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Judicial Watch • Dolores K Sloviter Financial Disclosure Report for 2006

Dolores K Sloviter Financial Disclosure Report for 2006

Dolores K Sloviter Financial Disclosure Report for 2006

Page 1: Dolores K Sloviter Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:14

Date Created:September 4, 2007

Date Uploaded to the Library:November 13, 2013

Tags:dolores, sloviter, Dolores K Sloviter, Appraisal, Assessment, Estimated, Gross, 2006, INVESTMENTS, transactions, TRUSTS, IRS, Financial Disclosure, ICE, CIA, income, Judge


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AO-IO(WP) Rev. 112007 U.S.C. app. 101-111) 
FOR CALENDAR YEAR 2006 Person Reporting (Last name.first. middle initial) Date Report 
ourt 
SLOVITER, DOLORES Appeals for the Third Circuit 

5/15/07 Title (Article Jlljudges indicate active senior status; Sa. Report Type (check appropriate type) Reporting Period 
magistratejudges indicate fall-or part-time) 
_Nomination, Date 
United States Circuit Judge 1/1/06 through
Initial Annual Final
Active 12/31/06 
Sb. Amended Report 	Chambers Office Address the basis the information contained this Report and any modifications 
pertaining thereto, is, opnion, compliance with applicable laws and 

18614 United States Courthous 
regulations.  
601 Market Street 
Philadel hia 19106 POSIT! ONS. (Reporting individual only; see pp. 9-13 Instructions.} 
POSITION 	NAME ORGANIZATION/ENTITY NONE (No reportable positions.) 
Board Trustees National Constitution Center Nonmarital Trust Trustee FBO 	2006 Delaware/Pennsylvani Rhodes Chair Selection Committee for Rhodes Scholars 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 Instructions) 
,.__,
DATE 	PARTIES AND TERMS c-:-> 
c..:..> .... ::0 
NONE (No reportable agreements.) :::::
:c- ... --< ("') 
,-....,, 
; I(-__: :.>
...0 	.::;-,...,
c::. :--..
-r:r-rn 
Ill. 	NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 Instructions.) 
SOURCE AND TYPE 	0-INCOME Filer's Non-Investment Income 
NONE (No reportable non-investment income.) 

Phila., 	$J.O, 242. 	Spouse's Non-Investment Income -If you were married during any portion the reporting year, please complete this 
section. (dollar amount not required except for honoraria) NONE (No reportable non-investment income.) 

VI. LIABILITIES. (Includes those spouse and dependent children See pp. 32-33 Instructions.) 

Name Peison Reporting 
Date Report 
DOLORES SLOVITER 
5/15/07 
VII. Page INVESTMENTS and TRUSTS income, value, transactions (Includes those
spouse and dependent children. See pp. 34-60 Instructions.) 
NONE (No reportable income, assets, transactions.) SEE ATTACHED PAGES 1-10 

Dolores Sloviter
VII. 
INVESTMENTS AND TRUSTS --income, value, transactions 
Description  Income  Gross Value  Transactions during Assets  during end  period  
period  period  

disclosure PlaG.e "(X)" after Amt. Type Value Value. Type Date: Value Gain Ideneach asset exempt Code1 (e.g., Code2 Method (e.g., Month-Code2 Code1 tity from prior dis-(A-H) div.) (J-P) Code3 sold) Day (J-P) (A-H) buyer/ closure (Q-W) seller 

ATT (acquired SBC) com. stock  Div.  
Comcast CMCSA -com. stock  None  
Exelon -com. stock  Div. -com. stock  Div.  

lTT Industries Div. com. stock 
HanesBrand, Inc. -None Spinoff 8/18 com. stock (from Sara Lee) 	
Income/Gain Codes: A=$1,000 less $1,001 $2,500 $2,501 $5,000 $5,001 $15,000 $15,001 $50,000 F=$50,001 $100,000 $100,001 million H=over $1,000,000 	
Value Codes: J=$15,000 less K=$15,001 $50,000 $50,001 $100,000 =$100,001 $250,000 $250,001 $500,000 $500,001 $1,000,000 P=over $1,000,000 	Value Method Codes: Appraisal Cost (real estate only) Assessment Cash/market Book value Other Estimated 

