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Judicial Watch • Dowd Jr David D – 2003

Dowd Jr David D – 2003

Dowd Jr David D – 2003

Page 1: Dowd Jr David D – 2003

Category:Federal Judges

Number of Pages:13

Date Created:February 3, 2005

Date Uploaded to the Library:January 17, 2015

Tags:firstmerit, Merit, 2003, TRUSTS, Codes, dividend, disclosure, reporting, report, ICE, Federal Judge, income, Judge


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Chair, Committce Financial Disclosure ibne Columbus Circle, N.E. Washington, 20544 
 
Dear Judge, 
 
year 2003. 
:requesting addilti011al information. 
 
 
The sixth pm:agraph your letter indicates that may respond letter providing the required information submitting amended report, whichever more convenient. find more convenient respond letter. responses follow:  
The second paragraph your letter states: Part VII, page lines and 14, you listed Goodyear and First Merit unde.r your IRA and page lines 64; 66, and 68, you listed Two $10,000 Water Development Authority Revenue Bonds paying 4.625% due 12/17, Onie $10,000 Akron Income Tax Revenue Bond paying 4.5% due 12/1/28, and Two $10,000 Toledo City School District Bonds paying 4.625% due 12/1/32, which were not your 2002 report. Ifthese assets were owned 2002 and exempt from disclosure because their income and value were below the reporting thresholds, parenthetical (X) should inserted alon_gside the asset names instructed the heading Column The notation (X) may also used account for asset acquired throgh exempt transaction, such inheritance gift from family member. the event that these assetc; w1ere purchased 2003, the information required Column should provided. You may want refer pages and 51-54 the filing instructions. th.( First Merit and Goodyear stock, please note that disdosed report for the year 2002 line the fact that own IRA both First Merit and Goodyear stock However, failed list the stock separately terms value did 2003 report lines and 14. have accumulated First Merit stock periodic basis IRA since 1994 set forth Appendix One attached hereto which indicates that held -shares the end 2003 valued $31,312.00. 
 
 
 
 
 
 
 
Judge Mary Lisi July 15, 2004 Page the end 2003, held 100 shares Goodyear stock IRA with value $786.00 also shown Appendix One. That stock IRA. was acquired October 12, December 1_, m03 total cost of$20,157.00. 
19, 2003 total cost $10,136.00. 
15, 2003at a1total 
cost of$20,271.00. 
through the servfoes Merrill Lynch. The third paragraph your letter states. addition.) you completed Column 
 
asset. YOU may want refer pages 51-54 the filing instructions. Iintemet Strategies, listed line 15, mid Fundamental Growth listed liltie 16, the secw:ities were sold their entirety. apologize for completing Column 
 those securities.  ATT listed line 24, the security was sold its entirety. apologize for _completing Column that security. 
Your reference lines and confusing. copy line refers Shady 
 
 
 
 
Judge Mary Lisi July 15, 2004 Page 
 
However, you also mentioned the four-unit apartment Massillon, Ohio which listed line 57. The apartment was sold indicated June 2003. The apartment was sold its entirety; thus, you indicate, should have not completed Column 
 
The fou11h paragraph your letter states: 
 
 
Irt Part VII, page lines and 60, you listed income amount code Column B(l) and NONE Column B(2) for Shady Hollow Country Club and Wildern.ess Country Club. Ifno income was received, Column B(l) under Amounf should left blank and the word NONE should appear Column B(2) under Type, you have done. Otherwise, ifthe entry income amount code i.n Column B(l) correc you should enter the appropriate income type Column. B(i) accordance with pages and the Instructions. 
Please: be: advised that income was received from either the Shady Hollow Country 
Club the Wilderness Country Club. Thus, the use the letter Column was 
error now u11derstand. defense, reported lines and report for the year 
2002the identical information and that report was not challenged questioned. 
 
The fifth paragraph your letter states: 
lDL Part VII, page line 58, Column C(2), value method code used for TwoBedroiom Condo -Naples, appears incorrect, this refers the cash market value asset and appropriate only for assets such deposit accounts publicly traded securities. appears from the description this asset 
 
 
 
DDD:flm 
 
 
 
 
Enclosures 
 
 
 FIRSTMERIT CORP 06/22/99 28.11 27.11 FIRSTMERIT CORP 09/21/99 226 
196 
(7) 799 
150 103 .11 
27.11 25. 
23.50 FIRSTMERIT CORP 12/21/99 
211 
31,312 FIRSTMERIT CORP 229 FIRSTMERIT CORP 19. 27.11 
03/21/00 27.1106/20/00 16,792 248 .I. 
14,184 
1,201 
1,155 Security sub-Total 
100 GOODYEAR TIRE RUBBER 
(0) 10/12/00 16.74 
1,674 7.86 786 (888) ..-. ...... 
 
