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Judicial Watch • Emmett R. Cox – 2012

Emmett R. Cox – 2012

Emmett R. Cox – 2012

Page 1: Emmett R. Cox – 2012

Category:Federal Judges

Number of Pages:9

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Emmett, Emmett R Cox, mutual, Estate, 2012, spouse, transactions, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Reporl Required !he E!hics Governmenl Ac/ 1978
Rev. J/20J3 
FOR CALENDAR YEAR 2012 U.S.C. app.  IOJ-111) Person Reporting (last name, first, middle initial) Cox, Emmett Court Organization U.S. Court Appeals, Eleventh Circuit Date Report 04114/2013 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) Senior U.S. Circuit Judge  Sa. Report Type (check appropriate type) Nomination Date Initial Annual Sb. Amended Report Final Reporting Period 01/01/2012 12/31/2012 Chambers Office Address 
113 St. Joseph Street 
Room 433 
Mobile, 36602 

IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSITJ0NS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY 

IJ. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] 

Ill. 0N-INVES TMENT INC 0ME. (Reporting individual and spouse; see pp. 17-14 filing instructions.) Filer's Non-Investment Income 

[{] NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME 

(yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV. REIMBURSEMENTS transportation, lodging, food, entertainment.
(Includes those spouse and dependent children; see pp. 25-2 filing instructions.) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

Date Report 
Cox, Emmett 
04114/2013 GIFTS. (Includes those spouse and dependent children; see pp. 18-31 filing ins/ructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION 
VALUE 

VJ. LIABILITIES. (Includes those spouse and dependent children; see pp. 31-33 filing ins/ructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 

VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.)  NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period (I) (2) Gross value end reporting period {I) (2)  (I) Transactions during reporting period (2) (3) (4)  (5) Income Gain Codes:  A=$1.000 less  B41.00I -$2.500  c=$2 .501  $5.000  D=$5.001 -$15.000 =$15.00 -$50.000  
(Sec Columns and 04) =$50.001 -$100.000  G=$I 00.00 -$1.000.000  Ill =$1.000.001 -$5.000.000 =More than $5.000.000 Value Codes  J=$15.000 less  K=$15.001 -$50.000 =$50.00 -$I 00.000 =$100.001 -$250.000  
(Sec Columns and 03)  N=$250.00 -$500.000  0=$500.00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000  
P3=$25.000.001 -$50.000.000  P4=More than $50.000.000 Value Mc1hod Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2)  U=Book Value =Other  W=Estimated  

Date Report 
Cox, Emmett 
04/14/2013 
VII. INVESTMENTS and TRUSTS income, va1ue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(2) (2) (I) (3) 
(5) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  l)pe (e.g., div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type (e.g., buy, sell, redemption)  Date mm/dd/yy  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  
18.  Sold (part)  09113/12  

!shares: Russell 3000 Index Fund (Mutual Dividend fund) 
20. 
!shares: Real Estate (Mutual fund) Dividend Sold 03/14/12 (part) 

21. 
American Funds: Euro Pacific Growth Dividend 

Sold 06/05/12 
(Mutual Fund) 
22. 
American Funds: Growth Fund America None Sold 03/14/12 (Mutual Fund) 

23. 	
Clipper Fund Inc Com (Mutual Fund) None Sold 01/26/12 (part) 

24. 

Sold 04126112 Income Gain Codes:  A=$1.000 lcss 41.001 -$2.500  c=$2.501 -$5.000  D=$5.001-$15.000 =$15.001 -$50. 000  
(Sec Columns and 04) =$50.001 -$100.000 =$100.00 -$1.000.000  111 =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes  J=$15.000 less  K=$15.001 -$50.000  L=$50.001 -$100.000 =$100.00 -$250.000  
(Sec Columns and 03)  N=$250.00 -$500.000  0=$500.00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr  W=Estimated  

VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions dming reporting period Income Gain Codes: 1.000 less =$1.00 -$2.500  c=$2.501 -$5.000  045.001 -$15.000 =$15.001 -$50.000  
(Sec Columns and 04) =$50.001 -$100.000 =$100.00 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less  K=$ 15.001 -$50.000 =$50.00 -$I 00.000 =$I 00.00 -$250.000  
(Sec Columns and 03)  N=$250.001 -$500.000 =$500.00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only)   =Assessment  T=Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Date Report 
Cox, Emmett 
04/14/2013 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes t1tose spouse and dependent children; see PP 34-60 offilinc instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(2) (I) (2) (2) 
(3) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

52. !Shares, Russell 1000 Value (Mutual Fund)  Dividend  Buy  06/11/12  
53. Bristol-Myers Squibb (Stock) (retail)  Dividend  Buy  02/06/12  
54. Occidental Petroluem Corp Com (Stock) (retail)  Dividend  Buy  02/28/12  
55. Southern Company Com (Stock) (retail)  Distribution  Buy  02/06/12  
56. Southern Company (Stock) (ERC) (See note VIII)  None  Sold  02/09/12 Income Gain Codes: =$1.000 less =$1,001 -$2.500  c=$2.501 -$5.000  0=$5.001-$15.000 =$15.001 -$50.000  
(Sec Columns and 04) =$50.001 -$100.000  G=$100.001 -$1.000.000  lll =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -$I 00.000 100.001 -$250.000  
(Sec Columns and 03)  N=$250.001 -$500.000  0=$500.001 -$1.000.000  Pl=$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost {Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2) =Book Value  V=01hcr =Estimated  

Name Person Reporting 
Date Report 
Cox, Emmett 
04/14/2013 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate part ofreport.) 
Section Positions. 

Section VIL Investments and Trusts. 

Date Report 
Cox, Emmett 
04/14/2013 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

Signature: Emmett Cox 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544