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Judicial Watch • Emmet G Sullivan Financial Disclosure Report for 2009

Emmet G Sullivan Financial Disclosure Report for 2009

Emmet G Sullivan Financial Disclosure Report for 2009

Page 1: Emmet G Sullivan Financial Disclosure Report for 2009

Category:Financial Disclosure

Number of Pages:9

Date Created:November 5, 2013

Date Uploaded to the Library:November 13, 2013

Tags:Emmet, Emmet G Sullivan, Sullivan, Columbia, Series, funds, Washington, 2009, INVESTMENTS, TRUSTS, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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=,: t0" :.):-~ : vernment Act 1978 -ReV:,!/2010 FOR CALENDAR YEAR 2009 5 btsc app..~,~ IOl-Illl Court Organization [)ate Report1. Person Reporting (last no.me, ficst,,middle initial) 
Sullivan, Emmet 	U.S, District Court for the District Columbia 07/14/20 Title (Article III judges indicate active senior status: 	5a. Report Type (cl~ck appropriate type) Reporti.g Period 
magistrate judges indicate full- parl-timc) Nomination, Date 
AcdveDistrict Court Judge Initm .... Final 12/31/2009 
5b. Amended Report Chambers (fff~:~ Address the ha, sis otr the information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance 
with applicable laws and regulations.

333 Constitution Avenue, 
Washington, D.C. 20001 

Revie,,,ing Officer 	Date 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where j~u have reportable information. Sign last page. NONE (No reportable positions.) 

POSITION 	NAME O~QAN1ZATION~NTITY AGREEMENTS. (Reporting indivMualonly; seepp. 14-16 filing ins,ructions;) NONE 6No r~7~ortable agreemems.) 
~AT~ 	PARTIES AND T~RMS 

Sullivan, Emmet 

0711412010
FINANCIALpage DISCLOSURE REPORT Sullivan, Emmet II. NON-INVESTMENT INCOME. ~Repo.,.x i.zi.a.~1 ~.a ~o.~e; s~,~,, 7-~ o~.~ ....... ~o~.,.~ Filers Non-Investment Income 
NONE (No reportable non-investment income.) ~a~.TE SOLTRCI:, AND TYPE INCOME 
(yours, not spouses) $61,099.00
Pension (D.C. GovernmenQ
 2009 Spouses Non-Investment Income -If you were married during an),por~ion ~he rcporrlng yearo complete thts seenon. (I)ol[ar amount not required ~cept for honorariu.) 	NONE (No reportable non-investment income.) DATE SOURCE AND TYPE 

IV. REIMBURSEMENTS -t,,,~o,t,,io., touxi.~, .~oo~, ..t~.~i .... 
(Includes those s~use and dependent children: see pp. 2.5-27 ~/fling inst~.ttons.) NONE (No reporcable reimbursements.) SOL~C~ DATE~ I,OCATION PI,]RPOSE ITEMS PAID PROVIDED GIFTS. a.~t~ ~o~ ~o~.,~ ~,~ ~.~,,, ~,~,; NONE reportable g~s.)  DgSCR1PTION  
VI. LIABILITIES. a,,~u,~,.,,~o~,o.r,~, NONE (No reportable liabilities.) CREDITOR  DESCRIPTION LI)E CODE ....f V,-r~o,~ acpo,,i.g II. INVESTMENTS and TRUSTS -i, com,, ,,lug., ..... ONE reportable income, assets, transactions.) 
De~ription As~ income during (inel~ing ~st mwts) ~ning peri~ (2) 
Ila~ "(X)" after ~ch ~sct 	Amoum T~c (e.g., Code
exem~ from prior dlsclosur~ 	div., ~nL 
(A-H) 
orint.) 	Renal Prop~y Income (W~hin~o~ Rent 
D.C.) 	
Renal Prope~y Income (W~hingto~h Renl 
D.C.) 	
Janney Montgome~ 	
Columbia FDS Class Dividend 	
Federated Equity FDS Dividend 	
First Eagle Fund Dividend 	
Growth Fund America, Inc. CLF (GFAFX) Dividend 	
Keeley Small Cap Funds Dividend Rowe Price Growth Stock Fund Dividend 

10. Rowe Price Equity Dividend 

II. 	Thomburg Invt. Tr. Dividend 
12. 	
ttarbor lnternatiomd Dividend 

13. Morgan Trust Dividend 

14. 	
Arlisan Funds Di~,idend 

15. 	
Royce Fed. Ret. Di,idend 

16. 	
Sentinel Group FDS Dividend 

17. 	
Delaware Diversified Income Dividend 

c,lo., (Includes those olsp ...... dq,tnd, cMtdttm sttpV. 3440 offili,g 
Gross value end Transactions during re~ing .of reining (2) (2) (3) (a) (51 
Value Value (e.g., Date Value Gain Idcnlily C~c Mcth~ ~y, ~tl, m~d/>~ C~e C~e buy~/sdler (J-I) C~e3 r~em~ion) (J-P) ~(A-H) (if private 
(Q-W) ~c~io~) Sold 7/24/09 Sold 11130/09 