Appendix One 
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Date Report 
DOWD, JR., YID 
517104 
 
 
Ill. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 offiling instructions) Filers Non-Investment Income NONJE -(No reportable non-investment income.) Annuity-Public Retirement System Ohio Annuity (yoUJS, not spouses) 28,254:20 Spousis Non-Investmen.t Income -(Ifyou were married during any portion the reporting year. please complete this section. (dollar amount 
not required except for honorariia) NONJE -(No reportable non-investment income.) 
 
 
DATE 	AND TYPE 	State Teachers Retirement System (payable monthly) REil.V.lBURSEMENTS -transportation, lodging, food, entertainment 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE -(No such n:portable reimbursements.) 	NFL Properties (See YUi) Travel expenses. tickets for game, meals, lodging -2003 NFL Super Bowl game San Diego, 
Name Person Reporting Date Report DOWD, JR., DAVID Sn/04 
 
FJNANCJAL DISCLOSURE REPORT GIFTS. (Jncludes those spouse and dependent children. See pp. 28-31 instructions.) 
 NONE (No such reportaMe gifts.) 
 
-I. 
VI. 	LIABILITIES. (Includes those spouse and dependent children. See pp. 32-34 instructions.) li2J NONE (No reportable liabilities.) 
VALUE CODE 
 
FIN:ANCIAL DISCLOSURE REPORT 
Name Person Reporting Date Report 
 
DOWD, JR., DAYID 517104 -income, value. transcations (includes those the spouse and dependent children. See pp. 34-57 offiling instructions.) 
VII.. INVESTMENTS and TRUSTS 
A.. 
Income during Gross value end Transactions during reponing period 
:scription Assets 
reporting period reporting period 
(ioeluding trust assets) 
(1) (2) (l) (2) (1) 
 
Method 
Ifnot exempt ftom 
 
 
Pia fro ice (X) after each assei exempt prior disclosure AmolDlt Code (A-H) Type (e.g. di. rent. int.) Value Code2 (J-P) (2) (3) Value Type (e.g. Date: Value bny, sell, MonthCode2 Code3 merger, -Day (J-P) (Q-,W} lion) (4} (5) Gain ldentity Code buyer/seller (A-H) (irprivate traction) 
DNONE the -(No reportable income., :ai1Sets. ortnnisactions) -end of2003 owned stock (IRA) the followi111g: Texas Gooidyc -Jtilities, Exxon Corp., fast Merit Corp., :ar Tire Rubber, Huntington Bank, Eli Lilly, Parker Hann if: :m, Timken Company -5. During the year 2003 reinvcslled dividends the Eli Ull stock only. TEXM! UTILITIES -- EXXOlCORPORATION TilVIKEiNCO. Dividend Dividend Dividend 
10. ELI Lil 11. PARKJ 12. HUNTI JLYCO. RHANNIFAN INGTONBANK 13. GOOD 14. FIRST MERIT -----15. MLIN GWBi rERNET STRATEGIES metged into TECH -16. MLFwldarnenta1 Growth 17. Preioisly owned Notes: 18. Allr ,r,,Corporate Note Dividend Dividend Dividend Dividend Dividend Dividend Dividend Interest Sold 10/16 Sold 10/16 lucomeiGiain Codes: $1,000 less $1,qot-$2,SOO $2,501-$5,000 $5,001-$15,000 $15,001-$50,000 
(See Colmmii; and 04) $50,1001-$100,000 $100,001-$1,000,000 $1,000,001-$.5,000,000 =More than $5,000,000 Value Codes: s,1000 less $15,001-$50,000 $50,001-$100.000 $100,001-$250,000 
(See Columns and 03) $25Cl.000..$500,000 $500,00J-:bl.000,000 $1,000,001-$5,000,000 $5,000,001-$25,000.000 $25,1000,001-$50.000,000 =$More than $50,000,000 Value MeU1od Codes Appiraisal Cost (Real Estate Only) Assessment CashiMarket 
(See Column C2) =Book Value =Other Estimated 
 
