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Judicial Watch • Edward M. Chen – 2012

Edward M. Chen – 2012

Edward M. Chen – 2012

Page 1: Edward M. Chen – 2012

Category:Federal Judges

Number of Pages:20

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Edward M Chen, limited, ACLU, edward, Estimated, Estate, 2012, Gross, trust, Market, assets, transactions, Codes, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Rev. 112013 
FOR CALENDAR YEAR 2012 Person Reporting (last name, first, middle initial) 
Chen, Edward Title (Article III judges indicate active senior status; 
magistrate judges indicate full-or part-time) 
District Judge -Active Chambers Office Address 
U.S. Federal Courthouse 
450 Golden Gate Avenue, 16th Floor 
San Francisco, 94102 Court Organization 
U.S. District Court, N.D. Cal. 
Sa. Report Type (check appropriate type)  Nomination  Date  Initial  Annual  Final  
Sb.  Amended Report Government Act 1978 U.S.C. app.  101-111) Date Report 
08/09/2013 Reporting Period 
1/1/2012 
12/31/2012 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY Employee Trust Trustee Trust 
Trustee Trust Trustee Trust 
Trustee Trust 

Trustee Trust 
Trustee Trust 
Trustee 

Trustee 
10. 
Trustee 

11. 
Trustee 

12. 
Officer Director 

Manager Limited Liability Co. 
14. 
Manager Limited Liability Co. .  

15. 
Manager 

16. 
Manager Limited Liability Co. #4''.'.;.e.;

Date Report 
08/09/2013
Chen, Edward 
17. 
Manager 

18. 
Manager 

19. 
Manager 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 

PARTIES AND TERMS 1991 ACLU Employees -Defined Benefit Pension Plan, control 

III. N0N-INVESTMENT ME. (Reporfing individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) 

(yours, not spouse's) 
SOURCE AND TYPE INCOME 2012 
$23,436.00 Spouse's Non-Investment Income -I/you were married during any portion the reporting year, complete this section. (Dollar amounl not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2012 Classic Resorts; commission from condominium rental University Hawaii 8/20/2012 Honolulu, January Term Instructor Transportation, Lodging, Food 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION Wells Fargo Bank Mortgage condominium investment 
VALUE CODE 
Wells Fargo Bank Mortgage condominium investment 
American Savings Bank Co-signer mortgage condominium investment 
Description Assets Income during Gross value end 

Transactions during reporting period 
(including trust assets) reporting period reporting period 
(I) (2) (I) (5) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type (e.g., buy, sell, redemption)  Date mm/dd/yy  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  
Trust (Trustee)  Rent 
Interest 
-Interfamily note (from Trust #8) 
-Shares Cooperative Apartment (San Francisco, CA) Income Gain Codes: =$1.000 less B=$1,00 -$2.500 c=$2.501 -$5.000 0=$5.001 -$15.000 E=$15.00I -$50.000 (Sec Columns and 04) F=$50.001 -$100.000 =$I 00.00 -$1.000.000 Ill=$1 .000.001 -$5.000.000 112 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 L=$50.00I -$100.000 =$I 00.00I -$250.000 
(Sec Columns and 03) =$250.001 -$500.000 =$500.001 -$1.000.000 Pl=$1.000.001 -$5.000.000 P2=$5.000.001 -$25.000.000 
1'3 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes ::Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Book Value =Other =Estimated 

Date Report 
Chen, Edward 
08/09/2013 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 fiting instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(2) (2) (I) (3) (4) (5) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) 
(A-H) (if private 
(Q-W) transaction) Income Gain Codes: =$1.000 less =$1.001 -$2.500 =$2.501 $5.000 0=$5.001. $15.000 E=$15.001-$50.000 (Sec Columns and 04) =$50.001 -$100.000 =$100.001 -$1.000.000 Ill =$1.000.001  $5.000.000 112 =More than $5.000.000 
Value Codes J=$15.000 less =$15.001 -$50.000 l=$50.00 I00.000 =$!00.00 -$250.000 

(Sec Columns and 03) =$250.001 -$500.000 0=$500.00 -$1.000.000 =$1.000.001 -$5.000.000 P2=$5.000.001 -$25.000.000 =$25.000.00I $50.000.000 P4=More than $50.000.000 
Value Method Codes =Appraisal ost (Real Estate Only) :=:Assessment T=Cash Market (Sec Column C2) U=Book Value =Other =Estimated 

Date Report 
Chen, Edward 
08/09/2013 

VII. INVESTMENTS and TRUSTS --income, vatue, transactions (Includes those spouse and dependent children; see PP 34-60 offiting instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(1) 
(2) (2) (I) (2) (3) 
(4)
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity Code 1exempt from prior disclosure div., rent, Code Method buy, sell, mmldd/yy Code Code buyer/seller 
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  
-Gateway Bank (account)  

36. 

