Skip to content

Judicial Watch • Douglas H. Ginsburg – 2012

Douglas H. Ginsburg – 2012

Douglas H. Ginsburg – 2012

Page 1: Douglas H. Ginsburg – 2012

Category:Federal Judges

Number of Pages:17

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Douglas H Ginsburg, Ginsburg, douglas, expenses, Teaching, Assessment, travel, Estate, university, 2012, transactions, Codes, dividend, disclosure, reporting, report, Federal Judge, income, Judge


File Scanned for Malware

Donate now to keep these documents public!

  • demand_answers

See Generated Text   ˅

Autogenerated text from PDF

Government Act 1978 
Rev. 112013 
FOR CALENDAR YEAR 2012 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Ginsburg, Douglas Court Organization D.C. Circuit Date Report 07/15/2013 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) Circuit Judge (Senior)  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2012 1213 1/20 Chambers Office Address 
U.S. Courthouse 333 Constitution Avenue, Washington, 20001 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSIT}0NS. (Reporting individual only; see pp. 9-13of filing instructions.)  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY Professor Law  New York University School Law 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS Filer's Non-Investment Income 
NONE (No reportable non-investment income.) 

SOURCE AND TYPE INCOME 
(yours, not spouse's) 2012 New York University $277,906.94 

-If you were married during any portion oftlte reporting year, complete this section. 
[{] 

SOURCE AND TYPE 

IV. REIMBURSEMENTS -transportation, lodging,fod, entertainment. (Includes those spouse and dependent children; see pp. 25-27 filing instructions.)  NONE (No reportable reimbursements.)  
"SOURCE  DATES  LOCATION  PURPOSE  ITEMS PAID PROVIDED  American Bar Association  1/14/12 -1/17112  Tucson, Arizona  Professional Assoc. Meeting  Travel related expenses  New York University  1/17/12 -1/20/12  New York, New York  Teaching  Travel related expenses  New York University  1/25/12 -1/27/2012  New York, New York  Teaching  Travel related expenses  

New York University 1/31/12-2/3112 New York, New York Teaching Travel related expenses Federalist Society 2/3112 -217/12 Naples, Florida Professional Assoc. 

Travel related expenses 
Meeting New York University 217/12-2/10/12 New York, New York Teaching Travel related expenses 
Ginsburg, Douglas
07115/2013 	
New York University 2/14112-2/17112 New York, New York Teaching Travel realted expenses 	
University Virginia 2/18112 -2/19/12 Charlottesville, Virginia Teaching Travel related expenses 

New York University 2/22112 -2/24/ New York, New York Teaching Travel related expenses 
IO. New York University 2129112 -313120 New York, New York Teaching Travel related expenses 
11. 
New York University 317112 -319112 New York, New York Teaching Travel related expenses 

12. 
New York University 3/21112 -3/24112 New York, New York Teaching Travel related expenses 

13. 
New York University 3/28112 -3/30/12 New York, New York Teaching Travel related expenses 14. New York University 4/4/12 -4/6/12 New York, New York Teaching Travel related expenses 15. New York University 4/11/12 -4114112 New York, New York Teaching Travel related expenses 16_. New York University 4/18112-4/20/12 New York, New York Teaching Travel related expenses 

The Mentor Group 4/21112 -4125112 Brussels, Belgium Professional Assoc. Travel related expenses Meeting 
18.  New York University  4125112 -4127112  New York, New York  Teaching  Travel related expenses  
19.  Claremont College  5124112 -5129112  Claremont, California  Teaching  Travel related expenses  
20.  New York University  615112-616112  New York, New York  Non FJC Educational Seminar  Travel related expenses  
21.  New York University  6/1 0112 -6114112  New York, New York  Professional Assoc. Meeting  Travel related expenses  
22.  CEELI  713112 -715112  Tunis, Tunisia  Professional Assoc. Meeting  Travel related expenses  
23.  New York University  7113112-7/14/12  Florence, Italy  Professional Assoc. Meeting  Travel related expenses  
24.  American Bar Association New York University  8/6112 -8/l 0112  Rancho Palos Verdes, California  Professional Assoc. Meeting  Travel related expenses  
25.  New York University  8/28112 -8/31/'12  New York, New York  Teaching  Travel related expenses  
26.  New York University Fordham University  9/18/12 -9122112  New York, New York  Teaching  Travel related expenses  

