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Judicial Watch • Ellis III Thomas S – 2005

Ellis III Thomas S – 2005

Ellis III Thomas S – 2005

Page 1: Ellis III Thomas S – 2005

Category:Federal Judges

Number of Pages:15

Date Created:December 5, 2006

Date Uploaded to the Library:January 17, 2015

Tags:Ellis, speaker, Property, thomas, trust, Washington, 2005, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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CHAMBERS OF. 
T.S. ELLIS, Ill 
UNITED STATES DISTRICT JUDGE 
 
 
Dear Judge Smith, 
Enclosure TSE/ehp 
Albert Bryan U.S. Courthouse 401 Courthouse Square 
Telephone (703) 299-2114 Government Act 1978 
Rev. 112006 
FOR CALENDAR YEAR 2005 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Court Organization Date Report 
Ellis, III, Thomas U.S. District Court, E.D. Va. 
08/11/2006 Title (Article III judges indicate active senior status; Sa. Report Type (check appropriate type) Reporting Period 
magistrate judges indicate full-or part-time) 
01/01/2005 
Nomination, Date 
U.S. District Judge (Active) 
Initial Annual Final 
12/31/2005 
Sb. Amended Report Chambers Office Address the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance 
with applicable Jaws and regulations. Courthouse Square 
9th Floor 
Alexandria, 22314-5799 
 
Reviewing Officer Date 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page.  POSITI NS. (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Advisory Board Member Deans Intellectual Property Law Advisory Board, Gorge Washington University Member Judicial Conference Advisory Committee Appellate Rules 
 
 
......... 
(/) ::::0 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) r--,, a-c.nX c:: 
[RJ NONE (No reportable agreements.) ::oz 
PARTIES :11 
 
 
 
Date Report 
Ellis, III, Thomas 
08/11/2006 
 
Ill. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filers Non-Investment Income [Kl NONE (No reportable non-investment income.) 
SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income -lf you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 2005 Consumer Electronics Association 
IV. REIMBURSEMENTS -transportation, lodging,food, enlertainmenL (Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No reportable reimbursements.) American Intellectual Property Law Association National Academies Intellectual Property Program (Speaker) -Washington, D.C. -June 2005 -travel 
2.ALl-ABA Employment Law Program (Speaker) -Santa Fe, -July 2005 -food/lodging/travel 
3.ABA ABA Annual Meeting Anything Secret Anymore? (Speaker) -Chicago, -August 2005 -food/travel 
Georgetown University Law Center CLE Employment Law Program Views from the Bench (Speaker) -Washington, D.C. November 2005 -travel 
 
 
08/11/2006 
Ellis, III, Thomas 
V GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) [Kl NONE (Noreportab/e gifts.) DESCRIPTION VALUE 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-34 instructions.) !KJ NONE (No reportable liabilities.) 
DESCRIPTION VALUE CODE 
 
 
 
Ellis, III, Thomas 
08/1112006 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. see PP 34-s1 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure Income during reporting period Gross value end repoi:ting period Transactions during reporting period 
(I) (2) (I) (2) (I) Ifnot exempt from disclosure 
Amount Code (A-H) Type(e.g. div., rent, int.) Value Code (J-P) Value Method Code3 (Q-W) Type(e.g. buy, sell, merger, redemption) (2) Date Month -Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) Sensor None 
Burke Herbert Bank Trust Co. None 
Burke Herbert Bank Trust Co. (IRA Interest #1) Income Gain Codes: 1,000 less =Sl,001 -$2,500 =$2,50 -$5,000 0=$5,001-$15,000 =$15,001 -$50,000 
(See Columns and 04) F=$50,001 -$100,000 =SI00,001 -Sl,000,000 =Sl,000,001-$5,000,000 =More than $5,000,000 Value Codes J=$15,000 less K=$15,001 -$50,000 L=$50,001 -$100,000 M=SI00,001-$250,000 
(See Columns and 03) =$250,001 -$500,000 0=$500,001 -$1,000,000 =Sl,000,001-$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 T=Cash Market 
(See Column C2) =Appraisal V=Other =Assessment 
U=Book Value W=Estimated 
 
