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Judicial Watch • Debra A. Livingston – 2012

Debra A. Livingston – 2012

Debra A. Livingston – 2012

Page 1: Debra A. Livingston – 2012

Category:Federal Judges

Number of Pages:11

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Debra, Debra A Livingston, Livingston, Fidelity, vanguard, 2012, Gross, Market, assets, INVESTMENTS, transactions, Codes, dividend, reportable, reporting, Federal Judge, income, Judge


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Rev. 112013 
FOR CALENDAR YEAR 2012 U.S.C. app J.J Person Reporting (last name, first, middle initial) Livingston, Debra Court Organization U.S. Court Appeals for the Second Circuit Date Report 05113/2013 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) United States Circuit Judge. Active status.  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2012 12/31/2012 Chambers Office Address 
United States Courthouse Foley Square 
New York, New York 10007 
IMPORTANT NOTES: The instructions accompanying this form m11st followed. Complete all parts, checking the NONE box for each part where you have reportable i11formatio11. POSITI NS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
NAME ORGANIZATION/ENTITY  Columbia Law School  Trust fbo relative ("Trust SJ") 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 

PAR TIES AND TERMS 2/1999 	Wolters-Kluwer Law BusinesslAspen Publishers. Royalty payments sales co-authored case book, Comprehensive Criminal Procedure 
1992 	See Part VIII. Additional Information. 
2007 	See Part VIII. Additional Information. 

Livingston, Debra 
05/13/2013

Ill. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing inslr11ctions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) 
SOURCE AND TYPE INCOME 04.01.2012 Wolters-Kluwer Law Business!Aspen Publishers (royalties) 2012 Columbia Law School Spouse's Non-Investment Income Ifyo11 were married d11ring any portion the reporting year, complete this section.
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV. REIMBURSEMENTS -transportation, lodging,food, entertainment. (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.)  
SOURCE  DATES  LOCATION  PURPOSE  ITEMS PAID PROVIDED  Federal Bar Council  February 4-11, 2012  Kona, Hawaii  Judicial Chair, FBC 2012 Winter Bench/Bar Conf  travel, lodging, meals for self and spouse  

National Federalist Society March 1-2, 2012 Cambridge, Speech Harvard travel, lodging, meal Federalist Society 
University Virginia School May 13-15, 2012 Charlottesville, Judge Moot Court travel, lodging, meals 

05/13/2013 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[ZJ  NONE (No reportable gifts.)  
SOURCE  DESCRIPTION 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[ZJ 
NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 

05/13/2013
Livingston, Debra 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spo11se and dependent c1tildren; see PP 34-60 filing ins1mctions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) 
(I) 
(I) (2) 
(3) 
(4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1.000 less =$1,001 -$2.500  c=$ 2.501 -$5.000  D=$5,001-$15,000 =$15,001 -$50,000  
(Sec Columns and D4)  F=$50.001 -$100,000 =$100.001 -$1,000.000 =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes  J=$15,000 less  K=$15,001 -$50.000  L=$50,001 -$100,000 =$100,001 -$250.000  
(Sec Columns and D3)  N=$250.001  $500.000 =$500,001 -$1.000.000 =$1.000.001  $5,000.000 =$5.000.001 -$25,000.000 =$25,000.00  $50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2) =Book Value =Other  W=Estimated  

05/13/2013
VII. INVESTMENTS and TRUSTS --income, value, transactions (lnc/11des those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trnst assets)  reporting period  ofreporting period  

(I) (2) (I) 
(3) (4) (5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code
exempt from prior disclosure 
div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) Code3 redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 

1.Income Gain Codes: =$1.000 less .OOI -$2.500 =$2,501 -$5,000  0=$5,001 -$t5,000 =$15.00t -$50.000  
(Sec Cohnnns and 04) =$50.00 00.000 =$I 00.00 -$1,000.000 =$1,000.001 -$5,000,000  112 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.00 -$I 00,000 =$100.001 -$250.000  
(Sec Columns and 03) =$250,00 -$500.000 =$500,001 -$1.000.000 =$1,000,001 -$5.000.000  1'2 =$5. 000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Livingston, Debra 
05/13/2013 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Jnc/11des those spouse and dependent children; see PP 34-60 filing instr11ctions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(1) (2) (2) (3) 
(4) (5) Livingston, Debra 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (ifprivate  
(Q-W)  transaction)  

