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Judicial Watch • Ferdinand F. Fernandez – 2012

Ferdinand F. Fernandez – 2012

Ferdinand F. Fernandez – 2012

Page 1: Ferdinand F. Fernandez – 2012

Category:Federal Judges

Number of Pages:10

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Fernandez, Ferdinand, BILLS, Ferdinand F Fernandez, 2012, Market, assets, transactions, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Rev. 112013 
FOR CALENDAR YEAR 2012 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Fernandez, Ferdinand Court Organization Ninth Circuit Court Appeals Date Report 04/01/2013 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) United States Circuit Judge, Senior  Sa. Report Type (check appropriate type) Nomination Date Initial 12] Annual Sb. Amended Report Final Reporting Period Ol/Ol/2012 12/31/2012 Chambers Office Address 
125 Grand Avenue, Suite 602 Pasadena, 91105 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[{] NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 

II. AGREEMENTS. (Reporting indfridual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

Fernandez, Ferdinand 
04/01/2013
Ill. 0N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income [{] NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse's Non-Investment Income -Ifyo11 were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment il1come.) 

SOURCE AND TYPE 

IV. REIMBURSEMENTS --transportation, lodging.food, entertainment. 
(includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

Date Report 
Fernandez, Ferdinand 
04/01/2013 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.)  NONE (No reportable gifts.)  
SOURCE  DESCRIPTION  VALUE  West Publishing Co.  Books  $1,215.00 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{]  NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  

VALUE CODE 

Date Report 
Fernandez, Ferdinand 
04/01/2013 
VII. INVESTMENTS and TRUSTS -income, va1ue, transactions r1nc1udes those spouse and dependent children; see PP34-60 instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 
(2) (2) (2) (3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  {if private  
(Q-W)  transaction) Income Gain Codes: =$1.000 less =$1.001 -$2.500 =$2.501 -$5.000 =$5,001  $15.000 =$15.001 -$50.000  
(Sec Columns and 04) =$50.001 -$100.000 =$100.001 -$1.000.000  JI! =$1.000.001 -$5.000.000 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000  L=$50.00 I00.000 =$!00.001 -$250.000  
(Sec Columns and 03) =$250.00 -$500.000 =$500.001 -$1.000.000 =$1.000.001 -$5, 000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

Date Report 
Fernandez, Ferdinand 
04/01/2013 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent children; see PP34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during repo11ing period (including trnst assets) reporting period ofreporting period 
(I) (2) 
(2) (I) (3) 
(4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) (2) (I) (2) (2) (3) (4) (5) Income Gain Codes; =$1.000 less =$1,001 -$2.500 =$2.501  $5.000  045.001. $15.000 =$15.001 -$50.000  
(Sec Colunms and 04) =$50.001 -$100.000 =$100.00 -$1.000.000 =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.00  00.000 =$100.001  $250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500.001. $1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Eslate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code (J-P)  Value Method Code3 (Q-W)  Type (e.g., buy, sell, redemption)  Date mm/dd/yy  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  
U.S. Bills  Interest  

36. U.S. Bills Interest 
U.S. Bills Interest 
38. U.S. Bills Interest Buy 
0511112 
39. U.S. Bills Interest 
41. 
U.S. Bills Interest 
U.S. Bills Interest 
42. Trust #I; Income Beneficiary (Items 43-69) 
(a) Wells Fargo, Trustee 
(i) Wells Fargo Common Trust Funds and Cash  lnt./Div.  
(ii) Vanguard REIT Viper  Dividend  
(iii)Pimco Foreign Bond Fund USD Hedged #103  Dividend  

47. (iv) Hussman Strategic Growth Fund Distribution Buy 02/21/12 
48. (v) Shares MSC! EAFE Dividend 
(vi) Vanguard Emerging Market ETF Dividend 
50. 
(vii) SPDR D.J. Wilshire Int'!. Real Estate Dividend 
51. 
(viii) Dreyfus Emerging Mkts Debt Fund Dividend Income Gain Codes: =$1.000 less =$1.001 -$2.500 =$2.501 -$5.000  0=$5.001-$15.000 =$15.001 -$50.000  
(See Columns and D4) =$50.001 -$100.000 =$100.001 -$1.000.000 =$1.000.001 -$5.000.000  ll2 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -$100.000 =$!00.001 -$250.000  
(Sec Columns and 03) =$250.00 -$500.000 =$500.00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Other =Estimated  

Date Report 
Fernandez, Ferdinand 
0410112013 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during repo11ing period  
(including trust assets)  reporting period reporting period  

(2) (2) (3) (4) (5) (I) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1.000 less 41,001 -$2.500 =$2.501 -$5.000 =$5.001 -$15.000 =$15.001 -$50.000  
(Sec Columns and 04) =$50.001 -$100.000 =$100.00 -$1.000.000 =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50,00 I00.000 I00.00 -$250.000  
(Sec Columns and D3) =$250.001 -$500.000 =$500,001 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) ==Book Value  V=Othcr =Estimated  NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end ofreporting period Transactions dming reporting period  

(2) (2) 
(I) (3) (5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(Q-W) transaction) 
(A-H) int.) 
None 
Code3 redemption) 
(A-H) (if private 
69. (b) Real Property Clifton, (trustee unknown) Income Gain Codes: =$1,000 less =$1,001 -$2.500 =$2.501 -$5.000 =$5.001 -$15.000 =$15.001 -$50.000  
(Sec Columns and 04)  F=$50.00l -$100.000 =$100.00 -$1.000.000 =$1 .000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000  
(See Columns and 03) =$250.00 -$500.000 =$500.00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.00 -$50.000.000 ore than $50.000.000 Value Method Codes =Appraisal =Cost {Real Estate Only} =Asscssmcnl =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Date Report 
Name Person Reporting 
Fernandez, Ferdinand 
04/01/2013 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicale parlofreporl.) 

04/01/2013
Fernandez, Ferdinand 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Ferdinand Fernandez 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544