New York University 10115/12 -10118/12 New York, New York Teaching Travel related expenses 

28. 	
New York University 11/13112 -11114112 New York, New York Teaching Travel related expenses 

29. 	
American Bar Association/ 11127112 -11/30112 New Delhi, India Professional Assoc. Travel related expenses New York University Meeting 

30. 	
Covington Burlington/New 12/3112 -12/4/12 Brussels, Belgium Non FJC Educational Travel related expenses York University Seminar 

31. 	
New York University 12113/12 -12114/12 New York, New York Teaching Travel related expenses 

32. 	
New York University 111/2012 -12/31/2012 New York, New York Teaching Books and miscellaneous academic expenses 

SOURCE 
VJ. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33of filing instructions.) 
[{] NONE (No reportable liabilities.) 

CREDITOR DESCRIPTION VALUE CODE 

Ginsburg, Douglas 
07/15/2013

VII. INVESTMENTS and uSTS -income, value, transactions (Includes those spouse anti dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period Income Gain Codes: =$1.000 less =$1,001 -$2.500  c=$2.501  $5.000  0=$5.001-$15.000 =$15.001 -$50.000  
(Sec Columns and 04) =$50.001 -$100.000 =$100.001 -$1.000.000  Ill =$1.000.001. $5.000.000  H2=More than $5.000.000 Value Codes  J=$15.000 less  K=$15.001 -$50.000  L=$50.001  00.000 =$100.00 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500.00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000  P4=More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other  W=Estimated  

Ginsburg, Douglas 
07115/2013
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nct11des those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Asse!s Income during Gross value end Transactions during reporting period (including trus! assets) reporting period reporting period 
(I) (2) (I) (I) (2) (3) (4) (5) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Me!hod buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) 	Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
18. RSG 
None 	Sold 02/02/12 

19. SODA 
None 	Sold 05114112 (part) 
20. 
Sold 08/08/12 Income Gain Codes: =$1.000 less =$1 ,001 -$2.500  c=$2.501 -$5.000 =$5.001 -$15.000 5.00J -$50.000  
(Sec Columns and 04) =$50.00 100.000 !00.00 -$1.000.000 =$1.000.001 -$5.000.000 =More than $5.000.000 Value Codes  J=$15.000 Jess  K=$15.001 -$50.000 =$50.00 -$I 00.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000  0=$500.00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2)  U=Book Value  V=Othcr =Estimated  

VII. INVESTMENTS and TRUSTS -income, vatue, transactions (Includes those spouse and dependent children; see PP 34-60 offiting instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(2) (2) (3) (4) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type (e.g., buy, sell, redemption)  Date mm/dd/yy  Value Code (JP)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  
Sold  10/29/12  

36. 
KMX None Buy 03/02/12 

37. 
coo Dividend Buy 05/18/12 

38. 
DNKN Dividend Buy 05/07/12 

NGVC None Buy 08/28/12 
40. 41.  HABDX  Dividend  Buy (add'l) Buy  08/29/12 09/12/12 Income Gain Codes: 41.000 less 41.001 -$2.500  c=$2.501 -$5.000  0=$5.001 -$15.000 =$15.001 -$50.000  
(Sec Columns and D4)  F=$50.001 -$100.000 =$100.001 -$1.000.000  Ill =$1.000.001 -$5.000.000  I12 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000  L=$50.00 -$I 00.000  M=$!00.001 -$250.000  
(See Columns and D3) =$250.00 -$500.000  0=$500.00 -$1.000.000 =$1.000.001 -$5.000.000 45.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal ost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value =Other  W=Estimated  