FIN:ANCIAL DISCLOSURE REPORT 
Date Report 
Name Person Reporting 
DOWD, JR., DAVID 
5/7104 
 
--income, value.. transcations (includS those the spouse and dependent children. See pp. 34-57 filing instructions.) 
vn. INVESTMENTS mid TRUSTS 
 
(e.g. buyeiisellcr 
19. Th:scription AliSets (in1luding trust assets) Pia fro (X) after each asset exempt prior disclosure ,(,Corporate Note ATir6 Income during Gross value end Transactions during reporting period reporting period reporting period (!) (2) (1) (2) {l) not exempt from -(2) (3) (4) (S) Amount Type (e.g. Value Value Type Dale: Value Gain Identity Code div. rent. Code2 Method buy, sell, MonthCode2 Codcl (A-H) int.) (J-P) Codc3 merger, Day (J-P) (A-H) (if private _,(Q-,W) redemption) tration} Interest 
20. 21. 22. rporate Note 5.9% -CDFir.st USA Bank ofWilmi.ll:gt.on, Delaware The fol -lowing securities aire he:ld name: Interest Interest 
23. 24. 25. 26. 27. SBC OMMUNICA TIONS ATT COMC FIRST Tllv:!KI: -AST ENERGY CORP -FNA OHIO EDISON Dividend Dividend sold 10121 Dividend Dividend Dividend 
28. 29. 30. AGIL.R FlltST AMER ESOURCES -MERIT ICAN ELEC. POWER Dividend Dividend Dividend 
31. 32. 33. MICRC NAnO PROGJ >SOFT CORP. -iNAL CITY CORP. tESS ENERGY CORP. Dividend Dividend Dividend 
34. 35. -pay1lng 12/UH -Delaware, Clty School Bond 5.2%due -I. Interest 
36. msugar Creek, Oh-Si;hool Bond paying-5.15%due Interest 	 
IncmooiCiain Codes: = $1,CM>O less $1,!)01-$2,500 $2,501-$5;000 =$:5,001-$15,000 $15,0Cll-$50.000 (See Colunn; and 04) = $50,lllOl-$100.000 $100.001-$1,000,000 $1,000,001-$:5,000,000 =Morethan $5,000,000 
Value Codes: !i,lllOO less $15,001-$50,000 $50,001-$100,01()0 $100,001-$250,000 (See Coltunrui and 03) $25Cl,000-$500,000 $500,001-$1,000,000 ,000,001-$5,000,000 $5,000,001$25,000,000 S.!S,lll00,001-$50,000,000 $More than $50.000.000 
Value ltcU10rl, Codes Apipraisal Cost (Real Estate Only) Assessment Casl11Mark.et (See Column C2} =Book Val111e Other =Estimated 
 
 
FIN;ANCIAL DISCLOSURE REPORT 
Date Report 
Name Person Reporting 
 
 
DOWD, JR., YID 
5nt04 
 
vrr.. INVESTMENTS and TRUSTS -income, value. transcations (includes those the ,,onsc and dcpcndentcbildreu. See pp. 34-57 offiling i11Structions.) Dc:scription Assets (intion) Dransactions dwing reporting period not eitempt from disclosure (2) (3) (4) (5) Date: Value Gain Identity MonthCode2 Code! buyer/seller Day (J-P} (A-H) (iFprivate transaction) 
37. 38. 39. 40. 1211/15. State Ettd;Authority Bond payiing 5.5% due -10/11/U.  Heallth Care Bond payiing 5.25% Interest 
41. 42. 43. 44. 45. due 5/1 Sill. hio State Dev. due 12/1/15. -Auth. Bond 5.84% -..IRA: She owns tock the following corponttions: -Progrei;s Energy, Exxon Corp. -First Merit Bank, Timken Co. ATJr, ComCast, Goc.dyc:ar Tire Interest 
46. 47. 48. 49. 50. 51. 52. 53. 54. urchased 2001 Rubbel and General Electric -PROGRESS ENERGY -EXXON-MOBIL -FIRST MERIT -TIMKEN CO. GOODYEAR ATr -COMCAST GENERAL ELECTRIC Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Income/Gain Codes: $1,CIOO less $1,Q0!-$2,500 =$2,501-$5,000 =$5,()01-$15,000 $15,001-$50.000 
(See Columns and 04) = $50,.001-SJOO,OOO $100.001-$1,000,000 SJ,000,001-$5,000,000 =More than $5,000,000 Value Codes: $15,000 less $15,001-$50,000 $50,001-$100,000 =SI 00,001-$250.000 
(See Cohmms and 03) $250,000-$500,000 $500,001-Sl,OOO.OOO $1,000,001-$5,000,000 $5,000,001-$25,000.000 $25,,000,001-$50.000,000 =$More than $50,000.000 Value Method Codes = Appraisal =Cost (Real Estate Only) Assessment Cash!Market 
(See Col1mm C2) =Book Value =Other =Estimated 
 
