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Judicial Watch • Douglas P Woodlock Financial Disclosure Report for 2005

Douglas P Woodlock Financial Disclosure Report for 2005

Douglas P Woodlock Financial Disclosure Report for 2005

Page 1: Douglas P Woodlock Financial Disclosure Report for 2005

Category:Financial Disclosure

Number of Pages:12

Date Created:February 21, 2007

Date Uploaded to the Library:November 13, 2013

Tags:Douglas P Woodlock, WOODLOCK, liquidated, douglas, Growth, vanguard, Market, 2005, EPA, transactions, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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Repon Required the Ethics Government Act 1978 
Rev. 112006 
FOR CALENDAR YEAR 2005 U.S.C. app.  101-lll) Person Reporting Oast name, first, middle initial) WOODLOCK, DOUGLAS Title (Article III judges indicate active senior status; magistrate judges indicate run-or part-time) ACTIVE DISTRICT JUDGE Court Organization DISTRICT MASSACHUSETTS Sa. Report Type (check appropriate type) Nomination> Date Initial  Annual Final Date Report 05/22/2006 Reporting Period 01/01/2005 12/31/2005  
Sb. Amended Report Chambers Office Address United States Courthouse Suite 4110, Courthouse Way Boston, 02210 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each pan where you have reportable information. Sign last page. POSITIONS, (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Trustee Trust No. 
Member, Board Advisers The Petra Foundation (50l(c)(3)) 
Trustee First Circuit History Society (501(c)(3)) 
II. AGREEMENTS, (Reporting individual only; see pp. 14-16 Instructions.) [Kl NONE (No reportable agreements.)  (/)  ;r; 

Ct? :IC 
t,1]e ::: 

ttJ 
""' 
Name Person Reporting 
Date Report 

WOODLOCK, DOUGLAS 05/22/2006 

III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructionsJ Filer's Non-Investment Income  NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME  
(yours, not spouse's) 6110105  Boston Society Architects (payment made charitable organization) 300.00 Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not require'd except for honoraria.) 
!KJ NONE (No reportable non-investment income.) 
SOURCE AND TYPE 

IV. REIMBURSEMENTS -transportation, lodging.food, entertainment 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) 
!KJ NONE (No reportable reimbursements.) 

Date Report

WOODLOCK, DOUGLAS 05/2212006 

VII. INVESTMENTS and TRUSTS -income. value, transactions (includes those the spouse and dependent children. see PP. 14-s1 filing instructions; NONE (No reportable income, assets, transactions.) 

Description Assets 
(including trust assets) 

Place "(X)" after each asset 
exempt from prior sclosure Income during reporting period Gross value end reporting period Transactions during reporting period  (2)  (I)  (2)  (1) not exempt from disclosure::  
Amount Code (A-H)  Type(e.g. div., rent, inl)  Value Code (J-P)  Value Method Code (Q-W)  Type{e.g. buy, sell, merger, redemption)  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction) .Liquidated 2001 Liquidated 200 Fidelity Cash Reserves (Money Market Account) Merrill Lynch-CMA Tax Exempt Fund (Money Market Account) Condo, Newry,  Dividend Dividend Rent Liquidated 2000  
7.Liquidated 995 Liquidated 1993  
9.Liquidated 2002  
10. Liquidated 1993 Liquidated 2004  
12.Liquidated 1995  
13. Fidelity Ginnie Mae Portfolio  Dividend  
14.Fidelity Independence Fund  Dividend  
15. Fidelity Growth Company Fund  Dividend  Bought  211  
16. Fidelity Magellan Fund  Dividend  
17. Liquidated 1995 
Income Gain Codes: 	A=$t ,000 less 8=$1,001-$2,500 c=$2,501 -$5,000 D=$5,001 -$15,000 E=$15,00l -$50,000 (See Columns and 04) =$50,001-$100,000 =$100,001-$1,000,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 
Value Codes =$15,000 less K=$15,00l -$SO,OOO L=$50,00I -$100,000 =$100,001 -$250,000 (SeeColumns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =Sl,000,001-$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 
(See Column C2) Q=Appraisal V=Olher =Assessment =Book Value 	W=Estimated Value Melhod Codes =Cost (Real Estate Only) T=CashMarlcet 

Date Report 

05/2212006WOODLOCK, DOUGLAS 

VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. see PP. 34-57 filing 
instructions) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(I) 
(2) 
Jfnot exempt from disclosure 
(2) 
(I) 
Value