35. VGSLX Vanguard REIT Index Fund Adm  Dividend  Sold  03109112  
36. VBTLX Vanguard Total Bond Mkt Index Adm  Dividend  Sold  03109112  
37. VDC Vanguard Consumer Staples ETF  Dividend  Sold  03109112  
38. VDE Vanguard Energy ETF  Dividend  Sold  03109112  
39. VHT Vanguard Health Care ETF  Dividend  Sold  03109112  
40. VOX Vanguard Telecom Services ETF  Dividend  Sold  03109112  
41. NLY Annaly Capital Management Inc  Dividend  Sold  03109112  
42. AAPL Apple Inc.  None  Sold  03/09/12  
43. ATT Inc.  Dividend  Sold  03109112  
44. BIDU Baidu Inc Sponsored ADR  None  Sold  03109112  
45. CTL Centurylink Inc.  Dividend  Sold  03109112  
46. CJM Chimera Investment Corp  Dividend  Sold  03109112  
47. CLX Clorox  Dividend  Sold  03109112  
48. Consolidated Edison  Dividend  Sold  03109112  
49. DEO Diageo PLC New Sponsored ADR  Dividend  Sold  03109112  
50. DuPont Nemours  Dividend  Sold  03109112  
51. EOG EOG Resources Inc  Dividend  Sold  03/09/12 Income Gain Codes: 1.000 less =$1,00 -$2,500 =$2.501 -$5.000 =$5,001 -$15.000 =$15,001 -$50,000  
(Sec Columns and 04)  F=$50,001-$100.000 =$100.001 -$1.000,000 =$1.000.001 -$5.000.000 =More than $5,000.000 Value Codes =$15.000 less =$15,001 -$50,000 =$50.00 -$100.000 =$100,00 -$250,000  
(Sec Columns and 03) =$25 0.001 -$500,000 =$500,00 -$1,000.000 =$1,000.001 -$5,000.000 =$5.000.001 -$25,000,000 =$25,000,001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

05/13/2013
VII. INVESTMENTS and TRUSTS --income, va111e, transactions (1nc111des those spouse and dependent c11udren; see PP 34-60 filing instmctions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including lrusl assets)  reporting period reporling period  

(2) (3) (4) (5) 
Place "(X)" after each assel  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Dale  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code2  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  lransaclion) Income Gain Codes: =$1,000 less =$1,001 -$2.500 =$2.501 -$5.000  0=$5,001-$15.000 =$15.001 -$50.000  
(See Columns and 04)  F=$50.00l -$100.000  G=$100.001 -$1.000.000 =$1.000.001 -$5,000,000  112 =More than $5,000,000 Value Codes =$15,000or less 415,001 -$50,000 =$50,001 -$!00.000 =$100,001 -$250.000  
(Sec Columns and 03)  N=$250.001 -$500,000  0=$500,001. $1.000.000 =$1,000,001 -$5,000.000 45,000,001  $25,000.000 =$25.000,001  $50.000,000  P4=More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

05/13/2013
VII. INVESTMENTS and uSTS --income, value, transactions (lnc/11des tltose spo11se and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including tmst assets)  reporting period reporting period  

(I) 
(2) (2) (I) (2) (3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H)  (ifprivate  
(Q-W)  transaction) Income Gain Codes: =$1.000 less =$1,001  $2.500  c=$2,501  $5,000  0=$5.001 -$15.000 =$15.001 -$50,000  
(Sec Columns and D4)  F=$50.001 -$100.000 =$100.001  $1.000.000 =$1,000.001 -$5.000.000  112 =More than $5.000.000 Value Codes  J=$15.000 lcss  K=$15.001 -$50.000  L=$50,00 -$100.000 =$100.001  $250.000  
(See Columns and D3)  N=$250.00 -$500.000  0=$500,00  $1.000.000 =$1 ,000,001  $5,000.000 5.000.001 -$25,000.000 =$25.000.00  $50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value  V=Othcr =Estimated  