Ginsburg, Douglas 
07115/2013 
VII. INVESTMENTS and TRUSTS -income, value, transactions (lnclude those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Income Gain Codes: 	A=$1.000or less B=$1.00  $2.500 =$2.501 $5.000 0=$5.001-$15.000 E=$15.001 -$50.000 (Sec Columns and =$50.001 -$100.000 G=$I 00.00  $1.000.000  Value Codes J=$15.000or less K=$15.001 -$50.000 
(Sec Columns and D3) 	N=$250.00I  $500.000 0=$500.001. $1.000.000 =$25.000.00  $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Other =Book Value 	W=Eslimatcd 

Ginsburg, Douglas 
07/15/2013
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34"6o filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (2) (I) (2) (I) (3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) 
69. 
CHK Dividend 

70. Dividend 

71. 
csco Dividend 

72. 
CDE None 

73. DVN  Dividend  
74. INTC  None  Sold  05/23/12  
75. KMP  Dividend  
76. MMP  Dividend  Distributed  10/15/12  

(part) 
MSFT Dividend 

78. SIAL  Dividend  
79.  Dividend  
80. CAT  None  Sold (part)  06/13/12  
81.  Sold  08/08/12  
82.  Dividend  
83. ESRX  None  
84. HON  None  Sold (part)  03/21/12  
85.  Sold (part)  04/20/12 Income Gain Codes: =$1.000 less 41.001 -$2.500  c=$2.501 -$5.000  0=$5.001 -$15.000 4t5.00I -$50.000  
(Sec Columns and =$50.001 -$100.000 =$I 00.00 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes  J=$15.000 less  K=$15.001 -$50.000 =$50.00 -$I 00.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250.00 -$500.000 =$500,00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal  R=Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2) .:oBook Value  v=Other =Estimated  

Ginsburg, Douglas 
07115/2013
VII. INVESTMENTS and TRUSTS -income, vatue, transactions (Includes those spouse and dependent children; see PP 34-60 fitinc instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (2) (I) (2) (3) (4) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code2 (J-P)  Value Method Code (Q-W)  Type (e.g., buy, sell, redemption)  Date mm/dd/yy  Value Code2 (J-P)  Gain Code (A-H)  Identity. buyer/seller (if private transaction)  
86.  Sold  08/08/!2  

87. 
MON Dividend 

88. 
SIAL Dividend 

89. 
SLB Dividend Income Gain Codes: =$1.000 less =$1,001 -$2.500  c=$2.501 -$5.000  0=$5.001 -$15.000 =$15.001 -$50.000  
(Sec Columns and 04) =$50.001  $100.000 =$100.001 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less  K=$15.001 -$50.000  L=$50.00 -$I 00.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250.00 -$500.000  0=$500.00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25,000.000 =$25.000.001 $50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value =Other =Estimated  
Description Assets  Income during  Gross value end  Transactions during  reporting period  
(including trust assets)  reporting period reponing period  
(l)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code2 (J-P)  Value Method Code  Type (e.g., buy, sell, redemption)  Date mm/ddfyy  Value Code2 (J-P)  Gain Code (A-H)  Identity buyer/seller (if private  
(Q-W)  transaction)  

Date Report 
Ginsburg, Douglas 
07/15/2013
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 fiting instructions.J NONE (No reportable income, assets, transactions.) 
103. 
ABT Dividend Sold 08/08/12 

104. 
ADP Dividend Sold 03/21/12 

105. 	None Sold 03/21/12 
106. 
CEG 	None Merged 03116112 

(with line 181) 

107. 
COST 	None 

Sold 08/8/12 
108. 
DUK Dividend 
109. 
EMR Dividend 
110. 
ETE 

Dividend 
Ill. FHCO Dividend 
112. NEE TA. 
Dividend 
113. NRGY 
TDividend 
114. MCD 
Dividend Buy 11/08/12 (add'!) 
115. Dividend 
116. 
TDividend 
117. NVS Dividend 
118. PGN None Merged 07/03/12 (with line 108) 
119. RGP Dividend Income Gain Codes: .000 less =$1,001  $2.500 c=$2.501  $5.000 =$5.001 -$15.000 =$15.001 -$50.000 (Sec Columns and 04) F=$50.00I-$100.000 !00.00 -$1.000.000 Ill =$1.000.001  $5.000.000 112 =More than $5.000.000 
Value Codes =$15.000 less K=$15.001 -$50.000 =$50.001 -$100.000 =$!00.001  $250.000 

