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Judicial Watch • Douglas P Woodlock Financial Disclosure Report for 2003

Douglas P Woodlock Financial Disclosure Report for 2003

Douglas P Woodlock Financial Disclosure Report for 2003

Page 1: Douglas P Woodlock Financial Disclosure Report for 2003

Category:Financial Disclosure

Number of Pages:11

Date Created:February 3, 2005

Date Uploaded to the Library:November 13, 2013

Tags:Liquidatcd, Douglas P Woodlock, WOODLOCK, liquidated, douglas, Appraisal, Fidelity, Growth, Estate, Market, 2003, EPA, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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A0-10 Government Act ort978
Rev. 1/2004 
Calendar Year 2003 U.S.C. app.  101-111) Person Reporting (Last name, First name, Middle initial) Court Organiz.ation  
WOODLbCK, DOUGLAS  DISTRICT MASSACHUSErrs Title (Article Ill Judges indicate active senior status; ReportType (check appropriate type)  
magistrate judges indicate full-or part-time) Nomination,  Date  
ACTIVE DISTRICT JUDGE Initial  @Annual Float Date Report 
4/13/2004 Reporting Period 
1/1/2003 
12/31/2003 	Chambers Office Address the basis the information contained this Report and any modifications pertaining thereto, is, inion, compliance
United States Courthouse 
with applicable laws and regulations. 
Suite 4110, Courthouse Way 

Reviewing Officer. 
Boston, 02210 
IMPORTANT NOTES: The instructions accompanying this fonn must followed. Complete all parts, checking the NONE box for each part when: you have reportable infunnation. Sign last page. POSffiONS. (Reporting individual only; see pp. 9-13 filing instructions) NONE -(No reportable positions.) Trustee 	TrustNo. 
Member, Board Advisers 	The Petra Foundation (501(cX3)) 
Trustee 	First Circuit History Society {50l(cX3)) Executor 	EstateNo. 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions) 
 NONE -(No reportable agreements.) 

 NOTIIING REPORT Spouse's Non-Investment Income -(If you were married during any portion the reporting year, please complete this section. (dollar amount not required except fur honoraria) 
 NONE -(No reportable non-investment income.) 

IV. REIMBURSEMENTS transportation, lodging, food, entertainment.
(Includes those spouse and dependent children. See pp. 2S-27 instructions.) NONE -(No such reportable reimbursements.) 

Date Report 
WOODLOCK, DOUGLAS 
4/13/2004 GIFTS, (Includes those spouse and dependent children. pp. 28-31 instructions.) 
 NONE (No such reportable gifts.) 
VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-34 instructions.) 
 NONE (No reportable liabilities.) 

Date Report 
WOODLOCK, DOUGLASP 
4/13/2004 
VII. INVESTivfENTS and TRUSTS -income, value, transcations (includes those the spouse and dependent children. See pp.
34-57 offiling instructions.) 
Income during Gross value end 
Transactioos during reporting period 
Description Assels 
reporting period reporting period 
(including trust assets) {I) (1) (1) 
(3) (4) (5) Place "(X)" after each asset exempt Type {e.g.
Value Value Date:
AmolDlt Type e.g. 
Value Gain Identity from prior disclosure 
Codel div. rent. Code2 Method buy,seU, Montb-Code2 Code buyer/seller (A-H) int.) (J-P) (A-H) (if private 
(J-P) Code3 	merger, Day Rdemptioo)
(Q-W) transaction) DNONE (No ble income. asseis, transactions) .Liquidated 2001 	
2.Liquidated 2001 .Fidelity Cash Reserves (Money Market Account) Dividend 	
4.Merrill Lynch-CMA Tax Exempt Fund (Money Dividend Market Account) 	S.Condo, Newry, Rent 	6.Liquidatcd 2000 
7.Liquidated 1995 8.Liquidated 1993 .Liquidated 2002 
10. 
10.Liquidatcd 1993 

11. 
11.Sbarlo-Elm Ltd. Partnership (R.E.) Peabody, Intcttst 

12. 
12.Liquidatcd 1995 

13. .Fidelity Ginnie Mae Portfolio Dividend 

14.Fidelity Independence Fund Dividend 
IS. 	IS.Fidelity Growth Company Fund Dividend Buy 4/11 
16. 	16.Fidelity Magellan Fund Dividend 
18. 17.Liquidatcd 1995 
18.Liquidatcd 199S Income/Gain Codes:   $1,000 less  -$1,001-$2,SOO  -$2,501-$5,000   SS,001-SlS,000  $15,001-SS0,000  
(Sec Colunms and 04) $50,001-$100,000  -$100,001-$1,000,000 $1,000,001-$5,000,000 =More than $5,000,000 Value Codes: $15,000 less Sl5,00l-S50,000 $50,001-$100,000 $100,001-$250,000  
{See Cohm1os and 03)  -$250,000-$500,000  -SS00,001-$1,000,000  -Sl,000,001-S5,000,000  -ss.ooo,001-s25,ooo,ooo $25,000,001-$50,000,000 $More than $50,000,000 Value Metlwd Codes Appraisal Cost (Real Estate Only) Assessment Cash/Market  
(See Column C2)  =Book Value Oth  =Estimated  

