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Judicial Watch • Emmet G. Sullivan – 2004

Emmet G. Sullivan – 2004

Emmet G. Sullivan – 2004

Page 1: Emmet G. Sullivan – 2004

Category:Federal Judges

Number of Pages:7

Date Created:December 13, 2005

Date Uploaded to the Library:December 24, 2014

Tags:Emmet, Emmet G Sullivan, Sullivan, Schwab, Washington, 2004, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 
Rev.1/2004 
 
FOR CALENDAR YEAR 2004 U.S.C. app.  101-111) Person Rep!llU!g (Last name, First name, Middle initial) Court Organization Sullivan, EmmetG U.S. District Court for D.C. Title (Article III Judges indicate active senior status; magistrate judges indicate full-or part-time) 
U.S. District Judge, Active Chambers Office Address 
U.S. District Court for D.C. 333 Constitution Avenue, N.W. Washington, D.C. 20001 ReportType (check appropriate type) Nomination, Date Initial Annual Anal Date Report 8113/2005 	Reporting Period 1/1/2004 1213112004 on the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. 
Reviewing Officer 
 
NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part you have reportable information. Sign Oi:l iastpage. 
-::.; ... POS.flIONS. (Reporting individual on)y; see pp. 9-13 offiling insctions) NONE -(No reportable positions.) 
POSITTON NAME ORGANIZATION/ENTITY Director Frederick Abramson Memorial Foundation 
 
(Reporting individual only; see pp. 14-16 offiling instructions) 
 
 
II. AGREEMENTS. 
 NONE -(No reportable agreements.) 
PARTIES AND TERMS None 
 
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Name Person Reporting 
Date Repm1 
Sullivan, Emmet 
8/13/2005 
 
SOURCE AND TYPE Spouses Non-Investment Income(If you were married during any portion the reporting year, please complete this section. Dollar amount not 
NONE (No reportable non-investment income.) 
None 
(Reporting individual and spouse; see pp. 17-24 filing instructions) 
NONE (No reportable non-investment income.) 
SOURCE AND TYPE GROSS INCOME 
(yours, not spouses) 
Pension (D.C. Government) 
 
51,000.00 
 
transportation. lodging, food, entenainment. (Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No such reportable reimbursements.) 
DESCRIPTION None 
 
 
Name Person Reporting 
Date Repo11 
 
Sullivan, Emmet GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) NONE -(No such reportable gifts.) 
SOURCE 	DESCRIPTION 
VI. 	(Includes those spouse and dependent children. (No reportable liabilities.) 
VALUE CODE Mortgage investment property D.C. First American Bank (Wachovia) 
 
Date Report 
Name Person Reporting 
Sullivan, Emmet 8/13/2005 
--income, value, transcations (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) 
VII. INVESTMENTS and TRUSTS 
Income during Gross value end Transactions during reporting period 
Description Assets reporting period reporting period 
(including trust assets) 
(1) (2) (1) (2) (1) not exempt from disclosure 
(2) (3) (5) 
Place (X) after each asset exempt Amount Type (e.g. Value Value Type (e.g. Date: Value Gain Identity 
from prior disclosure Code div. rent. Code2 Method buy, sell, Month Code2 Code buyer/seller 
 
merger, 
(J-P) Code3 Day (A-H)(A-H) int.) (if private 
redemption) 
(Q-W) 
transaction) 
DNONE (No reportable income, assets, transactions) 
Merrill Lynch Keogh: None 
General Electric Dividend Sell 4/30 
Krispy Kreme Donuts None Sell 4/30 
Harley Davidson None Sell 
Pfizer Dividend Sell 4/30 
Xilinx None Sell 4/30 A6. 
Handspring aka Palmone None Sell 4/30 
Merrill Lynch Money Market Account: None Sell 4/30 
Schwab IRA: None 
General Electric Dividend Sell 4/30 
10. 
Schwab IRA: None 
AOL None Sell 4/30 
12. Rowe Price None T13. 
Radio One None Sell 4/30 
14. 
 
