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Judicial Watch • Emmett R. Cox – 2007

Emmett R. Cox – 2007

Emmett R. Cox – 2007

Page 1: Emmett R. Cox – 2007

Category:Federal Judges

Number of Pages:8

Date Created:November 10, 2008

Date Uploaded to the Library:October 07, 2014

Tags:Emmett, Emmett R Cox, mutual, Estate, trust, filing, Market, 2007, investment, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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POSITIONS, (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
 
 
204 Oswalt Condominium Owners Association (see Section VIII for description) 
 
 
Date Report 
Cox, Emmett 
03/27/2008 
III. NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing 
instructions.) Filers Non-Investment Income 
[{] NONE (No reportable non-investment income.) 
 
(yours, not spouses) Spouses Non-Investment Income -I/ you were maied during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 
 
IV. REIMBURSEMENTS -transportation, lodging,/ood, entertainment 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) 
 
 
 
Date Report 
Cox, Emmett 
03/27/2008 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[ZJ NONE (No reportable gifts.) 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) NONE (No reportable liabilities.) NationsBank, N.A. Secured promissory note 
 
 
 
 
Date Report 
Cox, Emmett 
03/27/2008 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
r--- 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(I) 
(2) 
(2) (3) 
(5) 
Place (X) after each asset Amount 
exempt from prior disclosure (A-H) 
EuroPacific Growth (Mutual Fund) 
Type (e.g., div., rent, int.) Value Code (J-P) Value Method Code (Q-W) 
Dividend 
 
Type (e.g., buy, sell, redemption) 
Date 
Month Day 
 
Value Gain 
Identity Codc2 
Code buyer/seller 
(A-H) 
(J-P) 
(if private transaction) 
Investment Company America (Mutual Dividend Fund) 
RBC Centura Bank f.n.a. AmSouth Bank, Interest (Acct) 
 
 
BankTrust (Accounts) Interest 
The Vanguard Value Index Fund (Mutual Fund) Dividend Part Redempt 06/12 	 
Harbor Capital Appreciation Fund (Mutual Dividend Fund) 	 
Harris Assoc. Invt. Trust; Oakmark Int! Dividend Fund (Mutual Fund) 	 
Longleaf Partners Fund (Mutual Fund) Dividend 
 
 
10. 
Managers Funds, Special Equity Fund Dividend (Mutual Fund) 
Matthews Asian Growth Income Fund 
Dividend 
(Mutual Fund) Northeast Investors Trust (Mutual Fund) 
12. 
Oak Value Trust Fund (Mutual Fund) 
 
13. 	 
Oppenheimer Real Asset Fund (Mutual Fund) 
 
14. 	 
TCW Fds, Inc. Select Equities (Mutual Fund) 
 
15. 	 
Third Avenue Real Estate Value (Mutual Fund) 
 
16. Ameritrade Money Market f.n.a. Waterhouse Money Market 
 
17. 	 
Army Aviation Center FCU (Account) Income Gain Codes: 1,000 less 
{See Columns and 04) =$50,001  SI00,000 Value Codes 15,000 less 
{See Columns and 03) =$250,001  $500,000 Dividend Dividend Dividend Dividend 
None Dividend Interest Sl,001  $2,500 =SI00,001  $1,000,000 =$15,00I  $50,000 =$500,001. Sl,000,000 Partial Sale 
Sale =S2,501  $5,000 =$1,000,001  $5,000,000 =$50,001  SI00,000 =Sl,000,001  $5,000,000 
04/30 11/19 =$5,001  $15,000 =$15,001  $50,000 =More than $5,000,000 =$I 00,00  $250,000 =S5,000.ool -$25,000,000 =S25,000,00I  $50,000,000 =More than $50.000,000 Value Method Codes =Appraisal ost {Real Estate Only) =Assessment =Cash Market 
{See Column C2) =Book Value =Other =Estimated 
 
Date Report 
Cox, Emmett 
03/27/2008 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udt!S those spouse and dependent children; see PP. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
Income during 
Gross value end 
Transactions during reporting period 
reporting period 
(including trust assets) reporting period 
(I) 
(I) 
(I) 
(2) (3) 
(2) 
(2) 
(5) 
Place (X) after each asset exempt from prior disclosure 
18. 	Franklin Templeton Funds Alabama T/F Income Fund (Mutua 
19. 
 