Date Report 
 
WOODLOCK, DOUGLAS 
4/13/2004 
VII. INVESTMENTS and TRUSTS -income, wlue, transcations (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) Income during Gross value end Transactions dming reporting period Description ofAssets 
reporting period reporting period 
(including !!list assets) 
19. 20. 21. 22. 23.  Place "(X)" after each asset exempl from prior disclosure 19.Fidelity Converttble Securities Fund 20.Liquidated 1999 21.T.Rowe Price Small Cap 22.Liquidated 1998 23.Putnam Global Natutal Resources, CI.A  (I) Anwunt Code (A-H)  (2) Type (e.g. div. rent. int.) Dividend Dividend Dividend  (1) Value Code2 (J-P)  (2) Value Method Code3 (Q-W) --T  (1) Type (e.g. buy, sell, merger, redemption)  not exempt from (2) Date: Month-Day Value Cocle2 (JP)  (4) Gain Code (Ml)  Identity buyer/seller (ifprivate transaction)  
24. 2S. 26.  24.Putnam Global Growth Equity, Cl.A 25.Liquidated 1998 26.First Nat'! Bank Ipswich, (Check Acct)  Dividend Interest  
27. .Liquidated 1998  
28.  28.Liquidated 1998  
29.  29.Liquidated 1998  
30.  30.Liquidated 1995  
31.  31.Liquidated 1999  
32. 33. 34. 3S. 36.  32.Liquidated 1999 33.Liquidated 1996 34.Liquidated 1996 JS.Scudder Growth Fund, Cl.A 36.Liquidated 2002  None Income/Gain Codes:   $1,000 less   Sl,001-$2,500   $2,501-$5,000  -$5,001-$15,000   $15,001-$50,000  
(See Col1nnns and D4) $50,001-$100,000 $100,001-$1,000,000 =Sl,000,001-$5,000,000 =More than $5,000,000 Value Codes: $15,000 less $15,001-$50,000  -sso,001-s100.ooo  =$100,001-$250,000  
(See Colwnns and D3)   S2SO,OOO-SSOO,OOO SS00,001-$1,000,000 Sl,000,001-SS,OOO.OOO $5,000,00l-S2S.OOO,OOO $25,000,001-SS0,000,000 =$More than SS0,000,000 Value Method Codes  =Appraisal Cost (Real Estate Only)  =Asscssmcut  =Cash/Market  
(Sec Column C2)  =Book Value  =Other  =Estimated  

Name Person Reporting 
Date Report 
WOODLOCK, DOUGLAS 
4113/2004 
VII. INVESTMENTS and TRUSTS -income, value, transcations (includes those the spouse and dc]JClldent children. See pp. 34-57 filing instructions.) Income during Gross value end Transactions dw-ing reporting period Description Assets 
repming period repoding period 
(including trust assets) 
(I) 
not exempt from 
(I) (2) (I) (3) 
(5)
(4)
Place "(X)" after each asset eempt 	Type (e.g.
Amount Type (e.g. Value Value 
Date: 
from prior disclosure 
Value 
Identity 
Gain 
Codel div. rent. 
Code2 Method buy, sell, 
Month-
Code 
buyer/seller
Code 
(A-H) int.) .(J-P) Code3 merger, 
Day 
(J-P) 
(if private
(A-H)
redemption)
(Q-W) 
transaction) 
37.0ppenheimcrQuest
Capital Value Fund, Cl.A Dividend --T 
38.No
longer reportable 2002 
38. 
39.No
longer reportable 2002 
40.No
longer reportable 2002. 
41.No
longer reportable 2002. 
42.Fidelity Stock Selector Dividend
42. 
43.TrustNo. Distnbution 
44.No
longer reportable 2002 
44. 
4S.Liquidated
1996
4S. 
46.Liquidated
2001
46. 
47.Liquidated
2000 
47. Dividend
48.Merrill
Lynch Dragon Fund. Cl.D 
48. Dividend
49.Davis
New York Venture Fund, Cl.
SO.Central
Securities Corp. Dividend
50. 
SI. Price Blue Chip Growth Fund Dividend T51.T.Rowe Dividend
S2. Small Mid-Cap GrowthFund, Cl.S2.Franklin 
9/IS
SJ.Janus
Investment Worldwide Fund 	None Part Sale
S3. 
S4. MBIA 1nsm (Bonds} Interest TS4.Nantucket Income/Gain Codes: -Sl,000 less  Sl,001-$2,SOO $2, SOl-SS,000 -$5,001-SIS,OOO =$15,001-$50,000 (See Columns and 04) $50,001-$100,000 $100,001-$1,000,000 ,000,001-$5,000,000 =More than $5,000,000 Value Codes: $15,000 less $15,001-$50,000 $50,001-SJOO,OOO =$100,001-$250,000 
(See Coltmms and 03) $250,000-$500,000 -$500,001-$1,000,000  Sl,000,001-$5,000,000 =$S,000,00 l-$2S,OOO,OOO $25,000,001-$50,000,000 =$More than $50,000,000 Value Method Codes =Appraisal Cost (Real Estate Only) Assessment =Cash/Market 
(See Column C2) =Book Value =01her =Eslimated 