Dolores Sloviter 
VII. 
INVESTMENTS AND TRUSTS --income, value, transactions 

Description 
Income Gross Value Transactions during Assets during end period period period not from disclosure 
Place "(X)'' after Amt. Type 

Value Value Type Date: Value Gain Ideneach asset exempt Code1 (e.g., Code2 Method (e.g., Month-Code2 Code1 tity from prior dis-
(A-H) div.) (J-P) Code3 sold) Day (J-P) (A-H) buyer/
 
closure 	(Q-W) seller 

Hartford Fin. Services ;;om. stock  Div.  
PSEG -(Exelon merger called ASO)  Div.  
Rayonier -com. ;;tock  Div.  
Sara Lee -com. ;;tock  Div.  
Vanguard Mun. Bond Funds  Div. cap. gam  see VIII 	Income/Gain Codes: A=$1,000 less $1,001 $2,500 $2,501 $5,000 $5,001 $15,000 $15,001 $50,000 $50,001 $100,000 $100,001 million H=over $1,000,000	Value Codes: J=$15,000 less K=$15,001 $50,000 $50,001 $100,000 $100,001 $250,000 $250,001 $500,000 $500,001 $1,000,000 P=over $1,000,000 Value Method Codes: Q=Appraisal =Cost (real estate only) Assessment Cash/market Book value Other Estimated 

Dolores Sloviter 

VII. 
INVESTMENTS AND TRUSTS --income, value, transactions 
Description Income Gross Value Transactions during 

disclosure  
Place (X)" after_ each asset exempt prior disclosure  Amt. Code1 (A-H)  Type (e.g., div.)  Value Code2 (J-P)  Value MeCode3 (Q-W)  thod  Type (e.g., sold)  Date: Month-Day  Value Code2 (J-P)  Gain Code1 (A-H)  -Identity from buyer/ seller  

Vanguard Windsor Vanguard Star Fund Vanguard 500 Index Fund Div. cap. gam Div. cap. gain Div.  see VIII  
Bucks County 5%, '22 Int. Income/Gain Codes: $2,501 $5,000  A=$1,000 less $5,001 $15,000  $1,001 $2,500 $15,001 $50,000 $50,001 $100,000 $100,001 million H=over $1,000,000 	Value Codes: J=$15,000 less K=$15,001 $50,000 L=$50,001 $100,000 $100,001 $250,000 $250,001 $500,000 0=$500,001 $1,000,000 P=over $1,000,000 	Value Method Codes: Q=Appraisal =Cost (real estate only) Assessment Cash/market Book value Other Estimated 

VII. INVESTMENTS AND TRUSTS --income, value, transactions 

Dolores Sloviter  
Description Assets  Income during period  Gross Value end period  Transactions during period  
Place (X)" after each asset exempt prior disclosure  Amt. Code1 (A-H)  Type (e.g., div.)  Value Code2 (J-P)  Value Method Code3 (Q-W)  Type (e.g., sold) not from disclosure Date.: Month-Day Value Code2 (J-P) Gain Code1 (A-H)  Iden-.:. tity from buyer/ seller  
Conrad Weiser S.D., 5.25%, '14  Int.  Sold  6/15  None  
Dauphin Cty., 4.4%, '19  Int.  
Dauphin Cty., 4.5%, '26  Int.  
Del. Pa. Riv., 5.4%, '14  Int.  
Fleetwood, 5.65%, '11  Int.  Sold  6/15  None 	
Income/Gain Codes: $1,000 less $1,001 $2,500 $2,501 $5,000 $5,001 $15,000 $15,001 $50,000 $50,001 $100,000 $100,001 million =over $1,000,000 	
Value Codes: $15,000 less $15,001 $50,000 $50,001 $100,000 $100,001 $250,000 $250,001 $500,000 $500,001 $1,000,000 =over $1,000,000 	
Value Method Codes: =Appraisal =Cost (real estate only) Assessment Cash/market Book value Other Estimated 

Dolores Sloviter 
VII. 
INVESTMENTS AND TRUSTS --income, value, transactions 

Description Income Gross Value Transactions during Assets during end period period period not from disclosure Plce "(X)" after Amt. 
Type Value Value Type Date: Yalue Gain Ideneach asset exempt Code' (e.g., Code2 Method (e.g., Month-Code2 Code1 tity from prior dis-(A-H) div.) (J-P) Code3 sold) Day (J-P) (A-H) buyer/ closure (Q-W) seller Greater Johns-A Int. town, 5%, '08 

