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Judicial Watch • Douglas P Woodlock Financial Disclosure Report for 2006

Douglas P Woodlock Financial Disclosure Report for 2006

Douglas P Woodlock Financial Disclosure Report for 2006

Page 1: Douglas P Woodlock Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:12

Date Created:September 4, 2007

Date Uploaded to the Library:November 13, 2013

Tags:Douglas P Woodlock, WOODLOCK, liquidated, douglas, vanguard, 2006, EPA, transactions, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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Government Act 1978 
Rev. 112007 
FOR CALENDAR YEAR 2006 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) WOODLOCK, DOUGLAS Court Organization DISTRICT MASSACHUSETTS Date Report 05/01/2007 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) ACTIVE DISTRICT nJDGE  Sa. Report Type (check appropriate type) Nomination, Date Initial  Annual Final Reporting Period 01/01/2006 12/31/2006  
Sb. Amended Report Chambers Office Address United States Courthouse Suite 4110, Courthouse Way Boston, 02210 the basis the information contained this Report and any modifications pertaining thereto, Is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS, (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) 
NAME ORGANIZATION/ENTITY 
Trustee TrustNo. 
Member, Board Advisers (resigned 1/31/07) The Petra Foundation 501 )(3)) 
Trustee (resigned 12/14/06) First Circuit History Society (50l(c)(3)) 

Trustee Trust No. 
II, AGREEMENTS, (Reporting individual only; see pp. 14-16 instructions.) 
[!] NONE (No reportable agreements.) 

PARTIES AND TERMS 

III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filer's Non-Investment Income 
(KJ NONE (No reportable non-investment income.) 

(yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
(KJ NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV. REIMBURSEMENTS -transportation, wdging,food, entertainment 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) 
(KJ NONE (No reportable reimbursements.) SOURCE 
DESCRIPTION 

Name Penon Reporting 
Date Report 
WOODLOCK, DOUGLAS 05/0112007 
V GIFTS. (Includes those spouse and dependenl children. See pp. 28-31 ofinstructwns.) 
[K'] NONE (No reportable gifts.) SOURCE DESCRIPTION 

VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) 
[K'] 	NONE (No reportable liabilities.) 

DESCRIPTION 

Name Person Reporting 
Date Report 
WOODLOCK, DOUGLAS 
05/01/2007 
VII. INVESTMENTS and TRUSTS income, value, transactwns (Includes those the spouse and dependent children. See pp. 34-fiO filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclosure 
Liquidated 2001 
Liquidated 2001  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(1)  (2)  (I)  (2)  (1)  (2)  (3)  (4)  (5)  
Amount  Type(e.g.  Value  Value  Type(e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

Not reportable 2006 
Not reportable 2006 longer reportable 2006 

Liquidated 2000 
Liquidated 1995 
Liquidated 1993 

Liquidated 2002 
10. 
Liquidated 1993 

11. 
Liquidated 2004 

12. 
Liquidated 1995 

13. 
Fidelity Ginnie Mae [FGMNX] 

14. 
Fidelity Independence [FDFFX] 

15. 
Fidelity Growth Company [FDGRX] 

16. 
Fidelity Magellan [FMAGX] 

Dividend  
Dividend  
None  
Dividend  

Liquidated 1995 Income Gain Codes:  A=$ 1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50,00I 100,000 =$100,001-Sl,OOO,OOO =Sl,000,001 -$5,000,000  H2=More than $5,000,000 Value Codes  J=$I 5,000 less  K=$15,001 -$50,000 =$50,001 -Sl00,000 =$100,001 -$250,000  
(See Columns and D3)  N=$250,001 -$500,000  0=$500,001 -$1,000,000 =$1,000,001 -$5,000,000  P2=$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000  R=Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal  V=Other =Assessment =Book Value =Estimated  

Name Penon Reporting 
Date Report 
WOODLOCK, DOUGLAS 
05/01/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset 
exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type(e.g.  Value  Value  Type(e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

18. Liquidated 1995  
19. Fidelity Convertible Securities [FCVSX] Dividend  
20. Liquidated 1999  
21. T.Rowe Price Small Cap [OTCFX] Dividend  
22. Liquidated 1998 23. Putnam Global Natural Resources, Dividend [EBERX]  
24. Liquidated 2005  
25. Liquidated 1998  
26. Not reportable 2006  
27. Liquidated 1998  
28. Liquidated 1998  
29. Liquidated 1998  
30. Liquidated 1995  
31. Liquidated 1999  
32. Liquidated 1999 33. Liquidated 1996 34. Liquidated 1996 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000  0=$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,001  00,000  G=SlOO,OOl-Sl,000,000 =$1,000,001 -$5,000,000 =Morethan $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001  $100,000 100,001 -$250,000  
(See Columns and 03) =$250,001-$500,000 =$500,001 1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =Morethan $50,000,000 =Cash Market  
(See Column C2) =Appraisal  V=Other =Assessment =Book Value  W=Estimated  

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. see PP 34-60 offwng instructions.) NONE (No reportable income, assets, transactions.) 

