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Judicial Watch • Duffey Jr William S – 2006

Duffey Jr William S – 2006

Duffey Jr William S – 2006

Page 1: Duffey Jr William S – 2006

Category:Federal Judges

Number of Pages:13

Date Created:September 14, 2007

Date Uploaded to the Library:January 17, 2015

Tags:duffey, FBI, william, 2006, assets, transactions, TRUSTS, Codes, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 
Rev. 112007 
FOR CALENDAR YEAR 2006 U.SC. app.  101-111) Person Reporting (last name, first, middle initial) Duffey, Jr., William Court Organization Northern District Georgia Date Report 0511312007 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) District Court -Active Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Final Reporting Period 0110112006 12131/2006 
Sb. Amended Report Chambers Office Address 1721 United States Courthouse Spring Street, S.W. Atlanta, 30303-3309 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITI0NS. (Reporting individual only; see pp. 9-13 instructions.) 
 	NONE (No reportable positions.) NAME ORGANIZATION/ENTITY 
 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) 
 NONE (No reportable agreements.) 
 
PARTIES AND TERMS 
 
 
05/13/2007 
Duffey, Jr., William 
Ill, 0N-JNVESTMENT JNCOME. (Reporting individual and spouse; see pp. -24 instructions.) Filers Non-Investment Income [EJ NONE (No reportable non-investment income.) 
SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income  you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
 
AND TYPE 2006 Random House, Inc. -Royalties from copyrights 
Holtzbrink Publishing Holdings, -royalties from copyrights 
Penguin Group (USA) Inc. -royalties from copyrights 
4.2006 Self-employed writer 
 
JV, REJMB URSEMENTS --transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No reportable reimbursements.) 
SOURCE DESCRIPTION Pepperdine University School Law March 17-19, Malibu, CRental Car, Parking) Speech The Judicial Clerkship Institute (Airfare, Gasoline, FBI Academy January 19-20, Quantico, VA, Speech Drug Enforcement Administration Office 
Training (Airfare, Hotel, Mileage, Parking, Per diem) FBI Undercover School August 9-11, Hollywood, FL, Speech FBI Undercover Program (Airfare, Hotel, Parking) 
Duffey, Jr., William 
05/1312007 
 
Duffey, Jr., William 
05/13/2007 GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
[RJ NONE (No reportable gifts.) 
 
DESCRIPTION 	VALUE 
 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) 
[RJ 	NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 
 
05/13/2007 
Duffey, Jr., William 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place (X) after each asset exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(1) (2) (1) (2) (I) (2) (3) (4) (5) 
Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month Code Code buyer /seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: =$1.000 less =$1,001 -$2.500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) F=$50,001 -$100,000 =$100,001-$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Metl1od Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal =Other =Assessment =Book Value =Estimated 
 
05/13/2007 
Duffey, Jr., William 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 ofjili11g instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place (X) after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period 
(I) Amount Code (A-H) (2) Type (e.g. div., ren int.) (!) Value Code (J-P) (2) Value Method Code (Q-W) (1) Type (e.g. buy, sell, redemption) (2) Date Month Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) Income Gain Codes: =$1,000 less =$1,0Cll -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001-$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 H2=More than ,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and D3) =$250,001 -$500,000 0=$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001-$25,000,000 Value Metl1od Codes =$25,000,001 -$50,000,000 R=Cost (Real Estate Oaly) =More than $50,000,000 T=Cash Marlcet 
(See Colwm1 C2) =Appraisal V=Other ;::Assessment =Book Value W=Estimated 
 
05/1312007 
Duffey, Jr., William 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including lrusl assets) reporting period reporting period 
Place (X) after each asset exempt from prior disclosure (!) (2) Amount Type (e.g. Code div., rent, (A-H) int.) (I) (2) Value Value Code Method (J-P) Code (Q-W) (!) Type (e.g. buy, sell, redemption) (2) (3) (4) Date Value Gain Month Code Code Day (J-P) (A-H) (5) Identity buyer/seller (if private transaction) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1.000.001 -$5,000,000 =$5,000,001 -$25,000,000 Value Meth Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal Y=Other =Assessment =Book Value =Estimated 
 
 
 
Date Report 
Name Person Reporting 
05113/2007 
Duffey, Jr., William 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset 
exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(1) (2) (1) (2) (1) (2) (3) (4) (5) 
Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity 
Code div., rent, Code Method buy, selJ, Month-Code Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
 
