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Judicial Watch • Frank D Whitney Financial Disclosure Report for 2006

Frank D Whitney Financial Disclosure Report for 2006

Frank D Whitney Financial Disclosure Report for 2006

Page 1: Frank D Whitney Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:8

Date Created:September 4, 2007

Date Uploaded to the Library:November 13, 2013

Tags:Charlotte, death, Frank D Whitney, Whitney, executor, Rental, Frank, america, Property, Estate, trust, 2006, EPA, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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UNITED STATES DISTRICT COURT 
Western District North Carolina 
Charles Jonas Federal Building 
401 West Trade Street, Room 195 

Charlotte, North Carolina 28202 Chambers Phone: 704-350-7 480 Frank Whitney District Judge 
July 2007 
.......

The Honorable Ortrie Smith 
__,
Chair, Committee Financial Disclosure 
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Judicial Conference.of the United States C>::;; 
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One Columbus Circle, N.E. cJ>
::0 ::E: Washington, D.C. 20544 rri .:= C>l>
.,,, ("') Subject: Calendar Year 2006 Filing rri 
Dear Judge Smith, 
Your letter noted that two issues required response. 
First, you asked why 

FDW:rb 

AOJO Government Act 1978 
Rev.112007 
FOR CALENDAR YEAR 2006 US.C. app.  101-111) Person Reporting (last name, first, middle iniilal) Whitney, Frank Court Organization District Court -WDNC Date Report 05/10/2007 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) District Judge -Active  Sa. Report Type (check appropriate type) Nomination, Date Initial  Annual Final Reporting Period 01/01/2006 12/31/2006  
Sb. Amended Report Chambers Office Address Charles Jonas Federal Bldg 401 Trade St, Room 195 Charlotte, 28202 the basis the information contained this Report and any modifications pertaining thereto, Is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box/or each part where you have no. rq>ortable information. Sign last page. POSIT! ONS. (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Lieutenant Colonel Army Reserve 
Member Whitney Properties LLC 
Power Attorney -#! 
Executor Estate 
Trustee 

Trust#! 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) NONE (No reportable agreements.) 

PARTIES AND TERMS 2001 Kilpatrick Stockton LLP, 40l(k) retirement program --terminated and transferred Government Thrift Savings Plan 2006 

Date Report 
Name Person Reporting 
Whitney, Frank 
05/10/2007 

III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filer's Non-Investment Income 
 	NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME Spouse's Non-Investment Income -lfyou were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2006 	Self-emplopyed, kitchen designer, net earnings 

IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. (Includes those spouse and dependent children. See pp. 25-27 instructions.)  NONE (No reportable reimbursements.)  
SOURCE Department Justice SAS Corp  Raleigh, NC, Nov 7-8, Anti-Money Laundering compliance conference ..sponsored the public and private sectors (meals and lodging). 

V GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
 NONE (No reportable gifts.) 

VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) 	NONE (No reportable liabilities.) 
CREDITOR Bank America Loan Rental Property #1, Davidson, (Part VII, Line 
Bank America 	Loan Rental Property #I, Charlotte, (Part VII, Line  Bank America  Loan Rental Property #I, Sunset Beach, (Part VII, Line  Heirs Joe Spivey and Leola  Loan Rental Property #3, Sunset Beach, (Part VII, Lines  
Spivey  Bank America  Loan Rental Property #2, Charlotte, (Part VII, Line  

Name Penon Reporting 
Date Report 
Whitney, Frank 
05/1012007

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  - -o.----------------------i  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(l) (2) (l) 
(l) 
(2) 
(3) 
(5) 
Amount Type (e.g. Value Value Type (e.g.
Place "(X)" after each asset 
Date 
Value Identity 
Code 
div., rent, 
exempt from prior d.isclosure 
Code Method buy, sell, 
Month
Code buyer/seller 
Day int.) (J-P) Code redemption) 
(J-P) (if private 
transaction)
(Q-W) Rental Property #I, Davidson, Rent Rental Property #I, Charlotte, Rent 
Whitney Properties, LLC None 
Rental Property #1, Sunset Beach, Rent 
Rental Property Sunset Beach, Rent 
Rental Property Sunset Beach, Rent 
Rental Property Charlotte, Rent 
Rental Property# Charlotte, Rent 
Bank America business banking accounts Interest (Whitney Prop LLC} 