05/13/2013
Livingston, Debra 
VII. INVESTMENTS and TRUSTS --income, value, transactions (lnc/11tles those spouse anti dependent c/1iltlren; see PP 34-60 filing 
instmctions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) 
(2) 
(I) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private ansaction) 
86. Vanguard Prime Money Market Fund (X)  IntJDiv.  Buy  08/28/12  
87. ====Trust 6F== (H) (n.9)  
88. Vanguard Wellesley Income Fund (X)  Dividend  Buy  07/24112  
89.  Buy (add'!)  07/27/12  
90. Vanguard Prime Money Market Fund (X)  Int./Div.  Buy  07/09/12  
91.  Buy (add'!)  07/30112  
92.  Sold (part)  10/09/12  
93. ====Nevada 529 ==== (H) (n.10)  
94. Vanguard 529 Moderate Age-Based Opt: Income Portf (n.  None  Open  06/22/  
95.  

I.Income Gain Codes: =$1,000 less =$1,001 -$2,500 c=$2,501 -$5,000 0=$5.001 -$15.000 =$15.001 -$50.000 (Sec Columns and 04) F=$50.001 -$100,000 =$100.001 -$1.000.000 =$1.000,001 -$5.000.000 112 =More than $5.000.000 
Value Codes J=$15.000 less K=$15,001 -$50.000 L=$50.00 -$I 00.000 =$100.001  $250.000 

(Sec Columns and 03) 	N=$250,00 -$500.000 =$500,00 -$1.000.000 =$1,000.001  $5,000.000 =$5.000.001 -$25,000.000 =$25,000.001 -$50.000.000 =More than $50.000.000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market (Sec Column C2) V=Othcr =Book Value =Estimated 

Date Report 
05113/2013
Livingston, Debra 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicale part ofreport.) 
Part II. Agreements. 
2007. continue have retirement accounts maintained through Columbia University, the individual holdings which are listed under Part VII, Investments and Trusts. 
1992. result employment with the University Michigan Law School from 1992-1994, continue have retirement account establistied through the University Michigan, the holdings which are listed under Part VII. Investments and Trusts. Contributions are course longer made those retirement accounts. 
Part VII. Investments and Trusts. Fidelity Contrafund converted Fidelity Fidelity Contrafund Kon 1/11/12 transaction that did not result capital gains for income tax purposes. There was 2012 income for Fidelity Contrafund. 
n.2 Fidelity Growth Co. converted Fidelity Fidelity Growth Co.Kon 1/11/12 transaction that did not result capital gains for income tax purposes. There was 2012 income for Fidelity Growth Co. 
n.3 Name change only. 
n.4 Vanguard 078 Asset Allocation converted Vanguard Vanguard Balanced Index Fund Feb. 10, 2012, and Vanguard 502 Balanced Index Fund Admiral Aug. 28, 2012. conversion resulted capital gains for income tax purposes. Income level Bas reported aggregate; separately reported, income level for each fund would level 
n.5 This was return deposit, less expenses refurbish the unit. 
n.6 The PNC bank accounts were inadvertenly omitted from the list estate assets reported the 2011 FDR. end 2011 the PNC bank accounts had value code and interest income value code 
n.7 Non-interest-paying account opened executor estate following issuance Letters Testamentary January 2012. 
n.8 Multiple separate purchases were made 3/9/12 corresponding the separate liquidations listed rows through 70. This row lists the aggregate all purchases this asset 3/9/12. rel:t::l the death one those relatives the year before, the other relative renounced succession the 529 account. June 18, 2012, the account was transferred maintain for the benefit ofrelative June 22, Vanguard exchanged Vanguard Total Bond Market Index Portfolio and Vanguard Inflation-Protected Securities Portfolio, each about 50% the value the account, and then exchanged them out, replacing them with Vanguard Moderate Age-Based Option: Income Portfolio. None the exchanges resulted capital gains for income tax purposes. 

Livingston, Debra 
05/13/2013

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Debra Livingston 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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