 
Rental Property Income (Washington, D.C.) Rent 
15. 
 
4/30 
Fidelity Mortgage Fund Dividend Sell 
16. 
 
 
Janney Montgomery IRA 
17. 
 
4/30 
Calamos Gro Fund Dividend Buy 
18. Income/Gain Codes: =$1,000 less =$1,001-$2,500 $2,501-$5,000 $5,001-$15.000 $15,001-$50,000 
(See Columns and D4) $50,001-$100,000 $100.001-$1,000.000 =$1,000,001-$5,000,000 More than $5,000.000 Value Codes: $15,000 less =$15,001-$50,000 $50,001-$100,000 $100,001-$250,000 
(See Columns and D3) $250,000-$500,000 $500,00l J.000,000 $!,000,001-$5,000,000 $5.000,001-$25,000,000 =$25,000,001-$50,000,000 =$More than $50,000,000 Value Metl1od Codes =Appraisal =Cost (Real Estate Only) Assessment Cash/Market 
(See Colurrm C2) =Book Value =Other =Estimated 
 
 
--income, value, transcations (includes those the spouse and dependent children. See pp. 34-57 offiling instructions.) 
VII. INVESTMENTS and TRUSTS 
Income during Gross value end Transactions during reporting period 
Description Assets 
reporting period reporting period 
(including trust assets) not exempt from disclosure 
(I) (2) 
(3) 
(5) 
Type (e.g. Date: 
Place (X) after each asset exempt 
Amount Type (e.g. Value Value Value Gain Identity 
buy, sell, 
from prior disclosure 
Code div. rent. Code Method Month-Code Code buyer/seller 
merger, 
(J-P) Code3 Day(A -H) int.) (if private (J-P) 
redemption) 
(Q-W) 
transaction) 
First Eagle Fund Dividend Buy 4130 
19. 
Growth Fund Amer. Dividend Buy 4130 
20. 
Harbor Int. Fund Dividend Buy 4130 
21. 
PimcoFDS Dividend Buy 4130 
22. 
23. Ser Pea Ren. Dividend Buy 4130 Rowe Price Dividend Buy 4130 
24. 
25. Royce Fed. Ret. Dividend Buy 4130 
Sentinel Group Dividend Buy 4130 
26. 
28. 
Thornburg Dividend Buy 4130 
Alliance Burstein Dividend Buy 4130 
Janney Montgomery. IRA 
29. 
CalamosFD Dividend Buy 4130 
First Eagle Dividend Buy 4130 
31. 
32. 
PimcoFDS Dividend Buy 4130 
 
33. 
Pimco FDS PAC Dividend Buy 4130 Rowe Price Dividend 
34. 
Thornburg Dividend Buy 4130 
Alliance FDS Dividend Buy 4130 
36. Income/Gain Codes: $1,000 less $1,001-$2,500 =$2,501-$5,000 $5,001-$15,000 $15,001-$50,000 
(See Colwnns and D4) $50,001-$100,000 $100,001-$1,000,000 $1,000,001-$5,000,000 =More than $5,000.000 
.l. Value Codes: $15,000 less $15,001-$50,000 $50,001-$100.000 $100,001-$250,000 
(See Colurrms and D3) $250,000-$500,000 $500,001-$LOOO,OOO $1,000,001-$5,000,000 $5,000,00!-$25,000,000 $25,000,001-$50,000,000 =$More than $50,000,000 Value Method Codes =Appraisal Cost (Real Estate Only) Assessment Cash/Market 
(See Colurrm C2) =Book Value =Other =Estimated 
 
 
Name Person Reporting 
Date Report 
Sullivan, Emmet 
 
 
(Indicate part Report.) 
VID. ADr>ITIONAL INFORMATION EXPLANATIONS 
All Merrill Lynch and Schwab accounts were rolled over new Janney Montgomery accounts April 30, 2004. 
 
Name Person Reporting 
Date Report 
Sullivan, Emmet 
8/13/2005 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2301 One Columbus Circle, N.E. Washington, D.C. 20544