10. 
Carolina Panthers Permanent Seat License None 

11. 
Co-author book, Lexis-Nexis, Newark, None (no inc since 2002) 

12. 
Banc America Investment Security Interest Money Manager Account 

13. 
Bank America individual savings and Interest checking accounts 

14. 
TSB Holdings Common (formerly Scottish Dividend Bank), Charlotte, 

15. 
Belk Corp Common Stock, Charlotte, Dividend 

16. 
Banc America Investment Sec Vanguard Dividend Transfer 10/20 Govt Thift Index Trust SP 500 Savings Plan 

17. 
BBT Equity Index Fund Dividend Income Gain Codes: 1,000 less 1,00 -S2,500  c=$2,501 -$5,000  0=$5,00I -SI 5,000  E=$15,001 -$50,000  
(See Columns and 04)  F=$50,001 -$100,000 =SI00,001 -Sl,000,000  HI=Sl,000,001 -$5,000,000 =More than $5,000,000 Value Codes  J=SI 5,000 less  K=$15,001 -$50,000  L=$50,001 -SI00,000 =$100,00 -$250,000  
(See Columns and 03)  N=$250,00 -$500,000  0=$500,001-Sl,OOO,OOO =$1,000,001 -$5,000,000 =S5,000,001 -$25,000,000 Value Method Codes  P3=$25,000,001 -$50,000,000 =Cost (Real Estate Only) =Mor than $50,000,000  T=Cash Market  
(See Column C2) =Appraisal  V=Other =Assessment  
U=Book Value  W=Estimated  

Name Person Reporting 	Date Report 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (/ndicate partofReporL) 
VI. Liabilities Continued 	Bank America Loan Rental Property #3, Charlotte, (Part VII, Line 

VII. 	Investments and Trusts Continued 
18. 
BBT Prime Fund Interest 

19. 
Bank America Common Stock Dividend Sold Power Attorney 12127 

20. 
United Parcel Service Class Dividend Acquired 03/01 

21. 
Fidelity Dividend Growth Dividend 

22. 
Standard Poors DEP RCPTS (SPY) Dividend 

23. Payroll Savings Bonds None 

24. 	
Promissory Note Receivable None 
from Paul Citron 

25. 
Duke Energy Common Stock Dividend Death -Estate Executor 12/06 

26. 
Comcast Corp New Class Dividend Death -Estate Executor 12/06 

27. Exxon Mobile Common Stock Dividend Death -Estate Executor 12/06 

28. 
First Charter Corp. Dividend Death -Estate Executor 12106 

29. 
Lucent Technologies Inc Dividend Death -Estate Executor 12/06 

30. 
Verizon Communications Dividend Death -Estate Executor 12/06 Franklin Income Class Dividend Death -Estate Executor 12106 

32. 
Bank America Corp Dividend Death -Estate Executor 12/06 

33. 
Boeing Corp Dividend Death -Estate Executor 12/06 

34. 
Bristol Myers Squibb Dividend Death -Estate Executor 12106 

35. 
Intel Corp Dividend Death -Estate Executor 12/06 

36. 
Southwest Airlines Dividend Death -Estate Executor 12/06 

37. 
Suntrust Banks Inc Dividend Death -Estate Executor 12/06 

38. 
Capital Income Bldr Class Dividend Death -Estate Executor 12/06 

39. 
Gabelli Dividend Dividend Sold Power Attorney 06/09 

40. 
Security Equity Fund Class Dividend Sold Power Attorney 12/27 

Date Report 
Name Person Reporting 
05/10/2007
Whitney, Frank 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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