Place "(X)" after each asset 
Amount 
Value
Type(e.g. 
Type(e.g. 
(3) 
(4) 
(5) 

exempt from prior disclosure  Code (A-H)  div., rent, int.)  Code (J-P)  Method Code (Q-W)  buy, sel merger, redemption)  Date Month-Day  Value Code (J-P)  Gain Code! (A-H)  Identity buyer/seller (if private transaction)  
18. Liquidated 1995  

19. 
Fidelity Convertible Securities Fund Dividend 

20. 
Liquidated 1999 

21. 
T.Rowe Price Small Cap Dividend 

22. 
Liquidated 1998 

23. 
Putnam Global Natural Res ources, Dividend Cl.A 

24: Putnam Global Growth Equity, Cl.A None Sold 515 
25. 
Liquidated 1998 

26. 
First Nat'! Bank oflpswich, (Check Interest Acct) 

27. 
Liquidated 1998 

28. 
Liquidated 1998 

29. 
Liquidated 1998 

30. 
Liquidated 1995 

31. 
Liquidated 1999 

32. 
Liquidated 1999 

33. 
Liquidated 1996 

34. 
Liquidated 1996 Income Gain Codes: =$1,000 orless =$1,001 -$2,500 =$2,501 -$5,000  D=$5,00l -$15,000  E=$15,00l -$50,000  
(See Columns and D4) -$50,001 -$100,000  G-$100,001-$1,000,000 =$1,000,001 -$5,000,000 =More lhan SS,000,090 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000  M=SI 00,001-$250,000  
(See Columns and D3) -$25-0,001 -$500,000  0=$500,001-$1,000,000 -$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Melhod Codes -$25,000,001 -$50,000,000 =Cost (Real Estate Only) -More lban $50,000,000 =Cash Market  
(See Column C2)  Q-Appraisal  V=Olher =Assessment =Book Value =Estimated  

Date Report 

WOODLOCK, DOUGLAS 

05/22/2006 

VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. See PP. 34-57 filing instructions) NONE (No reportable income, assets, transactions.) 
Ifnot exempt from disclosure 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period  
(I)  (2)  (I)  (2)  (I)  
Amount Code (A-H)  Type(e.g. div., rent, int)  Value Code (J-P)  Value Method Code3 (Q-W)  Type(e.g. buy, sell, merger, redemption)  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

35. Scudder Growth Fund, Cl.A  None  Sold 1/28  
36. Liquidated 2002  
37. Oppenheimer Quest Capital Value Fund, Cl.A  Dividend  
38. longer reportable 2002  
39. longer reportable 2002  
40. longer reportable 2002  
41. longer reportable 2002  
42. Fidelity Stock Selector  Dividend Sold 1/31  
43. Trust No.  Distribution  
44. longer reportable 2002  
45. Liquidated 1996  
46. Liquidated 200  
47. Liquidated 2000  
48. Liquidated 2004  
49. Davis New York Venture Fund, Cl.A  Dividend  
50. Central Securities Corp.  Dividend  
51. T.Rowe Price Blue Chip Growth Fund  Dividend Income Gain Codes: =St,000 less ,OCll -$2,500  c=$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(Sec Columns and 04)  F=$50,001-$100,000  0=$100,001-Sl ,OOO,OOO =Sl,000,001-$5,000,000 =More than $5,000,000 Value Codes  J=$15,000or less  K=Sl5,00I -$50,000  L=$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and Dl) =$250,001 -$500,000  0=$500,001 -Sl,000,000 =Sl,000,001-$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000  T=Cash Market  
(See Column C2) =Appraisal  V=Other =Assessment  
U=Book Value  W=Estimated  

Date Report 

WOODLOCK, DOUGLAS 
05/2212006 

VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and tkpendent chUdren. see PP. 14-s1 flung instructions) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period  
(I)  (2)  {I)  (2)  {I) not exempt from disclosuic  
Amount Code (A-H)  Type(e.g. div., ren int.)  Value Code (J-P)  Value Method Code (Q-W)  Type(e.g. buy, sell, merger, redemption)  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (ifprivate transaction)  