Name Penon Reporting 
Date Report 
WOODLOCK, DOUGLAS 
05/01/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) 
Place "QC)" after each asset exempt from prior disclosure 
Franklin Small Mid-Cap Growth, Cl.A Dividend Sold 12/22  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(1)  (2)  (1)  (2)  (I}  (2)  (3)  (4)  (5)  
Amount  Type{e.g.  Value  Value  Type (e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

[FRSGX] 
53. Liquidated 2005 None 
Nantucket MBIA 7115117 (Bonds) Interest 
55. 
Liquidated 1998 

56. 
Liquidated 1999 

57. 
Liquidated 1999 

58. 
Liquidated 1999 

Liquidated 1999 
60. 
Liquidated 1999 

61. 
Liquidated 1998 

62. 
Liquidated 1998 

63. 
Liquidated 2000 

64. 
Liquidated 2000 

65. 
General Electric-Common [GE] Dividend Sold 12/11 

66. 
Liquidated 2000 

67. 
High Yield Income [HYI] Dividend 

68.  DWS High Inc.Trust[name change2/8][KHI]  Dividend Income Gain Codes: (See Columns and 04) Value Codes (See Columns and 03) Value Method Codes (See Column C2) =$10000 less F=$50,001 -$100,000 J=$15,000 orless N=$250,00 -$500,000 =$25,000,001 -$50,000,000 =Appraisal U=Book Value =Sl,001 -$2,500 G=SI00,001-Sl,000,000 K=$15,001 -$50,000 0=$500,00 1,000,000 R=Cost (Real Estate Only) V=Other  c=$2,501 -$5,000 =$1,000,001 -$5,000,000 L=$50,001 -SI00,000 =Sl,000,001 -$5,000,000 =More than $50,000,000 =Assessment W=Estimated =$5,001 -$15.000 H2=More than $5,000,000 =SI 00,00 -$250,000 =$5,000,001 -$25,000,000 =Cash Market =$15,001 -$50,000  

Name Person Reporting 
Date Report 
05/01/2007
WOODLOCK, DOUGLAS 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 off.Ung instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(!)  (2)  (!)  (2)  (!)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.  Value  Value  Type (e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

69. Liquidated 2000  
70. TCW Strategic Income [name change 3/1] [TSI]  Dividend  
71. DNP Select Income [DNP]  Dividend  
72. Not reportable 2006  
73. Vanguard Long-Term Treasury [VUSTX]  Dividend  Partial Sale  11/15  
74. Vanguard Long-Term Investment-Grade [VWETX]  Dividend  Bought  12/11  
75. Vanguard Life Strategy Income [VSAIX]  Dividend  Sold  12111  
76. Liquidated 2000  
77. Mass. Turnpike Authority 1/1/13 (Bonds)  Interest  
78. Liquidated 2005  
79. Liquidated 2005  
80. Vanguard Mid-Cap Index [VIMAX]  Dividend  
81. Vanguard Value Index [VVIAX]  Dividend  
82. Vanguard 500 Index [VFIAX]  Dividend  
83. Vanguard Intermediate-Term Bond Index [VBILX]  Dividend  
84. Vanguard Short Term Bond Index [VBISX]  Dividend  Partial Sale  3/10  
85. Not reportable 2006 Inco Gain Codes: 1,000 orless =Sl,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001  $50,000  
(See Column and 04) =$50,001 -$100,000  G=Sl00,001 $1,000,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 orless =$15,001 -$50,000 =$50,001 -$100,000 100,001 -$250,000  
(See Columns and 03) =$250,001 -$500,000  0=$500,001 -Sl,000,000 =$1,000,001 -55,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2)  Q=Appraisal  V=Otber =Assessmen =Bo Value =Estima ted  

VII. INVESTMENTS and TRUSTS -income, value, transactUJns (Includes those the spouse and dependent children. See pp. 34-60 offiUng instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period  
Place "(X)" after each asset exempt from prior disclosure  (I) Amount Code (A-H)  (2) Type(e.g. div., rent, int.)  (I) Value Code (J-P)  (2) Value Method Code (Q-W)  (I) Type (e.g. buy, sell, redemption)  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

(See Columns and 03) =$250,00 -$500,000 =$500,00 -SI ,000,000 =Sl,000,001 -$5,000,000 =$5,000,001  $25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal  V=Other =Assessment =Book Value  W=Estimated  

 
Name Person Reporting 
Date Report 
WOODLOCK, DOUGLAS 05/01/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 offding instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
{including trust assets) 

Place "(X)" after each asset exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
{I)  (2)  {l)  (2)  {I)  (2)  (3)  (4)  (5)  
Amount  Type{e.g.  Value  Value  Type e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code2  Method  buy, sell,  Month Code2  Code  buyer/seller  
{A-H) int)  (J-P)  Code3  redemption)  Day  (J-P) A-H)  {if private  
(Q-W)  transaction)  

103.  Trusts  None  
104.  T.Rowe Price Value [TRVLX]  Dividend  
105.  Vanguard Small-Cap Index [VSMAX]  Dividend  Bought  12/ll  
106.  Vanguard Extended Market Index  Dividend  Bought  12121  
107.  T.Rowe Price New American Growth [PRWAX]  None  Bought  12/22  
108.  T:Rowe Price Equity Income [PRFDX]  None  Bought  12/22  
109.  T.Rowe Price New Horizons [PRNHX]  None  Bought  12/22 Income Gain Codes:  A=$1,000 less =Sl,001 -S2,500 =S2,501 -S5,000 =S5,00I -$15,000 =$15,001 -$50,000  
(See Columns and 04) =S50,00I -SI00,000  G=SIOO,OOl-Sl,000,000 1,000,00 -$5,000,000 =More than $5,000,000 Value Codes 15,000 less  K=S15,00I -$50,000 =$50,001 -$100,000 =SIC0,001 -$250,000  
(See Columns and 03) =S250,00 -$500,000  0=$500,001-Sl,000,000 =$1,000,001 -$5,000,000 =S5,000,00I -S25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than S50,000,000 =Cash Market  
(See Column C2) =Appraisal  V=Other =Assessment =Book Value  W=Estimat