 
Date Report 
Ellis, III, Thomas 
08/11/2006 
VII. INVESTMENTS and TRUSTS -income, value, transactions findudes those the spouse and dependent children. see PP 14-s1 filing ins1ruc1ionsJ NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure 
18. -Goldman Sachs Finl Mmkt Dividend buy 415 Income during reporting period Gross value end reporting period Transactions during reporting period 
(I) (2) (I) (2) (1) Ifnot exempt fromdisclosure 
Amount Code (A-H) Type (e.g. div., rent, int.) Value Code (J-P) Value Method Code (Q-W) Type(e.g. buy, sell, merger1 redemption) (2) (3) Date Value Month-Code Day (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
19. -Hotchkis Wiley Mid Cap Value c Dividend buy 415 
20. Julius Baer Intl Equity None buy 415 
21. -Kinetics Cap Opportunities None buy 415 
 
22. -Legg Mason Value Trust None 
buy 
23. -Royce Total Return CLW Dividend 
415 buy 
24. -TCW Galileo Fds Select 
None buy 
25. 
-TCW Galileo Fels Value Opp None buy 415 
 
26. 
-Vanguard Windsor Dividend buy 415 
 
27. 
Evergreen U.S. Money Market Fund Interest sell 416 
 
 
28. 40l(K): 
29. -Spartan U.S. Index Dividend 
30. -Fidelity Freedom 2020 Dividend 
31. Fidelity Invst Dividend Income Gain Codes: =SJ,000 less J,001 -$2,500 2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) =$50,001 -SI00,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =Mon: than $5,000,000 Valut:Codes =$15,000or less =$15,001 -$50,000 L=S50,00l -$100,000 =$100,001 -$250,000 
(See Columns and 03) =$250,001 -$500,000 0=$500,001 -Sl ,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 Value Method Codes 25,000,001 $50,000,000 =Cost (Real Estate Only) =J;dorc than $50,000,000 T=CashMarlcet 
(See Column C2) Q=Appraisal V=Other =Assessment =Book Value =Estimated 
 
 
08/11/2006 
Ellis, III, Thomas 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicale partofReporL) 
 
 
 
 
 
 
 
 
 
 
08/11/2006 
Ellis, III, Thomas 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosnre. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
WINGLY AND WILFULLY FALSIFIES FAILS FILE ONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 
 
 
/}y the Ethics 
Act 1978 
Rev. 112006 FOR CALENDAR YEAR 2005  101-111) Person Reporting (last name, first, middle initial) Ellis, III, Thomas Court Organization U.S. District Court, E.D. Va. Date Report 05/15/2006 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge (Active) Sa. Report Type (check appropriate type) Nomination, Date Initial [:;g Annual Final Reporting Period 01/01/2005 12/31/2005 
Sb. Amended Report Chambers Office Address Courthouse Square 9th Floor Alexandria, 22314-5799 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITI NS, (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Advisory Board Member Deans Intellectual Property Law Advisory Board, George Washington University Member Judicial Conference Advisory Committee Appellate Rules 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) 
[K] NONE (No reportable agreements.) 
 
 
 
Name Person Reporting 
Date Report 
Ellis, III, Thomas 
0511512006 
III. N-JNVESTMENT COME. (Reporting individual and spouse; see 17-24 instructions.) Filers Non-Investment Income [RJ NONE (No reportable non-investment income.) 
SOURCE AND INCOME (yours, not spouses) SpouseS Non-Investment Income -I/you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except/or honoraria.) NONE (No reportable non-investment income.) 
SOURCE AND TYPE 2005 Consumer Electronics Association 
 