52. 
Franklin Small Mid-Cap Growth Fund, Dividend Cl.A 

53. 
Janus Investment Worldwide Fund None Sold 1/6 

54. 
Janus Investment Worldwide Fund Sold 1/12 

55. 
Nantucket MBIA 7/15117 (Bonds) Interest 

56. 
Liquidated I998 

57. 
Liquidated 1999 

58. 
Liquidated 1999 

59. 
Liquidated 1999 

60. 
Liquidated 1999 Liquidated 1999 

62. 
Liquidated I998 

63. 
Liquidated 1998 

64. 
Liquidated 2000 

65. 
Liquidated 2000 

66. 
General Electric-Common Dividend 

67. 
Liquidated 2000 

68. 
High Yield Income Fund Dividend Income Gain Codes: =$1,000 less =$1,001-$2.500 =$2,501 -$5,000  0=$5,001-$15,000  E=$15,00l -$50,000  
(See Columns and 04) =$50,001 -$100,000  G=SI00,001-$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes  J=$15,000 less  K=$15,001 -$50,000  L=$50,00l -$100,000 =$100,001 -$250,000  
(See Columns and 03)  N=$250,001 -$500,000  0=$500,001-$1,000,000 =$1,000,001-$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) -More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal  V=Other =Assessment  
U=Book Value  W=Estimated  

Date Report 

WOODLOCK, DOUGLAS 
05/ 2212006 

VII. INVESTMENTS and TRUSTS -income, vatue, transactions (includes those the spouse and dependent children. see PP. 3-1-s1 filing instructions; NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "{X)" after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period  
{I)  (2)  {I)  (2)  {I) not exempt from disclosure  
Amount Code {A-H)  Type{e.g. div., rent, int.)  Value Code2 {J-P)  Value Method Code3 {Q-W)  Type{e.g. buy, sell, merger, redemption)  (2) Date Month Day  (3) Value Code2 {J-P)  {4) Gain Code {A-H)  (5) Identity buyer/seller {if private transaction)  

69. 
Scudder High Income Fund Dividend 

70. 
Liquidated 2000 TCW Convertible Securities Fund Dividend 
72. 
DNP Select Income Fund Dividend 

73. 
Vanguard Prime Money Market Fund Dividend 

74. 
Vanguard Long-Term Treasury Fund Dividend 

75. 
Vanguard Long-Term Treasury Fund Sold 1/6 

76. 
Vanguard Long-Term Treasury Fund Sold 1/10 

77. 
Vanguard Long-Term Treasury Fund Sold 1/12 

78. 
Vanguard Long-Term Treasury Fund Sold 12114 

79. 
Vanguard Long-Term Treasury Fund Sold 12/19 

80. 
Vanguard Long-Term Dividend Investment-Grade Fund Vanguard Life Strategy Income Fund Dividend 
82. 
Liquidated 2000 

83. 
Mass. St. Turnpike Authority 1/13 Interest (Bonds) 

84. Managers Fremont Micro-Cap Fund [name change 19)  None  Sold  5119  
85. Managers Fremont Micro-Cap Fund [name change 1/19]  Sold  619 Income Gain Codes:  A=$1,000 orless =$1,001 -$2,500  c=$2,SOt -$5,000  0=$5,00t -$15,000  E=$t5,00I -$50,000  
(See Columos and 04) =$50,001 -$100,000 =$100,001-Sl,OOO,OOO =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes  J=$15,000 less =$15,001 -$50,000  L=$50,00l -$100,000 =$100,001 -$250,000  
(See Columns and 03) =$250,001  $500,000  o=$500,001 -Sl,000,000 =$1,000,001-$5,000,000 =$5,000,001 -$25,000,000 Value Method Codea =$25,000,001 -$50,000,000 =Cost (RealEstate Only) =More than $50,000,000 =Cash Market  
(See Column C2)  Q=Appraisal  V=Other =Assessmeut -Book Value  W=Estimated  

Date Report 

WOODLOCK, DOUGLAS 05/22/2006 
instructions;

VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. see PP. 34-s7 filing NONE (No reportable income, assets, transactions.) 

