 01103 
rket Fund 
Buy 06/16 
38.  Buy  09102 
39.  Redeemed  09114  

40. Buy  10/01  

41.	Buy 10/02 

42.

Redeemed 10/10 
Buy 10/29 
44. 
Buy 1/03 
Buy 1104 
Redeemed 11/06 
Redeemed 12/02
47. 
Redeemed 12115 
Buy 12/16 
50. 
Redeemed 12117 	Dimensional Fund Advisors Investment mensions Group 
Income Gain Cock.-s: =$1,000 less 
(Sec Columns and D4} =S50,00 00,000 
Value Codes 15,000 less 

(Sec Columns: :ind 03) =$250,001 -$500,000 =$25,000,00 -$50,000,000 
Value Method Codes =Appraisal 
(Sec Column C2) =Book Value 

Dividend =$1,00  $2,500 =$100,001-St,OOO,OOO =$15,001-$50,000 =$500,001 -$1,000,000 =Cost (Real Estate Only} =Other Sold 01/02 (part) =$2,50t-$5,000 ,000,00 -$5,000,000 =$50,001  $100,000 ,000,00 -$5,000,000 =More than $50,000,000 =Assessment =Estimated =$5,001 -$15,000 =More than $5,000,000 =$100,001 -$250,000 =$5,000,001 -$25,000,000 =Cash Market =SI 5,001 -$50,000 

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent c1.udren; see pp. 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

VII. INVESTMENTS and TRUSTS -income. value, transactions rrnc1udes those spouse and dependent children; see PP 14-60 filing instructions.J NONE (No reportable income, assets, transactions.) 

VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 instructions.)
NONE (No reportable income. assets, transactions.) 
- Description Assets 
(including trust assets) Transactions during reporting period  
Income during  Gross value end  
reporting period  reporting period  
(I)  (2)  (1)  (2)  
Amount  Type (e.g.,  Value  Value  
Code  div., ren  Code  Method  
(A-H) int.)  (J-P)  Code  
(Q-W)  
- --- 

--1- 
(I) 
(2) 
(5) 
Place "(X)" after each asset 
exempt from prior disclosure 
Date Value 
Gain
Type (e.g., 
Identity 
Month -Code 
Code 
buyer/seller 
buy, sell. 
redemption) Day (J-P) (if private 

transaction) 
 ------- 
86.  Dodge Cox lnt'l Stock 1048  Dividend  Buy  09102  
87.  Sold  10/28  
88.  Central Bank Accounts  Interest  Open  02/01  
89.  Bank Midwest Account  Interest  Open  04/21  
90.  Gam1in, LTD  Dividend  Buy  07130 Income Gain Codes: 1,000 less =Sl,001  $2,500 =S2.50 -SS,000 =SS.DOI 15.000 =SI 5,001 -S50,000  
(Sec Columns and 04) =S50,00I -$100,000 =SI00,001-Sl,000,000 =Sl,000,001  SS,000,000 =More than $5,000,000 Value Codes 15,000 less =Sl5,00I  S50,000 =S50,00I  SI00,000 =s100,001 -mo,ooo  
(Sec Columns and 03) =$250,001  $500,000 =$500,001 -Sl.000,000 =$1,000,001 -$5,000,000 =$5.000,001 -S2S.OOO.OOO =$25,000,00 -$50,000,000 =More than $50,000,000 VJ.Im: Method Codes =Appraisal =Cost (Rc:i.I EstJtc Only} =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofReporL) 
Ill. NON-INVESTMENT INCOME. 	Filer's Non-Investment Income previous years have reported the gross figure. This year have reported the net amount the filing instructions dictate. 

Dale Report 
Name Person Reporting 
04/21/2009
WHIPPLE, HAROLD "DEAN" 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 ct. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE TIIIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544