37. 
Limited Partnership Rent 

38. 	
Interest 

39. 
-Commercial Property (Sacramento, CA) Income Gain Codes: =$1.000 less 8=$1,001 -$2,500 c=$2.501 -$5.000 D45.00J -$15.000 =$15.001 -$50.000 (Sec Columns and 04) 450.001 -$100.000 =$100.00 -$1.000.000 Ill =$1.000.001 -$5.000.000 =More than $5.000.000 
Value Codes J=$15.000 less =$15.001 -$50.000 L=$50.001 -$100.000 =$100.001 -$250.000 

(Sec Columns and 03) =$250.001 -$500.000 =$500.00 t.000.000 =$1,000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market (Sec Column C2) U=Book Value =Other =Estimated 

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(2) (I) (2) (I) (2) (3) (5) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code Iexempt from prior disclosure 
div., rent, Code 	Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) 	Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
52. -Gateway Bank (account)  
53. 54. Limited Liability Co. 55.  Rent Interest Donated 12/31/12  Trust #20  
56. -Commercial Property (San Francisco,  

CA) 
57. 
-Bank America (accounts) 

58. 
-First Republic Bank (account) 

59. 
-Sterling Bank Trust (account) 

60. 

..... Trust #20 Donated 	12/31/12
61. Rent 

62. 	
Interest 

63. 
-Commercial Property (Sacramento, CA) 

64. 
-Bank America (accounts) 

65. 
-First Republic Bank (account) 

66. 
-Limited Liability Company 


67. 
-East-West Bank (account) 

68. 
-Sterling Bank Trust (account) Income Gain Codes: I.000 less =$1,001 -$2.500 c=$2.501 -$5.000 0=$5.001 -$15.000 =$15.001 -$50.000 (Sec Columns and 04) F=$5.0.001 -$100.000 100.00 -$1.000.000 Ill =$1.000.001 -$5.000.000 112 =More than$5.000.000 
Value Codes =$15.000 less =$15.001 -$50.000 L=$50.00 100.000 =$100.001 -$250.000 

(Sec Columns and 03) 	N=$250.001 -$500.000 0=$500.00 -$1.000.000 Pl=$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 
Value Method Codes =Cost (Real Estate Only) T=Cash Market =Appraisal =Assessment 
(Sec Column C2) =Book Value =Other =Estimated 

Chen, Edward 
08/09/2013 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc111des those spouse and dependent c1ti1dren; see PP 34-60 offilinc ins1r11ctionsJ NONE (No reportable income, assets, transactions.) 
(I) (2) (2) (I) (3) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value 
(4) (5) 
Gain Identity 
exempt from prior disclosure  Code (A-H)  div., rent, int.)  Code (J-P)  Method Code (Q-W)  buy, sell, redemption)  mm/dd/yy  Code (J-P)  Code (A-H)  buyer/seller (if private transaction)  
69.  -Gateway Bank (account)  

70. 

71. 	
Realty (stock) Dividend 

72. 	
Distribution 

73. 
-Bank America (accounts) 

74. 
-Sterling Bank Trust (account) 

76. -East-West Bank (account) 
77. 

78. 
Bay Area Hotel Associates Limited Dividend Partnership 

80. 	
Life Insurance Policies -New York Life Ins. Co. 

81. 

82. 	
Trust (Trustee only) 

83. 

84. 	
-Limited Partnership 

85. Income Gain Codes: =$1.000 Jess (Sec Columns and D4) 450.00 -$100.000 Value Codes 	J=$15.000 less (Sec Columns and D3) =$250.001 -$500.000 Interest 
Rent 
Interest 
B=$1,00J -$2.500 c=$2.501 -$5.000 D=$5.001 -$15.000 E=$15.001 -$50.000 =$100.001 -$1.000.000 Ill =$1.000.001 -$5.000.000 112 =More than $5.000.000 =$15.001 -$50.000 L=$50.001 -$100.000 =$100.001 -$250.000 0=$500.00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 
1'3=$25.000.001 -$50.000.000 =More than $50.000.000 Value Method COdcs =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market (Sec Column C2) =Book Value =Other W=Estimated 

Chen, Edward 
08/09/2013

VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc111des those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (I) (2) 
(4)
(I) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code exempt from prior disclosure div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  
86.  -Limited Partnership Income Gain Codes: =$1.000 less =$1.001 -$2.500 c=$2.501 -$5.000 0=$5.001-$15.000 =$15.001 -$50.000 (Sec Columns and 04} F=$50.001 -$100.000 =$100.001 -$1.000.000 Ill =$1.000.001 -$5.000.000 112 =More than $5.000.000 
Value Codes =$15.000 less =$15.001 -$50.000 L=$50.00 -$I 00.000 =$100.001 -$250.000 

