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Judicial Watch • Emmett R. Cox – 2005

Emmett R. Cox – 2005

Emmett R. Cox – 2005

Page 1: Emmett R. Cox – 2005

Category:Federal Judges

Number of Pages:10

Date Created:August 1, 2006

Date Uploaded to the Library:October 07, 2014

Tags:Emmett, Emmett R Cox, mutual, stock, 2005, assets, INVESTMENTS, TRUSTS, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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POSITIONS. (Reporting lndivld11a/ only; stt pp. 9-13 ofinstrucdons.) NONE (No reportable positions.) Member, Board Directors 
II. AGREEMENTS. (Reporting Individual only; see pp. 14-16 oflnstr11cdons.) (_,;) (.) 
[EJ NONE (No reportable agreements.) .:_ 
;:) ::::! :-;;:_: 
.:1...1A :-:). 
 
 
 
Name Penon Reporting 
Date Report 
Cox, Emmett 
04/18/2006 
III, N-INVESTMENT COME. (Reporting individual and spo1m; see pp. 17-U Instructions.) Filers Non-Investment Income 
[2[} NONE (No reportable non-investment income.) 
 
 
 
(yours, not spouses) Spouses Non-Investment Income -If you were marrkd during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 2005 National Society Colonial Dames America the State Alabama -wages 
 
 
 
IV. REIMBURSEMENTS -transportation, lodging.food, entertalnmenL 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) 
[2[} NONE (No reportable reimbursements.) 
 
 
Date Report 
Name Penon Reporting 
04/18/2006 
Cox, Emmett GIFTS. (Includes those J1DUst and dependent childreJL See pp. 28-31 ofinslructiom.) 
[KJ NONE (No reportable gifts.) 
 
 
VI. LIABILITIES. (Includes those spouse and dependent childrelL See pp. 32-34 ofinslructiom.) NONE (No reportable liabilities.) NationsBank, N.A. Secured promissory note 
 
 
Name Penoa Reporting Date Report 
Cox, Emmett 04/18/2006 
VII. INVESTMENTS and TRUSTS -Income. voJu. tr111Uoct1om (lnc11111a those 111.spouu tkpendenl children. see PP. JM7 filing ins1r11ctionsJ NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end 
Transactions during reporting period 
(including trust assets) reporting period reporting period 
(I) (2) (I) DOI exempt from disclosure 
(I) 
Value 
Type(e.g. 
Place (X) after each asset Amount Type(e.g. Value 
(2) 
(3) (4) (5) 
exempt from prior disclosure Code div., ren Codc2 
Method 
buy, sell, 
Date 
Value Gain 
Identity 
(A-H) int.) (J-P) 
Codc3 
Month- 
C-Ode Code 
buyer/seller 
redemption) Day 
(Q-W) (if private transaction) 
(A-H) 
(J-P) U.S. Savings Bonds (EE) None 
EuroPacific Growth (Mutual Fund) Dividend 
Investment Company America Dividend Partial Sale 04/28 (Mutual Fund) 
Legg Mason Value Trust (Mutual Fund) None Sell 08/10 AmSouth Bank, (Account) Interest BankTrust (Accounts) Interest Saks, Inc. (Common Stock) None Sell 02/16 Saks, Inc. (Common Stock) None Sell 02/16 Schering Plough Corp. (Common Stock) None Sell 02/16 
10. Invesco Dynamics Fund nka AIM Dynamics Fund (Muta! Fund) General Electric Co. (Common Stock) None Dividend Redemption 04/11 
12. UBS Cashfund, Inc. (Money fund) None 
13. Payden Global Fixed Income Fund-Cl (Mutual Fund) 14. Payden Global Fixed Income Fund -CL (Muta! Fund) 15. Loomis Sayles Global Bond Fund Retail Class (Mutual Fund) 16. Loomis Sayles Global Bond Fund Retail Class (Mutual Fund) 17. Southern Co. (Common Stock) Dividend None None None Dividend Partial Sale Sell Buy Sell Buy 04/25 11/16 08/15 11/16 02/16 Income Gain Codes: A-$1,000 less *$1,001 -$2,500 *$2,501 -$5,000 D-$5,001  $15,000 c$15,00l  $50,000 
(Sec C-Olumns and D4) -s50.001 -s100,ooo -SI 00,00 -SI ,000,000 =St,000,001 -$5,000,000 =More than $5,000,000 Value Codes -$15,000 less c$l5,00I  $50,000 =$50,001  $100,000 -SI 00,00  $250,000 
(See Columns and DJ) 4250,00 -$500,000 *$500,00 -$I ,000,000 -$1,000,001  $5,000,000 *$5,000,001 -$25,000,000 Value Method Codeo *$25,000,001  $50,000,000 -cost (Real Estate Only) -More than $50,000,000 ={;ash Mwitet 
(See C-Olumn C2) Q-ApprWat V-other s-Asses=t -Boole Value W-EstimBted 
 