Lower Merion Int. S.D., 4.8%, '25 
Lower Merion Twp. Int. 5.125%, '18 

Luzerne, 5.6%, Int. '16 
Muhlenberg, PA, Int. Sold 4/1 None 5.25%, '12 	Income/Gain Codes: A=$1,000 less B=$1,001 $2,500 $2,501 $5,000 $5,001 $15,000 $15,001 $50,000 $50,001 $100,000 $100,001 million H=over $1,000,000	Value Codes: J=$15,000 less K=$15,001 $50,000 L=$50,001 $100,000 $100,001 $250,000 $250,001 $500,000 0=$500,001 $1,000,000 P=over $1,000,000 	Value Method Codes: Q=Appraisal =Cost (real estate only) Assessment T=Cash/market Book value Other Estimated 

Dolores Sloviter 
VII. 
INVESTMENTS AND TRUSTS --income, value, transactions 

Description Income Gross Value Transactions during Assets during end period period period not from 
disclosure Place "QC)" after Amt. Tpe Value Value Type Date: Value Gain Ideneach asset exempt Code1 (e.g., Code2 Method (e.g., Month-Code2 Code1 tity from prior dis-(A-H) div.) (J-P) Code3 sold) Day (J-P) (A-H) buyer/ 
closure 
seller 

Muhlenberg, PA, Int. 
5%, '23 ortheastem York, Int. Purch. 6120 4.5%, '26 
Pa. St. Higher Int. Ed. Fae. Auth., 
5.25%, '10 
Penna. Inter-A Int. govt'l, 1/4%, '17 
Penna., 3/4%, Int. '18 	Income/Gain Codes: A=$1,000 less $1,001 $2,500 $2,501 $5,000 $5,001 $15,000 $15,001 $50,000 F=$50,001 $100,000 $100,001 million H=over $1,000,000 	Value Codes: $15,000 less K=$15,001 $50,000 L=$50,001 $100,000 $100,001 $250,000 $250,001 $500,000 0=$500,001 $1,000,000 =over $1,000,000 	Value Method Codes: Q=Appraisal =Cost (real estate only) Assessment Cash/market Book value Other Estimated 

Dolores Sloviter 
VII. 
INVESTMENTS AND TRUSTS --income, value, transactions 

Description Income Gross Value Transactions during Assets during end period 
period period 

disclosure Place (X)" after Amt. Type  _Value Value Type .'-Date: Value Gain_ Ideneach asset exempt Code1 (e.g., Code2 Method (e.g., Month-Code2 Code1 tity from 

prior dis-(A-H) div.) (J-P) Code3 sold) Day (J-P) (A-H) buyer/ 
losure (Q-W) seller 

Pa. Higher Ed., 1/8%, '10  Int.  
Pa. Turnpike, 23  Int.  
=>a. Turnpike, 5%,  Int.  
)a. 4th Series, L5%, '24  Int.  
>a. Turnpike, L75%, '27  Int. Income/Gain Codes: A=$1,000 less $1,001 $2,500 C=$2,501 $5,000 $5,001 $15,000 $15,001 $50,000 F=$50,001 $100,000 $100,001 million H=over $1,000,000 Value Codes: J=$15,000 less K=$15,001 $50,000 L=$50,001 $100,000 $100,001 $250,000 $250,001 $500,000 $500,001 $1,000,000 P=over $1,000,000 Value Method Codes: Q=Appraisal =Cost (real estate only) Assessment Cash/market Book value Other Estimated 

Dolores Sloviter 
VII. 
INVESTMENTS AND TRUSTS --income, value, transactions 

Description Income Gross Value Transactions during Assets during end period period period not from disclosure 
Place "(X)" after 

Amt. Type Value_ Value Type Da1e: Value Gain Iden
ach asset exempt Code1 (e.g., Code2 Method (e.g., Month-Code2 Code1 tity from orior dis-(A-H) div.) (J-P) Code3 sold) Day (J-P) (A-H) buyer/ ;losure (Q-W) 

seller 

Pa. St. Ed. Fin. I., 5.625%, '27  Int.  
Phila. Parking, 5.125%, '24  Int.  
Pittsburgh, 5%, 21  Int.  

