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Judicial Watch • Douglas P Woodlock Financial Disclosure Report for 2010

Douglas P Woodlock Financial Disclosure Report for 2010

Douglas P Woodlock Financial Disclosure Report for 2010

Page 1: Douglas P Woodlock Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:13

Date Created:November 8, 2013

Date Uploaded to the Library:November 13, 2013

Tags:Douglas P Woodlock, WOODLOCK, liquidated, douglas, 2010, Market, INVESTMENTS, EPA, transactions, TRUSTS, IRS, Financial Disclosure, ICE, CIA, income, Judge


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Government Act 1978 Rev. FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) WOODLOCK, DOUGLAS Court Organization DISTRICT MASSACHUSETTS Date Report 08/15/2011 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) ACTIVE U.S. DISTRICT JUDGE  Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2010 12/31/2010 Chambers Office Address United States Courthouse Suite 4110, Courthouse Way Boston, 02210 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSIT! ONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Trustee Trust No. Trustee Trust No. 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 
Woodlock, DouQlas 

Date Report 
WOODLOCK, DOUGLAS 
08/15/2011 
Ill. N-INVESTMENT COME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income 
[2J NONE (No reportable non-investment income.) SOURCE AND TYPE 

INCOME 
(yours, not spouse's) Spouse's Non-Investment Income -I/you were ma"ied during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2010 Provided care and assistance for elderly 

IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[2J NONE (No reportable reimbursements.) 

Date Report 
WOODLOCK, DOUGLAS 
08/15/2011 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 

Date Report 
Name Person Reporting 
08/15/2011WOODLOCK, DOUGLAS 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets  Income during  Gross value: ,end.  Transactions during reporting period  
(including trust assets)  reporting period  period  

(4) 
Place "(X after each asset Amount (e.g., 'Value Value Date Value Gain Identity exempt from prior disclosure div., rnt, Code2 buy, sell, COde2 Code! buyer/seller redemption) (JP) (A-H) (if private 
transaction) .Liquidated 2001 Liquidated 2001 Income Gain Codes: $1,000 orless 41,001 -$2,500 42,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50.000  
(See Columns and 04) =$50,001 -$100,000 =$100,001  $1,000,000 =$1,000,001 -$5,000,000 =More than $5.000,000 Value Codes =$15,000 less  K=$15,00l -$50,000 =$50,001 $100,000 $100.001  $250.000  
(Sec Columns and 03) $250,00 -$500.000 $500,00 -$1,000,000 =$1,000,001  $5,000,000 =$5,000,001 -$25,000.000 =$25.000.001 -$50,000,000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) Book Value  V=Other ==Estimated  

Date Report 
WOODLOCK, DOUGLAS 
08/15/2011 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions (1nc1udes those spouse and dependent children; see PP 34-60 offiling instructions.; NONE (No reportable income, assets, transactions.) 

VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nctudes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description. ofAssts 	Gross value .end ofreportingperiod 
Value Value Code2 Method int.) (J-P) C6de3 
35. Liquidated 2005(Y) 
36. 
Liquidated 2002 

37. 
Liquidated 2006 lnCome Giain Codes: 41.000 orless =$1.001 -$2.500 =$2.501  $5,000 =$5,001 -$15,000 =$15,001 -$50.000  
(See Columns Bland 04)  F=$50.00I -$100,000 =$100.001  $1.000.000 =$1.000,001  $5,000,000 =More. than $5,000,000 Value Codes =$15.000 less =$15,001 -$50.000 =$50,001 -$!00,000 =$100,001  $250,000  
(See Columns 03) =$250.001 -$500.000 =$500.001. $1,000.000 =$1.000,001  $5.000,000 '=$5,000,001 -$25,000,000 =$25.000.001 -$50.000.000 =More than $50,000.000 Value Method des =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Date Report 
Name Person Reporting 
08/15/2011WOODLOCK, DOUGLAS 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children: see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place (X)" after each asset 
exempt from prior disclosure 

52. 	Sold 11/09/10 
(part) 

Sold 12/09/10 
(part) 
54. Liquidated 2007 Income Gain Codes: =$1.000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000  
(See Columns andD4)  F=$50.001-$100,000  G=$100,00J ,$1,000,000 =$1,000,001  $5,000,000 =More than $5,000,000 Value Codes =$15. 000 less =$15,001 -$50.000 =$50,001 -$100.000 =$100.00l -$250,000  
(Sec Columns and 03) =$250.00l -$500.000 =$500,00 -$1,000,000 =$1,000;001 -$5,000,000 =$5,000.001 -$25,000.000 =$25.000.00 -$50.000.000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Other  W""Estima.ted  

Name Person Reporting 
Date Report 
WOODLOCK, DOUGLAS 
08/15/2011 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
69. 
Liquidated 2000 