(Sec Columns and 03) =$250.001 -$500.000 0=$500.00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 
1'3 =$25.000.00 -$50.000.000 =More than $50.000.000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment ash Market (Sec Column C2) U=Book Value v=Other W=Estimated 

Chen, Edward 
08/09/2013
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 offiting instructions.; NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including tmst assets)  reporting period reporting period  

(I) (2) (I) (2) (2) (3) 
(4) (5)
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity Code 1exempt from prior disclosure Code buyer/sellerdiv., rent, Code Method buy, sell, mm/dd/yy Code 
(A-H) int.) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
103. 
-BST Hospitality, LLC 

104. 
-Bank America (account) 

105. 
-East-West Bank (account) Income Gain Codes: 41.000 less =$1.001 -$2.500  c=$2.501 -$5.000  0=$5.001 -$15.000 =$15.001 -$50.000  
(Sec Columns and 04) Value Codes =$50.001 -$100.000 J=$15.000 less =$100.00 -$1.000.000 =$15.001 -$50.000  Ill =$1.000.001 -$5.000.000 =$50.001 -$100.000  112 =More than $5.000.000 I00.00 -$250.000  
(Sec Columns and 03) =$250.00 -$500.000  0=$500.00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 Value Method Codes =$25.000.00 -$50.000.000 =Appraisal =Cost (Real Estate Only) =More than $50.000.000 =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value  V=Othcr =Estimated  

Chen, Edward 
08/09/2013
VII. INVESTMENTS and TRUSTS --income, va1ue, transactions r1nc111des those spouse and dependent children; see pp. 34-60 filing instructions.)  NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period  

(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

120. -Morgan Stanley Note 121. -East-West Bank (accounts)  Redeemed  8/24/12  
122. 123.  -J.P. Morgan Chase (bond) -Gateway Bank (accounts)  Buy  8/24/12  
124. -Bank America (account) 125. -Sterling Bank Trust (account)  
126. -First Republic Bank (account)  
127. -Gateway Bank (account) 128. East-West Bank (account)  
129.  
130. Merrill Lynch -IRA 131. -Account -Merrill Lynch  Dividend  
132. -Calvert Social Investment Fund Balanced Portfolio 133. -Calvert Global Alt 134. -Davis Venture Fund 135. -Ariel Appreciation Fund  Sold Sold  5129112 5129112  
136.  -Pimco All Asset  Buy  5/29/12 Income Gain Codes: =$1.000 less  8=$1.001-$2.500  c=$2.501 -$5.000  0=$5.001 -$15.000 =$15.001 -$50.000  
(Sec Columns and 04)  f=$50.001 -$100.000 =$100.001 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less  K=$15.00l -$50.000 =$50.00 -$1 00.000 =$I 00.00 -$250.000  
(Sec Columns and D3) =$250.001 -$500.000  0=S500.00 J.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 Value Method Codes =$25.000.00 -$50.000.000 =Appraisal =Cost (Real Estate Only) =More than $50.000.000 =Assessment  T=Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

Chen, Edward 
08/09/2013
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nctudes those spouse and dependent children; see PP 34-60 fiting instructions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(1) (2) {l) (2) (3) (4) (5) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity Code 1exempt from prior disclosure div., rent, Code Method buy, sell, mm/dd/yy Codei Code buyer/seller 
(A-H) int.) 
(J-P) 
Code redemption) (J-P) (A-H) (if private 
transaction) 
137. -Columbia International Stock Fund 	Sold 5129112 Income Gain Codes: =$1.000 less =$1,00 -$2.500 c=$2.501 -$5.000 D=$5.001-$15.000 =$15.001-$50.000 (Sec Columns and D4) =$50.00 I00.000 =$I 00.00 -$1.000.000 Ill =$1.000.001 -$5.000.000 =More than $5.000.000 Value Codes J=$I 5.000 less =$15.001 -$50.000 =$50.00 -$I 00.000 I00.00 -$250.000 

(Sec Columns and 03) =$250.001 -$500.000 0=$500.00 -$1.000.000 Pl=$1.000.001 -$5.000.000 =$5.000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market (Sec Column C2) =Book Value V=Othcr W=Estimated 

VII. INVESTMENTS and TRUSTS -income, va111e, transactions r1nc111des those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(Sec Columns and D4) =$50.00 -$I 00.000 =$100.00 -$1.000.000 Ill =$1.000.001  $5.000.000 112 =More than $5.000.000 
Value Codes =$15.000 Jess =$15.001 -$50.000 450.00 $I 00.000 =$!00.001 -$250.000 

(Sec Columns and 03) 	N=$250.001 -$500.000 0=$500.00I -$1.000.000 =$1.000.001-$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market (Sec Column C2) U=Book Value V=Othcr W=Estimated 

Chen, Edward 
08/09/2013

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during repo1iing period  
(including trust assets)  reporting period reporting period  

(I) (2) (1) (2) (4) 
(5) 
Identity Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) 
Code 
redemption) (J-P) (A-H) (if private transaction) 
171 
172. 
-Bank America (account) 

173. 