?leasant Valley, ?a., 5.1 '12  Int.  
;outheast Delco S.D., L30%, '26  Int.  Purch.  3/8 	Income/Gain Codes: A=$1,000 less $1,001 $2,500 $2,501 $5,000 $5,001 $15,000 $15,001 $50,000 $50,001 $100,000 $100,001 million H=over $1,000,000	Value 
Codes: $15,000 less K=$15,001 $50,000 L=$50,001 $100,000 $100,001 $250,000 $250,001 $500,000 0=$500,001 $1,000,000 =over $1,000,000 	
Value Method Codes: Q=Appraisal =Cost (real estate only) Assessment Cash/market Book value Other Estimated 

Dolores Sloviter 
VII. 
INVESTMENTS AND TRUSTS --income, value, transactions 

Description Income Gross Value Transactions during ::>f Assets during end period period period 

?Jace "(X)" after !ach asset exempt Jrior dis;losure  Amt. Code1 (A-H)  Type (e.g., div.)  Value Code2 (J-P)  Value Method Code3 (Q-W)  Type (e.g., sold) not from disclosure Date: _Value Month-Day Code2 (J-P) Gain Code1 (A-H)  Identity from buyer/ seller  
;outhem Lehigh ).D., 5.2%, '18  Int.  Sold  911  None  
)pringfield, >.2%, '17  Int.  
)uburban Lancaser Swr. Auth., i%, '17  Int.  Sold  6115  
>usquehanna Twp. .uth. Pa., 6%, '13  Int.  
Jpper Dublin, 5%,  Int. Income/Gain Codes: A=$1,000 less $1,001 $2,500 $2,501 $5,000 $5,001 $15,000 $15,001 $50,000 $50,001 $100,000 $100,001 million H=over $1,000,000 Value Codes: $15,000 less K=$15,001 $50,000 $50,001 $100,000 $100,001 $250,000 $250,001 $500,000 0=$500,001 $1,000,000 =over $1,000,000 Value Method Codes: =Appraisal =Cost (real estate only) Assessment  Cash/market Book value Other Estimated  

Dolores Sloviter -10 
VII. 
INVESTMENTS AND TRUSTS --income, value, transactions 

Description Income Gross Value Transactions during Assets during end period period period 

Place (X)" after ach asset exempt prior dis:;losure  Amt. Code1 (A-H)  Type (e.g., div.)  Value Code2 (J-P)  Value Method Code3 (Q-W)  _Type (e.g., sold) not from disclosure Date: Month-Day Value_ Gain Code2 Code1 (J-P) (A-H)  Identity from buyer/ seller  
Wilkes-Barre Area S.D., 5.25%, '14  Int.  
Wachovia Accts.  Int. Income/Gain Codes: A=$1,000 less $1,001 $2,500 C=$2,501 $5,000 $5,001 $15,000 $15,001 $50,000 F=$50,001 $100,000 $100,001 million H=over $1,000,000 Value Codes: J=$15,000 less K=$15,001 $50,000 L=$50,001 $100,000 $100,001 $250,000 $250,001 $500,000 0=$500,001 $1,000,000 P=over $1,000,000 Value Method Codes: Q=Appraisal =Cost (real estate only) Assessment Cash/market Book value Other Estimated 

Name Person Reporting 
Date Report 
DOLORES SLOVITER 
5/15/07 
VIII. ADDITIONAL INFORMATION EXPLANATIONS (Indicate part Report.) 
The Vanguard Municipal Bond Funds VII have checking account features and were used for various transactions throughout the year. 
Comcast was part the which passed ..... but which being held trust. Because has not declared any dividends, neglected include the preceding report. 
IX. CERTIFICATION. certify that all infonnation given above (including infonnation pertaining spouse and minor dependent children, any) accurate, true, and complete the. best knowledge and belief, and that any infonnation not reported was withheld because met applicable statutory provisions permitting non-disclosure.  further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions of5 U.S.C. app.  501 et. seq., U.S.C.  7353 and Judicial Conference regulations. 
Signature ;)_.o0 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLYFALSIFIES ORF AILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104.)



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