Description Assets 
(including trust assets) 

Place "(X)" after each asset 
exempt from prior disclosure 

86. 
Putnam lnt'l Capital Opportunities Fund None Sold 2117 

87. 
Putnam lnt'I Capital Opportunities Fund Sold 6/1 

88. 
Vanguard Mid-Cap Index Fund Dividend 

89. 
Vanguard Value Index Fund Dividend 

90. 
Vanguard 500 Index Fund Dividend 

91. 
Vanguard Intermediate-Term Bond Dividend Index Fund 

92. 
Vanguard Short Term Bond Index Fund Dividend 

93. 
Vanguard Treasury Money Market Dividend Fund 

94. 
Liquidated 2001 

95. 
Liquidated 2001 

96. 
Liquidated 2000 

97. 
Van Kampen Mass VIMT Dividend 

98. 
AIM Premier Equity None Sold 5/26. 

99. 
Van Kampen Emerging Growth Fund, None Sold 5126 Cl.B  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (1)  (2)  (I)  Jfnot exempt from disclosure  
Amount  Type(e.g.  Value  Value  Type(e.g.  (2)  (3)  (4)  (5)  
Code  div., rent,  Code  Method  buy, sell,  Date  Value  Gain  Identity  
(A-H) int)  (J-P)  Code  merger,  Month- Code  Code  buyer/seller  
(Q-W)  redemption)  Day  (J-P)  (A-H)  (if private  
transaction)  

JOO. Merrill Lynch Fundamental Growth Fund, Cl.B  None Liquidated 200  
102. Emerging Growth Fund  None  Sold  6/13 Income Gain Codes: 1,000 lcss =Sl,001-$2,500 =$2,50 -$5,000  D=$5,001 -$15,000  E=S15,00I -$50,000  
(SeeColumnsBI andD4) =$50,001 -$100,000 =$100,001 -Sl,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less  K=Sl5,00l -$50,000  L=S50,00l -$100,000 =$100,001-$250,000  
(SeeColumns and 03) =$250,001 -$500, 000 =$500,001 -$1,000,000 =$1,000,001-$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2)  Q=Appraisal  V=Other =Ass essment  
U=Book Value =Estimated  

Date Report 
Name Person Reporting 

05/22/2006WOODLOCK, DOUGLAS 

VII. INVESTMENTS and TRUSTS -income, value, transactions rmc1u11es those the spouse and dependent children. see PP J-t-s1 fmng instructions) NONE (No reportable income, assets, transactions.) 
Description Assels 
(including trust assels) 

Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period  
(1)  (2)  (1)  (2)  (1) not exempt from disclosure  
Amount Code (A-H)  Type(e.g. div., rent, inl)  Value Code2 (J-P)  Value Method Code3 (Q-W)  Type(e.g. buy, sell, merger, redemption)  (2) Date Month-Day  (3) Value Code2 (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

103. FidelityAdvisor High Inc. Advantage Cl.T  Dividend  
I04. Sequoia Fund  Dividend  
I05. Franklin Strategic Small Cap Growth II, Cl.B  None  
106. Rowe Price Mid-Cap Value Fund  Dividend  
107. NASDAQ-JOO Trust Series  Dividend  
108. Liquidate 2004  
I09. Wacho via Bank accounts  Interest I0. Merrill Lynch veloping Cap. Mark ets, CI.A  None  Sold  5/26 Trusts  None 12. T.Rowe Price Value Fund  Dividend ught  515 13. T.Rowe Price Value Fund  Bought  5/10 Income Gain Codes: =$1,000 less =$1,001-$2,500  c=$2,501 -$5,000  0=$5,001-St5,000 =$15,001 -$50,000  
(See Columns and 04)  F=$50,001 -$100,000  G=Sl00,001-$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes 15,000 less  K=$15,001 -$50,000  L=$50,001-Sl00,000  M=Sl00,001-$250,000  
(See Columns and 03) =$250,001 -$500,000  O=$500,001 1,000,000 =$1,000,001-$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Resl Estate Only) More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal  V;()ther  s=Assessment =Book Value  W=Estimated  

Date Report 

05/22/2006
WOODLOCK, DOUGLAS 

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicateparto/Report.) 
Part and Part VII: 
Trust No. (Part Item Part VII, Item 43) revocable trust which does not appear meet the definition Aggregate Ownership Arrangement The 
corpus this trust consists assets fully disclosed within Part VII, where the income and value the holdings are separately reported part the individual 
identification those assets. Thus, the report income and value provided for this Trust Part VII constitutes duplicate reporting the income and value the 
underlying assets. 

Part VII, Item 111: 
During the administration the will 
received bequest modest fractional interest two trusts holding 
ownership ofundeveloped properties are being made sell the properties and liquidate the trusts. 

Date Report 

05/22/2006
WOODLOCK, DOUGLAS 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE TillS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS (5, U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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