(part) Buy 4/8/09 

VII. INVESTMENTS and TRUSTS -in .........  lue, ....... tJon, anclu~ ,ho~t o[,p ...... dependent children; pp.  NONE  reportable income, assets, transactions.)  De~riplion As~ (including t~sl ~sets)  Income during ~iag ~fi~ Gross value r~fling  $~asac~ions during reining  
Pla~(X)" afit~ ~ch aS~l exert from prior di~l~e  ~Am~t  C~e (A-II} (e.g., div., ~nt, nt) Value C~c {J-l)  Value C~e  T~(e.g., buy, ~11. r~emption)  Dale Value Gain m~d~yy C~e (J-P) (A-It)  ldenlityof buyer/~ller ~ifpfi~le  
(Q-W)  ~ction)  
18. A~et St~tegy  Dividend  Buy  4/8/09  
19.  Pimco Total Rtn.  Dividend  Buy  4/8t09  
20.  Rydex Series Managed Futures Strategy  Dividend  Buy  4/8/09  Janney Momgmery IRA  
22.  Columbia FDS, Class  Dividend  
23.  Calamos Growlh Fund  Dividend  
24. First Eagle Fund  Dividend  
25. Thomburg Value Fund  Dividend  
26.  Allianz On-. Ren.  Dividend  
27. Janncy MontgomeD Fund  
28. Allianz Funds Multi Manager(X)  Dividend  
29. Capital Income BLDR Fund, Class (X)  Dividend  
30. Columbia FDS, Class IX)  Dividend  
31. Henderson Global FDS (X)  Dividend  
32. Ivy Funds Inc. (X.~  I)ividend  
33.  Keeley Funds Inc. (X)  Dividend  
34. Kinetics Mutual Funds (X)  Dividend Income Gain Cod~: If000 less =$1,~)1 S2.500 -S2,501 $5,000 ~$5,~01 $15.00~ ~$15,001 550.000 
VII. INVESTMENTS and TRUSTS -in ~NONE (No reportable income, assets, transactions.) 
..............................A. ,, .........~-. .... - .... 	ii? ...... 

Income during/ Gm~ value end Tm~ctions during r~aing peri~De~ription 
(including ~st ~ets) rc~ing ~rk~ 
Pla~(X)aftcr~ch~el ~A~nt~ Ty~(c.g., Value Vslue Tyl~(e.g., Dale Value Gab~ Idcatityof exempt priordi~closure C~c div,~nk C~c Met~ buy,~ll, m~d~ C~e2 C~e buyer/~llcr  (A-H) int.) C~e ~emption) O-P) (ifpfivale (Adl)
(JP) (Q-W) t~n~ction) 
35. 	
NFJ Div lnt and Strategy F~d (X) Dividend 

36. 	
Rowe Price lntl FDS (X) Dividend Sold !~4/09 

37. 	
q-homburg Invt. Class (X) Dividend 

38. 	
D.C. Hsg Fin Agy Mun Bond (X) Interest 

39. 	
GMAC Smartnotes Bond (X) Interest Sold ILr24/09 

40. 	
Franklin Income Fund CLA (X) Dividcnd 

41. 	
JanneyAdvantage Insured Sweep (X) Dividend 

42. 	
Rydex Series Funds Managed Futures None Buy 4/8/09 
Stragtegy 

43. 	
Rydex Series Funds Managed Futures Distribution Sold 1f25/09 
Strate~" 

44. 

45. 

46. 

47. 

48. 

49. 

50. 

51. =$25.000,001 $50,000,1D0 =More than $50,000,000 
07/14/2010

VII. INVESTMENTS and TRUSTS 
NONE (No reportable income, assets, transaction.) 
D~fip6on As~ Income dur~g G~ss value T~n~ions during reining p~i~ r~aing
(i~luding trust ~SC~) ~:) ~i~ ....1-~-~~ .... ~~) ~,~ .........~s~ ........ 

Pl~ce"(X)" a~w~ch asset Amour Ty~ (e.g, V~lu Value T~(e,g., Date Value Gain Identi~of cxempl ~om prior di~losur 
div., r~; C~ M~ ~y, sell, m~d~)~ C~e buyed~ller C~e {A-II) int.) ~]-P) 	C~e red--priori) {J-P) IA-II} {if p6~te , (Q-W) ~ction)
, 
52. 

53. 

54. 

55. 

56. 

57. 

58. 

59. =$25,000,001 000 (~)1) =~.lore than ..... Reporting D~I Repot, ....

VIII. ADDITIONAL INFORMATION EXPLANATIONS. an~ic~,or~r, oIRe, o,.~ 
Par~ VII. Investments and Trusts 
Line Item One-halfinlerest Rental Property (Washington, D.C.) the a~sessed ~otal value $838,500. 
Line Item One-third inlerest Rental Property (Washington, D.C.) the estimated total value 

SuUiva,, Emmet 07/14/2010 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any}
accurate, true, and complete the be~! knowledge and belief, and thai any information no! reported was ~vithheld because me! applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported arc incompliance with the provisions U.S.C. app.  501 et. seq, U.S.C.  7353, aad Judicial Conference regulalio.s. 
NOTE: ANY INDIVIDUAl ~VHO KNOVINGI,Y AND WI1,FULLY FALSIFIES FAIl,g; FII,E TillS REPORF MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office ofthe United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544