(Sec Columns and 	N=$250.001 -$500.000 0=$500,00  t.000.000 =$1,000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) v=Other

U=Book Value 	W=Estimated 

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Income Gain Codes: =$1.000 less  B=$1 .00 -$2 ,500  c=$2.501 -$5.000 =$5.001 -$15.000  E=$15.001 -$50.000  
(Sec Columns and D4)  F=$50.00I -$100.000 =$!00. 001 -$1.000. 000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes  J=$15.000 orlcss =$15.00 -$50.0  L=$50.00 -$I 00.000 =$100.0 -$250.000  
(See Columns and 03) =$250.001 -$500.000  0=$500.00 -$1.000.000 =$1,000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Mc1hod Codes =Appraisal =Cost (Real Estate Only =Assessment =Cash Market  
(Sec Column  U=Book Value  V=Othcr  W=Estimated  

Ginsburg, Douglas 
07115/2013
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during repo11ing period  
(including trust assets)  reporting period reporting period  

(I) (2) (1) (2) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) 
137. 
PAA Dividend 

138. 
OKS Dividend 

139. 
UTX None Sold 08/08/12 Income Gain Codes: =$1,000 lcss =$1,001 -$2.500  c=$2.501  $5.000  0=$5.001. $15.000 =$15.001 -$50.000  
(Sec Colunms and D4)  F=$50.001 -$100.000 =$100.00 -$1.000.000  111 =$1.000.001  $5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less  K=$15.001 -$50.000  L=$50.001 -$100.000 =$100.00 -$250.000  
(Sec Columns and D3) =$250,001 -$500.000  0=$500.001 -$1.000.000 =$1.000.001  $5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value  V=Othcr  W=Estimated  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (I) (I) (2) (3) (4) (5) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) 
(A-H) (if private 
(Q-W) transaction) 
154. 
Sold 10/11/12 (part) 

155. 
ODVYX None Sold 08/08/12 

156. 
Wells Fargo Bank (bank deposit sweep) Interest Income Gain Codes: =$1.000 less  ll=$1.00l-$2.500  c=$2.501 -$5.000 =$5.001 -$15.000 =$15.001 -$50.000  
(See Columns and D4)  F=$50.001  $100.000 =$100.001 -$1.000.000  111 =$1.000.001 -$5.000.000 =More than $5.000.000 Value Codes  J=$15.000or lcss  K=$15.001 -$50.000 450.00I -$I 00.000 =$100.00 -$250.000  
(See Columns and D3)  N=$250.00I -$500.000 =$500.001. $1.000.000 =$1.000.001 -$5.000.000 45.000.001 -$25.000.000  
1'3 =$25.000.00  $50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash MarkC1  
(Sec Column C2)  U=Book Value  V=Othcr =Estimated  

FINANCIA.L DISCLOSURE REPORT 
Ginsburg, Douglas 
07115/2013 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent childre'!; see PP 34-60 fiting instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (I) (2) (3) (4) (5) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) 
(A-H) (if private 
(Q-W) transaction) 
171. 
ACAS None Buy 04/12/12 

172. 
Sold 08/08/12 Income Gain Codes: .000 less =$1,001 -$2.500  c=$2.501 -$5.000  0=$5.001-$15.000 =$15.00I -$50.000  
(Sec Columns and 04) =$50.001 -$100.000 =$!00.001 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less  K=$15.001-$50.000  L=$50.00 I00.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250.00 -$500.000  0=$500.001 -$1.000.000 =$1.000.001 -$5,000.000 =$5.000.001 -$25.000.000 =$25.000.00 I-$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value  V=Other  W=Estimated  

Date Report 
Name Person Reporting 
07/15/2013
Ginsburg, Douglas
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate part ofreport.) 

0711512013
Ginsburg, Douglas 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

Signature: Douglas Ginsburg 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104)