52. -US Treasury Bond Inflation Index Sell 09-21 
53. -FNMA Bond 3.25%, 11/07 
54. -FHLB Bond 4.75%, 9109 
55. -Fed Home Mtg Corp Sell 11-20 
56. -Government National Mortgage Assn. 8%, 11/24 Partial Sale 12-20 
57. -MS Special Value Fund 
58. -MS Spectrum Select (Dean Witter Spectrum Select) 
59. -MS Spectrum Currency 
60. -MS Charter Campbell 
61. -MSDW Charter DWFCM 
62. -MS Charter Graham 
63. -Fidelity Adv Growth Opp Transferred 08-01 
64. -!shares Lehman 1-3 TSY Buy 09-11 
65. -Putnam Premier Income SBI Buy 09-11 
66. -FHR 3237 7/36 Buy 12-05 
67. -Federal National Mtg Assn Buy 09-21 
68. Roth IRA Dividend Income Gain Codes: =$1,000 Jess =$1,001 -$2.500 c=$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 $5,000,000 =More than $5,000,000 Value Codes =$15,000 less 415,001 -$50,000 =$50,001 -$100,000 M=$100,001 -$250,000 
(See Columns and D3) =$250,001 -$500,000 =$500,001 -$1.000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Metliod Codes =$25,000,001 -$50,000,000 R=Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal V=Otlier =Assessment =Book Value W=Estimated 
 
05/13/2007 
Duffey, Jr., William 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(!) (2) (1) (2) (!) (2) (3) (4) (5) 
Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: =$1,000 less I.001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,001 -$100.000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001-$100,000 =$100,001 -$250,000 
(See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Metl1od Codes =$25,000,00 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) Q=Appraisal =Other =Assessment 
U=Book Value =Estimated 
 
 
Duffey, Jr., William 
05/13/2007 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset 
exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(!) (2) (!) (2) (!) (2) (3) (4) (5) 
Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: =$1,000 Jess =Sl,001 -$2.500 c=$2,501 $5,000 =$5,001 -$15,000 =$15,001-$50,000 
(See Columns and D4) =$50,001 -$100,000 G=$100,001 -$1,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 Jess K=$15,001 -$50,000 L=$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and D3) N=$250,001 -$500,000 0=$500,001 $1,000,000 =$1,000,001 -$5,000,000 =$5,000.001  $25,000,000 Value Metl1od Codes =$25,000,001 -$50,000,000 R=Cost (Real Estate Only) =More than $50,000,000 T=CashMarlcet 
(See Column C2) Q=Appraisal V=Otl1er ::::Assessment 
U=Book Value ;;:Estimated 
 
 
Duffey, Jr., William 
05/13/2007 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 of.filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period 
Place (X) after each asset exempt from prior disclosure (I) Amount Code (A-H) (2) Type (e.g. div., ren int.) (I) Value Code (J-P) (2) Value Method Code (Q-W) (I) Type (e.g. buy, sell, redemption) (2) Date Month-Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
103. Dividend 
104. -Warren Interest Sell 06-01 
105. -MS Equally Weighted 500 Distribution 
106. Dividend 
107. -Georgia General Obligation Ser Interest Buy 04-01 Income Gain Codes: =$1,000 less =$1,001 -$2.500 c=$2,501 -$5,000 =$5,001 -$15,000 E=$15,001-$50,000 
(See Columns and D4) F=$50,001 -$I 00,000 =$100,001 -$1,000,000 =$1,000,001 -$5 ,000,000 =More than $5,000,000 Value Codes J=$15,000 less K=$15,001-$50,000 L=$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and D3) N=$250,001 -$500,000 0=$500,001 -$1,000,000 =$1,000,001-$5,000,000 :$5,000,001 -$25,000,000 Value Metl1od Codes =$25,000,001 -$50,000,000 R=Cost (Real Estate Only) =More tl1an $50,000,000 T=Cash Market 
(See Column CZ) Q=Appraisal =Other =Assessment 
U=Book Value W=Estirnated 
 
 
05/13/2007 
Duffey, Jr., William 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicate part Report.) 
*Ownership interest percentage 0.26121 During the reporting period, CB Capital L.P. held interests the following companies: Payerpath, Inc. BSC Ventures, LLC Cypress Care, Inc. Central Security Group, Inc. Appforge, Inc. VCG, Inc. 
S.P.I. Dynamics, Inc. 
Global Care, Inc. 
NuBridges, Inc. 
Alliance Surgery, Inc. 
Alimera Sciences, Inc. 
Focus Receivables Management, Inc. 
 
**Ownership interest percentage 0.74340%. During the reporting period, CB Capital II, L.P. held interests the following companies: Default Services, Inc. 
SnagAJob.com, L.P. 
 
 
Name Person Reporting Date Report 
Duffey, Jr., William 05/13/2007 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature 
 
AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544