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Judicial Watch • Emmett R. Cox – 2011

Emmett R. Cox – 2011

Emmett R. Cox – 2011

Page 1: Emmett R. Cox – 2011

Category:Federal Judges

Number of Pages:7

Date Created:February 26, 2013

Date Uploaded to the Library:October 07, 2014

Tags:Emmett, Emmett R Cox, funds, American, Growth, mutual, 2011, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 Rev. FOR CALENDAR YEAR 2011 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Cox, Emmett Court Organization U.S. Court Appeals, Eleventh Circuit Date Report 04/10/2012 Title (Article III judges indicate active senior status; magist rate judges indicate full-or part-time) Senior U.S. Circuit Judge Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2011 12/31/2011 Chambers Office Address 
113 St. Joseph Street 
Room 433 
Mobile, 36602 
 
/MPO ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Insert signature last page. POSIT! NS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
 
POSITION 	NAME ORGANIZATION/ENTITY 
Director and Secretary 	Owners Association (see Section VIII for description) 	 
Secretary-Treasurer Mobile Bay Compass Rose Fleet oflnternational Yachting Fellowship Rotarians (affiliate Rotary International) 
 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
 
[{] NONE (No reportable agreements.) 
PAR TIES AND TERMS 
 
 
 
 
 
Date Report 
04/1012012 
Cox, Emmett 
III. N-INVESTMENT INC ME. (Reporting individual and >po use; see pp. 17-24 /filing instrnctions.) Filers Non-Investment Income [{] NONE (No reportable non-investment income.) 
SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income I/you were married during any Prtion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
 
 
IV. REIMBURSEMENTS --transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) 
SOURCE DATES 	LOCATION PURPOSE ITEMS PAID PROVIDED Washington and Lee School 10/19/2011 Lexington, Virginia Judging final round Airfare, lodging and meals 
10/22/2011 	John Davis Appellate Advocacy Competition 
 
 
 
Date Report 
04/10/2012 
Cox, Emmett GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] 	NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] 	NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 
 
 
Dalo Report 
 
04/10/2012 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes tiwse spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period ofreporting period 
 
(2) (I) (3) (5) 
Place (X) after each asset Ainount Type (e.g., Value v.alue Type (e.g., Date Value 
Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code 
Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) 
(A-H) (if private 
transaction) 
(Q-W) American Funds: Euro Pacific Growth (Mutual Fund) Dividend Sold (part) 05/18/11 RBC Centura Bank (Account) Interest BankTrust (Accounts) Interest The Vanguard Value Index Fund (Mutual Fund) None Sold 10/28/11 Harbor Fund Capital Appreciation (Mutual Fund) Dividend Matthews Int! Funds: Asian Grth Income Fund (Mutual Fund) Dividend Army Aviation Center FCU (Account) Interest Franklin Federal Ala T/F/Incm (Mutual Fund) Interest Oppenheimer Developing Markets (Mutual Fund) Dividend 
10. Sit New Beginning Inc Com (Mutual Fund) None Sold 03/04/11 
11. Vanguard !NFL-Protected Secs (Mutual Fund) None Sold 03/04/11 
12. American Funds Europacific Growth (Mutual Fund) Dividend 
13. Clipper Fund Inc Com (Mutual Fund) Dividend Sold (part) 02/15/11 
14. Janus Invt Fund: Perkins Mid Inv (Mutual Fund) Distribution Buy (add!) 12/23/11 
15. Professionally Mdg Ptfl Osterweis Fund (Mutual Fund) Distribution 
16. !shares: Russell 3000 Index Fund (Mutual fund) Dividend 
17. !shares: Real Estate (Mutual fund) Dividend Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50I -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(Sec Columns and 04) F=$50,00J -$100,000 =$100,001-$1,000,000 =$I ,000,00 -$5,000,000 =More than $5,000,000 Value Codes =$I 5,000 less =$15,001 -$50,000 =$50,00I -$I 00,000 =$I 00,00 -$250,000 
(Sec Columns and 03) =$250,001 -$500,000 =$500,00I -$I ,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,00 I-$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
Date Report 
 
04/10/2012 
VII. INVESTMENTS and TRUSTS -income, value, transactions (1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust ssets) reporting period reporting period 
 
(2) 
(!) (2) (!) 
(3) 
(4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from piior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (ifprivate 
(QCW) transaction) 
 
18. American Funds: Euro Pacific Growth (Mutual Fund) Dividend 
19. American Funds: Growth Fund America (Mutual Fund) Dividend 
20. Clipper Fund Inc Com (Mutual Fund) Dividend 
21. Loomis Sayles Fds Inst! (Mutual Fund) Dividend 
22. Mainstay Funds: ICAP Select Equity (Mutual Fund) Dividend 
23. Professionally Mgd Ptfl: Osterweis Fund (Mutual fund) Distribution 
24. Third Avenue Intl Value Fund (Mutual Fund) Dividend 
25. Pimco Funds, Commodity/Real Ret Strat Instl (Mutual Fund) Dividend 
26. Pimco Funds Commidity/Real Ret Strat Inst! (Mutual Fund) Dividend Buy (add!) 12/29/11 
27. Sold 12/30/1 
28. American Funds Fundamental Investors (Mutual Fund) Dividend 
29. Jensen Quality Growth (Mutual Fund) Dividend Buy 05/18/1I 
30. Pimco Fds Emerging Local Bond (Mutual Fund) Dividend Buy 03/07/11 
31. Wasatch Small Cap Growth (Mutual Fund) Distribution Buy 08/30/1 
32. Franklin Ala T/F Incm (Mutual Fund) (See note VIII) Int./Div. Sold (part) 12/30/1 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50I -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(Sec Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,00 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 orless =$15,001 -$50,000 =$50,00 -$100,000 =$100,001-$250,000 
(Sec Columns and DJ) =$250,00 -$500,000 =$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofreport.) 
Section Positions. Condominium Owners Association not-for-profit association that holds title and manages the common areas for three condominium 
Section VII. Investments and Trusts. 
 
 
 
 
 
0>1te Report 
04/10/2012 
Cox, Emmett 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Emmett Cox 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544