70. 
Liquidated 2007 

71. 
Liquidated 2007 

72. 
Liquidated 2000 

Liquidated 2007 Income Gain Codes:  41,000 less =$1,001 -$2,500  c=$2,501 -$5,000  D=$5,001 -$15,000 415,001 -$50,000  
(Sec Columns and 04) =$50,001-$100,000 =$100,001-$1.000.000 =$1.000,001  $5,000,000  H2.=More than $5,000,000 Value Codes  J=$15,000orless =$15,001 -$50.000  L=$50,001-$100,000  M=$100,001 ,$250,000  
(Sec Columns and 03) =$250.001 -$500.000  0=$500,001-$1,000.000 =$1,000,001-$5,000,000 =$5,000,001. -$25,000,000 =$25,000,001 -$50.000.000 =More than $50,000.000 Value Method Codes  Q=Appraisal =Cost (Real Estate Only) =Assessment =cash Market  
(Sec Column Cl)  U=Book Value  V=Other  W=Estimated  

VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
86. 	
Vanguard Intermediate Term Bond Index Dividend 
[VBILX] 

87. 
Vanguard Short Term Bond Index [VBJRX] Dividend 

88. 
Vanguard Treasury (Money Market) None [VUSXX] Income Gain Codes: =$1,000 less =$1,001 -$2,500  C=$2,501 -$5,000  D=$5,001 -$15,000 =$15,00 -$50,000  
(See Columns and 04) =$50,001.-$100,000 =$100;001-$1,000,000 7$1,0oo,ool: $5,IJ00,000 =More than $5,000,000 Value Codes  J=$15.000 less  K=$15,001 -$50,000 =$50,001 -$100,000  M=$100.00 -$250.000  
(See Columns and 03)  N=$250,00 -$500,000 =$500,00 -$1,000,000  l'J=$l,000,001 '$5,000,000 =$5,000,001 -$25,ooo;ooo =$25.000.001 -$50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only)  s=AsSessment ':'Cash Market  
(Sec Column C2) =Book Value  V=Othcr  W=Estimated  

Date Report 
WOODLOCK, DOUGLAS 
08/15/2011 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 offilinc instructions.) NONE (No reportable income, assets, t:ransactions.) 
(5) Identity buyer/seller 
(ifprivate transaction) 
103. Liquidated 2007 
104.  Wellington Shields Brokerage-Evergreen  Dividend  
Money Market Fd.Cl.A  
105.  Liquidated 2007 Income Gain-Codes:  Ac;$1,000 odess =$1,001 -$2,500 42;501-$5,000 45.001 -$15,000 =$15,001 -$50.000  
(See Columns and D4)  f,,,$50,001 '$100,000 =$1 OO,OOl,$1.000,000  H1'=$!,000,001 -$5,000,000 =More than $5.000,000 Value Codes =$15,000 less =$15,001 '$50,000 =$50,001 -$100.000 =$100.001 -$250.000  
(See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1;000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25.000.001 "$50,000,000 =More than $50,000.000 Value Method Codes =Appraisal  =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2)  U-=Book Value =Other =Estimated  

Date Report 
Name Person Reporting 
08/15/2011WOODLOCK, DOUGLAS 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.> NONE (No reportable income, assets, transactions.) 
Description Assets  Income during  Gross value end  Transactions during reporting period  
{including trust assets)  reporting period  ofreporting period  
(S)  
Place  after each asset  (e.g.,  Value  Value  Type(e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Method  buy, sell,  Cod  buyer/seller  
(A-H) int.)  Code3  redemption)  {J-P)  (A-H)  (if private  
transaction) Income Gain Codes:  A=$I,000orless =$1,001 -$2.500 =$2.501 -$5,000  D=$5,001 -$15.000 =$15,001 -$50.000  
(See Columns and D4)  F=$50,00I  $100,000 =$100,001-$1,000,000 =$1,000,001  $5,000,000  li2 =More than $5,000,000 Value Codes =$15.000 less =$15,001 -$50,000 =$50.001 -$100.000 =$100.001 -$250,000  
(See Columns and 03) =$250.001 -$500,000  0=$500,001 -$1,000.000 =$1,000,001 -$5,000,000 =$5,000.001 -$25,000,000 425,000.001 -$50.000.000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate  Only) =Assessment =Cash Market  
(See Column C2) =Book Value  V=Other ""Estimated  

Date Report 
08/15/2011
WOODLOCK, DOUGLAS 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofreport.) 
Part and Part VII: 
Trust No. (Part Item Part VII, Line 43) and Trust No. (Part Item Part VII, Line 08) are revocable trusts which not appear meet the definition Aggregate Ownership Arrangement. These trusts include assets fully disclosed within Part VII, where the income and value such holdings are separately reported part the individual identification those assets. Thus, the report income and value provided for these trusts Part VII constitutes duplicate reporting the income and value the underlying assets. 
Part VII, Line 58: 
The reported income consists distribution payments, from fund established the SEC administrative proceeding, made Prudential Securities, Inc. Distribution Fund investors this fund. 

Date Report 
WOODLOCK, DOUGLAS 
08/15/2011 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that auy information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: DOUGLAS WOODLOCK 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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