 
 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No reportable reimbursements.) 
SOURCE DESCRIPTION American Intellectual Property Law Association National Academies 2005 -travel Intellectual Property Program (Speaker) -Washington, D.C. -June ALI-ABA Employment Law Program (Speaker) -Santa Fe, -July 2005 food/lodging/travel 
ABA ABA Annual Meeting Anything Secret Anymore? (Speaker) -Chicago, -August 2005 -food/travel 
Georgetown University Law Center CLE Employment Law Program Views from the Bench (Speaker) -Washington, D.C. November 2005 travel 
 
 
Name Person Reporting 
Ellis, III, Thomas 
 
 
 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. See pp. 34-57 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period not exempt from disclosure 
(I) (2) (I) (2) (!) 
Amount Code (A-H) Type(e.g. div., rent, int.) Value Code (J-P) Value Method Code (Q-W) Type(e.g. buy, sell, merger, redemption) (2) Date Month Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) Sensor None Burke Herbert Bank Trust Co. None Burke Herbert Bank Trust Co. (IRA #1) Interest IRA #2: -American High Income Dividend sell 3/30 -Capital World Growth Income Dividend sell 3/30 -Fundamental Investors Dividend sell 3/30 -Growth Fund America None sell 3/30 -Income Fund America Dividend sell 3/30 
10. -New Economy Fund None sell 3/30 
11. -Washington Mutual Investors Dividend sell 3/30 
12. -Torray Institutional Dividend sell 11/3 
13. -.Calamos Growth Dividend buy 415 
14. -Causeway Intl Value Fund Ins Shs Dividend buy 415 
15. -Century Small Cap Select Inst! 16. -Cambiar Opportunity 17. -FM! Fds Focus Dividend Dividend Dividend buy buy buy 415 ll/4 415 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(Sec Columns and D4) =$50,001 -$100,000 =$100,00 -$1,000,000 =SJ,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,00 -$50,000 =$50,001 -$100,000 =$100,00 -$250,000 
 
Date Report 
Name Person Reporting 
FINANCIAL DtSCLOSURE REPORT 
05/15/2006 
VII. INVESTMENTS and TRUSTS income, value, transactions (includes t1iose the spouse and dependent children. see PP 34-s7 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end 
(including trust assets) reporting period reporting period 
 
(I) 
(2) 
(I) 
Place (X) after each asset Amount Type (e.g. Value Value 
exempt from prior disclosure Code div., rent, Code Method 
(A-H) int) (J-P) Code 
(Q-W) Transactions during reporting period 
(!) fype (e.g. buy, sell, merger, redemption) not exempt from disclosure 
(2) Date Month-Day (3) Value Code2 (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
18. -Goldman Sachs Finl Mmkt Dividend buy 4/5 
19. -Hotchkis Wiley Mid Cap Value Dividend buy 415 
20. -Julius Baer Intl Equity None buy 415 
21. -Kinetics Cap Opportunities None buy 415 
22. -Legg Mason Value Trust None buy 4/5 
23. -Royce Total Return Dividend buy 415 
24. -TCW Galileo Fds Select None buy 415 
25. -TCW Galileo Fds Value Opp None buy 415 
26. -Vanguard Windsor Dividend buy 415 
27. 40l(K): 
28. -Spartan U.S. Index Dividend 
29. -Fidelity Freedom 2020 Dividend . 
30. -Fidelity Invst Dividend Income Gain Codes: =$1,000 orless =$1,001-$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See ColullUlS and 04) =$50,00I-$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001. $50,000 =$50,001 -$100,000 =$100,001 -$250,000 
.,. ............... 
 
.... ,..,.. ........ 
 
,,.. 
............................ ........................... 
 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (IndicatepartofReporL) 
Date Report 
Name Person Reporting 
05/15/2006 
 
 
 
 
Date Report 
Name Person Reporting 
FINANCIAL DSCLOSURE REPORT Page of7 
05/15/2006 
Ellis, III, Thomas 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory 
 
provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature Date 
NOTE: ANY INDIYI AND CRIMINAL 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544