20. 
 
 
21. 	 
Pimco FDS Developing Local MKT (Muta! Fund) 
 
22. 	 
Rainier Investment MGMT (Mutual Fund) 
 
 
23. 	 
AMCAP Fund Inc. (Mutual Fund) 
 
24. 	 
Ariel Appreciation Fund-CL (Mutual 
Fund) 
 
 
25. 	 
Artisan Funds Inc. Int! Fund (Mutual Fund) 
 
26. 	 
Franklin Templeton Funds Alabama T/F Income Fund (Mutual Fun 
 
27. 	 
Harris Associates INVT Trust Oakmark Select Fund (Mutual Fun 
 
28. 	 
Harris Associates INVT Trust Oakmark Int! Fund(Mutua!Fund 
 
29. Morgan Real Estate (Mutual Fund) 
 
30. 	 
Julius Baer INVT Int! Equity (Mutual Fund) 
 
31. 	 
Laudus Rosenberg Discovery (Mutual Fund) 
 
32. 	 
Oppenheimer Developing Markets Fund (Mutual Fund) 
 
 
Amount 
Code 
(A-H) 
Type (e.g., div., rent, int.) 
Int./Div. 
Dividend 
Dividend 
Dividend 
Dividend 
Dividend 
Int./Div. 
Dividend 
Dividend 
Dividend 
Dividend 
Dividend 
Dividend 
Value 
Code 
 
(J-P) 
Value 
Method 
Code 
 
(Q-W) 
Type (e.g., buy, sell, redemption) 
Buy 
Buy 
Buy 
Sale 
Partial Sale 
Date 
Month Day 
 
03106 
 
JJ/19 
11/21 
12/02 
l1/09 
Value Gain Identity 
Code Code buyer/seller 
(J-P) (A-H) (if private 
transaction) 
Pimco Commodity Real Return Strategy Dividend Fund (Mutual Fund) 
34. 	Selected American Shares Inc. (Mutual Fund) Income Gain Codes: =$1,000 less 
(See Columns and D4) =$50,001 -$100,000 
Value Codes =$15,000 1... 
 
(See Columns and DJ) =$250,001 -$500,000 =$25,000,001 -$50,000,000 
Value Method Codes Q=Appraisal 
(See Column C2) =Book Value 
 
 
 
Dividend =$1,001 -$2,500 =$100,001 -$1,000.000 =$15,001 -$50,000 =$500,001 -$1,000,000 =Cost (Real Estate Only) =Other =$2,501 -$5,000 =$1,000,001 -$5,000,000 =$50,00) -$100,000 =$1,000,001 -$5,000,000 =More than $50,000,000 =Assessment W=Estimated =$5,001 -$15,000 =More than $5,000,000 =$100,001 -$250,000 =$5,000,001 -$25,000,000 =Cash Market =$15,001 -$50,000 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Inco Gain Codes: 1,000 less =il,001 -$2,500 =$2,501 -$5,000 55,001 -$15,000 E=Sl5,001-S50,000 
(See Columns and 04) =$50,001 -SI00,000 =il00,001 -Sl,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and 03) =i250,001 $500, 000 0=$500,001 -Sl,000,000 =Sl,000,001 -$5,000,000 55,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appniisal =Cost (Real_Estate Ooly) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
 
Date Report 
Cox, Emmett 
03/27/2008 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicaJepartofReport.) 
Section Positions 
204 Oswalt Condominium Owners not-for-profit association that holds title and manages the common areas for three condominium units, one which owned Emmett 
 
 
 
 
Date Report 
Cox, Emmett 
03/27/2008 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES 
AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544