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Judicial Watch • Emmet G Sullivan Financial Disclosure Report for 2010

Emmet G Sullivan Financial Disclosure Report for 2010

Emmet G Sullivan Financial Disclosure Report for 2010

Page 1: Emmet G Sullivan Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:9

Date Created:November 5, 2013

Date Uploaded to the Library:November 13, 2013

Tags:Emmet, Emmet G Sullivan, Sullivan, funds, Washington, 2010, EPA, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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Government Act ofl978
Rev. 1/2011 
FOR CALENDAR YEAR 2010 U.S.C. app..~.~ 101-I11) Person Reporting (last name, first, middle initial) Court Organization Date Report 
Sullivan, Emmet U.S. District Court for the District Columbia 

08/09/2011 Title (Article III judge~ indicate active senior status; 5a. Report Type (check appropriate type) Reporting Period 
magistrate judges indicate furl- part-time) Nomination, Date 01/0112010 
Active District Court Judge Initial Annual Final 12/3112010 
5b. Amended Report Chambers Office Address 8.On the basis the information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance 
with applicable laws and regulations.

333 Constitution Avenue, 
Washington, D.C. 20001 

Reviewing Officer 	Date 
IMPORTANT TES: The instructions accompanying this form mast followe,t Complete all parts, checking the NONE box for each part where you have reportable information. Sign last pag~ tRepo,~,g alvla, o.iy~ see pp. 9-t filing instructions.) 
l-~ 	NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY 

II. AGREEMENTS. mepora.g i.di,ia.at o.~; se~ ~,~. 1~-16 filing instructions.) 
NONE (No reportable agreements.) 
DATE PARTIES AND TERMS 

Sullivan, Emmet 
III. NON-INVESTMENT INCOME. tReponi.g i.dividua andspouse; see 17-24 filing instruction~) Filers Non-Investment Income (No reportable income.)NONE non-investment DATE SOURCE AND TYPE 2010 Pension (D.C. Government)  INCOME (yours, not spouses) $61,099.00 Spouses Non-Investment Income -if you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) DATE SOURCE AND TYPE  
IV. REIMBURSEMENTS -transportation, lodging, food, entertainmen~ (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.)  SOURCE  DATES  LOCATION  PURPOSE  ITEMS PAID PROVIDED GIFTS. ancl, d~,ho,e spouse ond d~,~nden~ children; see pp. 28-31 fillng instructions.)  
NONE (No reportable gifts.)  
SOURCE  DESCRIPTION  VALUE  
VI. LIABILITIES. anclud~s those o/s, ou~ ~nd dep~nd~nt children; see pp. 32-33 filing instructiong)  
NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  VALUECODE  

Name Person Reporting 	Date Report income, value, ~a~actlo~ ancl,d~ ~hose o/,po,~e and dependent children; see pp. 34-60 filing instructlons.) 
NONE (No reportable income, assets, transactions.) B.C. 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period (I) 	(2) (I) (2) (I) (2) (.3) (4) (5) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd~ry Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 	Rental Property Income (Washington, Rent 
D.C.) 	
Rental Property Income (Washington, Rent D.C.) 	
Janney Montgomery IRA 	
Columbia FDS Class Dividend Sold 12/31/10 	
Eaton Vance SMID Dividend Buy 11/12/10 	
Eaton Vance SMID Dividend Sold 12/30/10 	
Federated Equity FDS Dividend Sold 11/12/10 	
First Eagle Fund Dividend Sold 01/08/10 	
Growth Fund America, Inc. CLF (GFAFX) Dividend Sold 12/30/10 

10. 	
Keeley Small Cap Funds Dividend Sold 12/30/10 

11. Rowe Price Growth Stock Fund Dividend Sold 12/30/10 

12. Rowe Price Equity Dividend Sold 12/30/10 

13. 	
Thomburg Invt. Tr. Dividend Sold 12/30/10 

14. 	
Thornburg Income Builder Dividend Buy 11/12/10 

15. 	
Thomburglncome Builder Dividend Sold 12/30/10 

16. 	
Harbor International Dividend Sold 12/30/10 

17. Morgan Trust Dividend Sold 12/30/10 Income Gain Codes: =$1.000 less =$1,001 $2.500 =$2.501 $5,000 =$5.001 $15,000 =$15,001 $50,000 (See Columns and 1)4) =$50,001 $109.000 =$100.001 $1.000.000 III =$1,0~0.001 $5.000.000 112 =More than $5.000.000 Value Codes $15.000 less =$15,0OI $50.00~ =$50.001 $100.000 =$100.001 $250.000 
(See Columns and D3) -$250.OOI $500.0~O =$500.001 $1.00~.000 =$1.000,001 $5.000.000 =$5.0OO.001 $25,000,000 ~$25.000.001 $50.0~O.090 =More than $50.00~.000 Gash Market 
ISee Cohlmn C2) =Book Value =Other =Estimated Value Method Codes :Appraisal =Cost (Real E.slate Only) =Ass~ssmc~l 
Date Repor~
Name Person Reporting

08/09/2011 
VII. INVESTMENTS and TRU STS -income. value, transactions (Includes those spouse and dependent children; seepp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) B.C. 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) Place "OO" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) O-P) (A-H) (if private (Q-W) transaction) 
18. 
Artisan Funds Dividend Sold 12/30/10 