Limited Liability Co. :':' Rent 
175. 	
Interest 

176. 
-Limited Partnership 177

 
178. 
-Limited Partnership 

179. 

180. 
-Limited Partnership 
 
181. 

182. -Limited Partnership 

183.  
184. -Bank America (account)  
185.  
186. Condominium (Kohala Coast, HI) Rent  
187. Income Gain Codes: =$1.000 less =$!" ,00 -$2.500 c=$2 501 -$5.000 0=$5.001 -$15.000 =$15.001 -$50.000 (SceColumnsBI andD4) F$50.00I -$100.000 G=$100.00I -$1.000.000 Ill 41.000.001 -$5.000.000 112 =More than $5.000.000 
Value Codes 415.000 less $15.001 -$50.000 l=$50.001 -$100.000 I00.00 -$250.000 

(Sec Columns and 03) =$250.001 -$500.000 0=$500.001 -$1.000.000 Pl=$1.000.001 -$5.000.000 =$5.000.001 -$25,000.000 
PJ=$25.000.00 -$50.000.000 P4=More than $50.000.000 
Value Method Codes =Appraisal =Cost (Real Estate Only) 	T=Cash Market =Asscssmcnl 
(Sec Column C2) U=Book Value V=Othcr =Estimated 

Chen, Edward 
08/09/2013 

VII. INVESTMENTS and TRUSTS --income, value, transactions (1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) 
(2) (I) (2) (2) (3) 
(5)
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity Code Iexempt from prior disclosure div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) 
Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
188. Condominium (Kohala Coast, HI) Rent Income Gain Codes: =$1.000 less =$1.001 -$2.500 c=$2.501 -$5.000 045.001 -$15.000 E=$15.00l -$50.000 (Sec Columns and 04) 450.00 -$100.000 =$100.001 -$1.000.000 Ill 41.000.001 -$5.000.000 112 =More than $5.000.000 
Value Codes J=$1 5.000 less =$15.001 -$50.000 L=$50.00 -$I 00.000 =$100.001 -$250.000 

(Sec Columns and 03) =$250.001 -$500.000 0=$500.00 -$1.000.000 ::$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 
Value Mc1hod Codes =Appraisal =Cost (Real Estate Only) 	T=Cash Market =Asscssmcnr 
(Sec Column C2) =Book Value V=Othcr =Estimated 

Chen, Edward 
08/09/2013
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(2) (I) 	(2) (3) (4) 

(5) 
Value Value Type (e.g., Date Value Gain Identity (I) (2) 
Place "(X)" after each asset 
Amount Type (e.g., 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  
205.  (Manager only)  Interest  

206. Income Gain Codes: =$1.000 Jess =$1.001 -$2.500 c=$2.501 -$5.000 =$5.001 -$15.000 =$15.001 -$50.000 (Sec Columns and 04) =$50.001 -$100.000 =$I 00.00 -$1.000.000 Ill =$1.000.001 -$5.000.000 112 =More than $5.000.000 
Value Codes J=$15.000 less =$15.001 -$50.000 L=$50.001 -$100.000 =$100.001 -$250.000 

(Sec Columns and 03) 	N=$250.001 -$500.000 0=$500.00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 
Value Method Codes =Appraisal R=Cost (Real Estate Only) =Assessment T=Cash Market (Sec Column C2} U=Book Value V=Othcr =Estimated 

Chen, Edward 
08/09/2013
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc111des those spouse and dependent c1tildren; see PP 34-60 filinc instructions.)  NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end ofreporting period Transactions during reporting period  

(I) (2) (I) (2) (I) (2) (3) (5) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) 
Code3 redemption) (J-P) (A-H) (if private (Q-W) transaction) 
222.  -Limited Liability Co.  
223.  -Limited Partnership  
224.  -Limited Liability Co.  
225.  -Limited Liability Co.  
226.  -Limited Liability Co.  
227.  -Bank America (account)  Interest  Open  12/31/12 Income Gain Codes: 41.000 less  B=$1.001 -$2.500  c=$2.501 -$5.000 =$5.001 -$15.000 =$15.001  $50.000  
(Sec