FINANCIAL DISCLOSURJE REPORT 
Date Report 
Name Person Reporting VU4 INV:STMENTS and. TRUSTS -income, value, transcatio11s (includes those the spouse and depe111leut children. See pp. 34-57 offiling instructions.) 
Description Assets h1come during reporting period Gross value end reporting period Transactions during reporting period 
(i111Ciuding trust assets) 
 
Ifnot exen..,t from disclosure 
(1) 
 
(1) {2) 
Pl1lce (X)0 after each asset e:empt 
ftum prior disclosure 
 
SS. 	BANKAMERICA Corp. note dll!e 811/07. 
S6. 	Properties the name  
-S7. Four unit apartment Massillon, Ohio rental income: 
 
58. 	Two-bc:droom condo  Napl,es, FL was not rented 
 
59. 	 
SHADY HOLLOW COUN1RY CLUB  
 
60. 	 
WILDERNESS COUNTRY CLUB 
 
61. 
 Sec1urities the name spom;e 
 
 
62. GLOBAL TECH 
 
63. 	 
AMERICAN ELECTRIC POWER 
 
 
--OH Water D;;elopment Authority Revenu1e 
64. 
 
6S. 	Bonds paying 4.625% due 1211127 
66. 	 
--Akron htcom; Tax Revenue Bond paying4.S% 
 
67. 	 
due 1211128 
 
68. 	 
--Toledo District Bonds paying  
 
69. 	4.62S% due 1211/32 lncome/G11in Codes: $1,000 less 
(See Columns and D4) $50,001-$ I00,000 Value Codes: $15,CIOO less 
(See Columns and 03) =$250 ..000-$$00,000 $2.5,CIOO,OOl-$50,000.000 Value Metlltod Codes App11aisal 
(See Colwrm C2) =Book Value 
 
Amount Code (AH) Type (e.g. div. rent. int.) Interest Rent None None Dividend Dividend Interest Interest Interest 
 
Value Code2 (J-P) Value Method Code3 .(Q-W) Type {e.g. buy, sell, merger, redemption) sold sold 
 
(2) 
Date: 
Month 
Day 
615 
1211 
Value Code2 (J-P) Gain Code (A-l:I) (S) Identity buyer/seller (if private transaction) Walter Ingrida Kropp 
 
$1,1-$2.._500 $2,S01-$S,000 $5,001-$15,000 $15,001-$50.000 $100,001-Sl,OOO,OOO $1,000,001-$5,000.000 =More than $5,000,000 $15,001-$50,000 $50,001-$100,000 $100,00J-S2SO.OOO ssoo.001-$1,000,000 ,000,001-$5,000,000 $5,000,001-$25.000,000 =$More than $50,000,000 
=Cost (Real Es1a1e Only) Assessment CashlMarltet 
=Other =Estimated 
 
Date Report 
 
FJNAJCIAL DISCLOSUlRE REPORT 
DOWD, JR., YID 
517104 
(Indicate part Report.) 
 
Vllt ADDffiONAL INFORMATION EXPLANATIONS indicated Section memloer the board non-profit corporation, the National Football Museum, Inc., Canton, OH, more common1y !mown the l>ro Football Hall Fame. the capacity board member and not capacity United States District Judge, traveled San Diego, California January23, 2003i and remained San Diego until departure January 27, 2003. The primary purpose the trip was preside over the seilection the new enshrin1=s for the Pro Football Hall Fame the summer of2003. part the trip, attended the Super Bowl San Diego January 26, 2003. The expense attending board members underwritten NFL Properties, subsidiary the National Professional League. certiify that all information given above (including information pertaining spouse and minor dependent children, any) accwrate, true, and c.omplete the best knowledge and belief, and that any infonnation not reported was withheld because miet applicable s1tatutory provisions pennitting non-disclosure. 
 
 
 
Date 
 
WILFULLY FALSIFIES FAILS FILE TIIIS REPORT MAY 
FILING INSTRUCTIONS 
 
Mail signed original and additional copies to: 
 
 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544