19. 
Royce Fed. Ret. Dividend Sold 12/30/10 

20. 
Sentinel Group FDS Dividend 	Sold 12/30/10 

21. 
Delaware Diversified Income Dividend 	Sold 12/30/10 

22. 
Ivy Asset Strategy Dividend 	Sold 12/30/10 

23. 
Rydex Series Managed Futures Strategy Dividend 	Sold 12/30/10 

24. 
Janney Montgmery IRA 

25. 
ColumbiaFDS, Class Dividend 

26. 
CalamosGrowth Fund Dividend 

27. 
First Eagle Fund Dividend 

28. 
ThomburgValue Fund Dividend 

29. 
AllianzOrr. Ren. Dividend 

30. 
Janney Montgomery Fund 

31. 
Allianz Funds Multi Manager (X) Dividend 

32. 
Capital Income BLDR Fund, Class (X) Dividend 

33. 
Columbia FDS, Class (X) Dividend 	Sold ll/12/10 

34. 
Eaton Vance SMID Dividend Buy ll/12/10 Income Gain Codcs: =$1.000 less =$1,001 $2.500 =$2.501 $5.000 =$5.001 $15.000 =$15.001 $50.0~0 (See Columns and D4) =$50,001 100.000 =$100.001 1.000.000 111 =$1.000,001 $5.000.000 112 =More than $5.000.000
 Value Codes =$15.000 o Ic~s =$15.001 $50.000 =$50.001 $100.000 =$100.001 $250.000 
(See Columns and D3) =$250.001 $500.0~O =$500.001 $1.000.000 =$1.000.001 $5,000,000 =$5.000,001 $25.000.000 =$25.000.001 $50.0~0.000 =More than $50,000.000
 Value Mclhod Cod~ =Appraisal -~os! (Real Estate Only) =Asscssmcm =Cash Markc~ 
(See Colmnn C2) =Book Value =Estimated =O~hcr 
Name Person Reporting 	Date Report

Sullivan, Emmet 	08/09/2011

NONE (No reportable income, assets, transactions.) 
Income during Gross value end Transactions during reporting period (including trust assets) repotaing period reporting period 
Description Assets 
(I) (2) (I) (2) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Typ~ (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd~ Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
35. 	
Henderson Global FDS (X) Dividend 

36. 	
Ivy Funds Inc. (X) Dividend 

37. 	
Keeley Funds Inc.(X) Dividend 

38. 	
Kinetics Mutual Funds (X) Dividend 

39. 	
NFJ Div Int and Strategy Fund (X) Dividend 

40. 	
Prudential Jennison20/20 Dividend Buy 11/12/10 

41. 	
Thornburg Invt. Class (X) Dividend 

42. 	
D.C. Hsg Fin Agy Mun Bond (X) Interest 

43. 	
Janney Advantage Insured Sweep (X) Dividend 

44. 	
Rydex Series Funds Managed Futures Dividend. Sold 12/30/10 Stragtegy 

45. 

46. 

47. 

48. 

49. 

50. 

51. Income Gain Codes: =$1.000 less =$1,001 $2.500 =$2.501 $5,000 =$5,0~1 $15.000 =$15,0~1 $50.000 (See Columns and D4) F=$50.001 $100.000 =$100,001 $1,000.000 11 =$1,000,001 $5.000,000 tl2 =More than $5,000,000 Value Codes =$15.(~0 less =$15,001 $50.00~ =$50.001 SI00,000 =$100,001 $250,000 
(See Columns and D3) =$250.001 $500.000 =$500.001 $1.000.000 =$1,000.001 $5.000.000 =$5.000.001 $25,000.000 =$25,000.001 $50.0~0.000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Markc~  
ISce Cohlmn C2) =Book Value =Oth~ =Estimated  

Date Repor~
Name Person Reporting

08/09/2011 

VII. INVESTMENTS and TRUSTS -income, vat.e, ~o..~aio,~ ttncl.de, tho~e o/spots, ~nd ~,pe.de., children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure  
52.  
53.  
54.  
55.  
56.  
57.  
58.  
59.  
60.  

Income during  Gross value end  
 reporting period reporting period  
(I)  (2)  (I)  (2)  
Amount  Type (e.g.,  Value  Value  Type (e.g.,  
Code  div., rent,  Code  Method  buy, sell,  
(A-H) int.)  (J-P)  Code  redemption)  
(Q-W)  

Transactions during reporting period 
(2) (3) (4) 
Date Value Gain mm/dd/yy Code Code (J-P) (A-H) 
Identity buyer/seller (if private transaction) 
I.Income Gain Codes: =$1.000 less =$1,001 $2,500 =$2.501 $5,000 =$5.0OI $15.000 =$15,001 $50.000  
(See Columns and D4) =$50,001 $100,000 =$100,001 $1.000,000 1.000,001 $5.000.000  112 =More than $5.009.000 Value Codes =$15.000 leas =$15.001 $50,000 =$50.0~1 $10~.000 =$100.0OI $250.000  
1Se Columns and D3} =$250,001 $500.000 =$500.001 $1,000.000 =$1,000.001 $5.1Y)0.000 =$5.0OO.0OI -$25,000.000 =$25,0OO.001 $50.000.000 =More than $50.000,090 Value Method Codes =Appraisal :=Cost (Real Estate Only) =Assessment =Cash Markcl  
(See Column C2) -Book Value =Other =Eblimated  

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofrepor~) Part VII. Investments and Trusts Line Item One-half interest Rental Property (Washington, D.C.) the assessed total value $1,000,000. Line Item One-third interest Rental Property (Washington, D.C.) the estimated total value $500,000.  

Name Person Reporting Date Repor~

08/09/2011 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best kno~vledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

Signature: Emmet Sullivan 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FALLS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544