(See Columns and D4} -$50,001-$100,000 $100,001-$1,000,
000 =SS0,001-$100,000 $100,001-$250,000 (See Columns and 03) $250,000-$500,000 $500,001-$1,000,000 -s1.ooo.001-s5,ooo,ooo -$5,000,001-$25,000,000 $25,000,00l-$SO,OOO,OOO =$More than $50,000,000 
Codes:  $15,000 less Sl5,001-$50, 
Value 
Value Method Codes =Appraisal (Real Estate Only) =Assessment =Cash/Market 

Date Report 
4/13/2004 
VII. INVESTMENTS and TRUSTS -income, value, ttanscations (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) 
Income during Gross value end 
Transactions dwing reporting period 
Dcsc:riplion ofAssets 
reporting period reporting period 
(includingtrust assets) 
(I) 
(2) 
(1) 
Place "QC)" after each asset exempt 
Amowtt 
ftom prior disclosure 
Codel 
(A-H) 
91. 
91.Van Kampen Emerging Growth Fund, Cl.B 

92. 
92.Merrill Lynch Fundamental Growth Fund, Cl.B 

93. 
93.Liquidatcd 2001 

Type  (e.g.  Value  Value  
div. rent.  Code2  Mei hod  
inl.)  (J-P)  Code  
(Q-W)  
None  --T  
None  

Type (e.g. 
buy,seU, 
merger, 
redemption) 
Date: 
Value Gain 
Month
Codc2 Code 
Day 
(J-P) (A-H) 
(S) 
Identity buyer/seller 
(ifprivate 
transaction) 
95. 
94. Emerging Growth Fund 

None 
95. 
Fidelity Advisor High Inc. Advantage Cl.T 

Dividend 
98. 
96. Sequoia Fund  Dividend  
97. Franklin Strategic Small Cap Growth Cl.B  None  Buy  8/29  
98. Rowe Price Mid-Cap Value Fund  Dividend  Buy  8/29  

Buy 
8/29
99.NASDAQ-100 Trust Series 
Dividend 
100.  100.Evergreen Money Market Cl.A  Dividend Income/Gain Codes: (See Columns and 04) Value Codes: (See Columns and 03) Value Method Codes (See Column C2) -SI,000 less SS0,001-$100,000 $15,000 less $250,000-SSOO,OOO $25,000,001-SSO,OOO,OOO =Appraisal =Book Value  -Sl,001-$2,SOO Sl00,001-$1,000,000 $15,001-$50,000 SS00,001-$1,000,000 Cost (Real Estate Only) =Other  -$2,501-SS,OOO Sl,000,001-$5,000,000 $50,001-$100,000 Sl,OOO,OOl-S5,000,000 =$More tban SS0,000,000 =Assessment Estimated   SS,001-SIS,OOO More than $5,000,000 $100,001-$250,000  SS,000,001-$25,000,000 Casb/Mmkct  -$15,001-$50,000  

Date Report
WOODLOCK, DOUGLAS 
4/13/2004 
(Indicate part Report.) 
VIII. ADDITIONAL INFORMATION EXPLANATIONS 
Part and Part VU: Trust No. (Part Item Part VII, Item 43) revocable trust which does not appear meet the definition Aggregate Ownership Arrangement. The corpus this trust consists assets fully disclosed within Part VII, where the income and value the holdings are separately reported part the individual identification those assets. Thus, the report income and value provided for this Trust constitucs duplicate reporting the income and value the assets. Estate No. (Part Item was distributed 2002 sole beneficiary and the assets are ide!_!pfied within Part VII. The First and Final Account for the estate was allowed February 23, 2003 and consequently n:sponsibilities Executor this Estate have been completed. 
Part Vll, Item Appraisal reliance real estate taxable basis of$133,800, which presented town tax authorities 100% valuation. 
Part VII, Item 11: agreement principle sell the assets this partnership Zealand Management, LLC was reached 2003; the closing awaits 
regulatory approval. 

Date Report 
WOODLOCK, DOUGLAS 
4/1312004 
IX. CERWICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C.  501 seq., U.S.C.  7353, and Judicial Conference regulations. 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Admiilistrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544