 
VII. INVESTMENTS and TRUSTS -Income, volu, tramocdons (lndulln those ofth poue and dependent children. See PP. 34-57 filing inslructloM) NONE (No reportable income, assets, transactions.) Income Gain Codes: -$1,000 leu =$1,001-$2,500 =$2,501 -$5,000 =$5,001 -$15,000 15,00 -$50,000 
(Sec Columns and 04) =$50,001 -$100,000 =$I 00,00 -$I ,000,000 1,000,00 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 leS8 =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns aod 03) =$250,00 -$500,000 1500,001 -$1,000,000 =$1,000,001 -$5,000,000 -S5,000,00I -$25,000,000 Value Method Codes -S25,000,001 -$50,000,000 =Cost (Real Eatate Only) mMore than $50,000,000 T=CashMarl:et 
(See Colunm C2) =Appraisal V=Other -A5eosment 
UBookValue -Estimated 
 
Name Person Reporting 
Date Report 
 
VII. INVESTMENTS and TRUSTS -1nco-, va1 tr1111Sact1o11.J (lnd11i1es /host ofthespollU and tkpendenl children. see PP. 34-57 ft/Jng 1nstruct1omJ NONE (No reportable income, assets, transactions.) 
Income during Gros.s value end 
Description Assets 
Transactions during reporting period 
reporting period 
(including trust assets) 
reporting period 
 
(I) 
(I) not exempt from disclosure 
(I) 
(2) 
Value 
Place (X) after each asset Amount Type(e.g. Value 
Type (e.g. 
(2) 
(4) 
Method 
buy, sell, 
exempt from prior disclosure Code div., rent, Codc2 
Date 
Value 
Gain Identity 
(A-H) int.) (J-P) 
Code3 
merger, 
Month- 
Code 
Code buyer/seller 
redemption) 
Day 
(Q-W) 
(J-P) 
(if private 
(A-H) 
lnU!saction) 
35. 
Third Avenue Real Estate Value Dividend Partial Sale 10/26 (Mutual Fund) 
 
36. Waterhouse Money Market Dividend 
 
37. 
Anny Aviation Center FCU (Account) Interest 
 
38. 
The Vanguard GNMA Fund, Investor Dividend Shares (Mutual Fund) 
 
39. 
Franklin Templeton Funds Alabama None Buy 11/17 T/F Income Fund (Mutua 
 
40. 
Pimco FDS Developing Local MKT Dividend Buy 11/21 (Muta! Fund) 
 
 
41. Rainier Investment MGMT (Mutual Fund) 42. Julius Baer INVT FDS (Muta) Fund) Dividend None Buy Buy 02/28 02/28 
43. Julius Baer INVT FDS (Mutual Fund) None Sell 10/26 
44. AMCAP Fund Inc. (Mutual Fund) Dividend Buy 03/22 
45. Ariel Appreciation Fund-CL (Mutual Fund) 46. Artisan Funds Inc. In(! Fund (Mutual Fund) 47. Franklin Templeton Funds Alabama TIF Income Fund (Mutual Fun 48. Harris Associates INVT Trust Oakmark Select Fund (Mutual Fun 49. Harris Associates INVT Trust Oakmark Int! Fund (Mutual Fund 50. Morgan Real Estate (Mutual Fund) 51. Morgan Real Estate (Mutual Fund) Dividend Dividend Dividend Dividend Dividend Dividend None Buy Buy Buy Buy Buy Buy Partial Sale 03/22 03/22 11/17 03/22 03122 03/22 11/16 Income Gain Codes: =Sl.000 orless =$1,001  $2,500 =$2,50 -$5,000 0=$5,001-$15,000 =$15,001 -$50,000 
(See Columns and 04) =$50,001 -SJ00,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =M-0re than $5,000,000 Value Codes =S15,000 lcos K-$15,001 -$50,000 =$50,001 -$100,000 M=SI00,001 -$250,000 
(See Columns and D3) =$250,00I -$500,000 0-$500,001 -SJ,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) -More than $50,000,000 T=CuhMarlt