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Judicial Watch • Frank J. Santoro – 2009

Frank J. Santoro – 2009

Frank J. Santoro – 2009

Page 1: Frank J. Santoro – 2009

Category:Federal Judges

Number of Pages:8

Date Created:September 13, 2013

Date Uploaded to the Library:December 13, 2014

Tags:Frank J Santoro, world, CAPITAL, Equity, Frank, Growth, Washington, 2009, investment, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Reporl Required the Ethics FINANCIAL DISCI,OSURE REPORT Government Act l978 
~ev~ J/2oto 
FOR CALENDAR YEAR 2009 u.s.c, apt,, ,~,~ 101-111) Person Reporting (last name. first, middle initial) Court Organization Date Report 
Santoro, Frank.J. U.S. Bankruptcy Cc:urt, EDVA 0,SLL2,1,2~0~ Title (Article Itl judges indicate active senior status; 5a. Report Type (check appropriate ~ge) Reporting Period 
magistrate judgcs indicate fuil- part-time) [--] Nomination. Dale 01/01/2009 
U.S. BankntplcyJudge lni6al Annual Final 12131 [2009 5b. [-~ Amended Report Chambers Office Address the basis the forn:,ation contained this Report and any 
modifications pertaining therclo, is, ill opinion, compliance 
600 Granby Street 
 
with applicable laws and regulations. 
Norfolk, Virginia 23510 
 
Reviewing Officer Date 
IMPORT.4NT NOTES: The instructions accomt, anying this form must followed. Complete all parts, checkh~g the NONE box fi~r each part where you hat,e reportable information. Sign last page. POSIT! ONS. m,m~i,g i,,ai.i~,.l o.~,: ,.e ap. ~-l~ filing instructions.) 
NONE (No reportable positions.) 
POSITION NAME ORGANIZATI~ENTITY ~ 
NONE (No reportable agreements.) 
DATF, PARTIES AND TERMS 
llI. NON-INVESTMENT INCOME. (x~p.,,i,~ si,la,,I,.~ ...... Fliers Non-Investment Income NONE (No reportable non-investment income.) ;.~,, pp. 17-24 0ffilit,g ....... tions.) DATE SOURCE AND TYP~ INCOME (yours, not spouses) Spouses NOll-lllVestmellt lilCOllle -If you were married dudog any portion the rcporting year, complete this sectiott (190liar amount not required except for honoraria.) NONE (No reportable non-investment income.) DATE SOURCE AND TYPE 
IX;. REIMBURSEMENTS ...... eo,t,ao,, Iodglng, food, ....... ...... (bzeh*des those spouse and depende,nt children: see pp. 25.27 filing inst~tctions.) NONE (No r~Tortable reimbursements.) LOCATION pURPOSE ITEMS PAID PROVIDED 
 
[~ame Irs~n Reporting D~te Repor~ 
 
 
 
05!12/2010 Santoro, Frank GIFTS. a~ct,a~s ,has., spo.se ~.a aee,,a,~ children; see pp. 28-31 fillng instructionsO 
NONE (No reportable 
SOURCE DESCRIPTION VALUE 
VI. LIABILITIES. a,,a,,~,,;, ,no,,. ,,/~. ..... d,,~,o,a~., ~nUd...; ,.. ~,p. ~Z-~ ~i.g ....... ,~o.~.) 
NONE (No reportable liabilities..) 
CREDITOR DESCRIPTION VALUE CODE 
 
 
Name Person Reporting, 	Date Report 
 
 
Santorn, 
VII. INVESTMENTS and TRU STS -~o.,~, NONE~o reportable income, assets, transactionsJ ...................... ....................... 
 
De~fiption Assea Income during Gross value ~nd Transactions during lepo~ing period (including t~s[ assets) reporting period reining 
Place(X) lfi~r ~achass~ Amou,l T)~e (e.g.. Valu~ Value T~e(e.g., Date Value Gain Idenlily 
~ansaction) 
................. ............ ........... 	Fa~, 1t2 interest, Isle Wight County, None 
Virginia July 	 
FSNC, LLC, 88% Membership Interest None 	 
Campostella Self Storage (Y) 	 
Milcamp Self Storage None 	 
Geeks Call, Convertible Prefe~xed Stc~k None 	 
UBS Pace Money Market Investment Fund Dividend 
Class 	 
Waterside Capital Corporation None 	 
Towne Bank Debenture Convertible lnt./Div. Sold 01/25/09 Warren Kozak 	 
Loomis Sayles Investment Grade Bond Fun< Dividend 
Class (at UBS) 
 
 
10. 	 
UBS Global Allocation Fund Class Dividend 
 
11. 	 
LJBS Fund LLC Dividend 
 
12. 	 
UBS Pace Money Market Investment Fund Dividend 
Class 
 
 
13. 	 
UBSPaee Large Company Valuc Equity None 
Investment Fund Class 
 
 
14. 	 
UBS Pace International Equity Investment Dividend 
Fund Cl~s 
 
 
15. 	 
UBSPaceSmallBvledium Growth Equity Dividend 
Investment FundClass 
 
 
16. 	 
UBS Pace SmalVMedium Value Equity Dividend 
Investment Class 
 
 
17. 
Alliance/Bemstein Growth and Ineorne Fund Dividend UGMA Fund ..... Reporting 	Date Rep0rt ..... 
 
05/1~20~0 	Sa.toro, Vra.k NONE reportabl~ income, assets, transactions.) Description Assets Income during Gross valuea~ end/ Transac6ons during rc~aing 
(i~luding ~st ~sets) reporting peri~ 
ofre~ing pe~o~ 
Place(X) after eachasset Amoum Type (e.g.. Value Value Tk~e(e.g,, Da~e Value Gain Identity exempt flora p6or di~losure Code div., rent, C~e Method buy. sell, ~t~d~37 C~e Code buyedsetler 
(A-f1) int.~ (J-P) 	Code redemption) (J-P) (A-H) {if private (Q-W) Iransaction) 
18. 	 
Gateway Financial loldings Co~poration Dividend 
UGMA ac~unt 
 
 
19. 	 
Gateway Fund Class None 
 
20. 	 
L~mis Sayles Investment Bond Class Dividend 
 
21. 	 
Iv> Global Natm-al Resources Fund Class None 
 
22. 	 
American Funds Capital Income Builder None 
Fund Class 
 
 
23. 
Blacktock Global Allocation Fund In None 
2-1, l,,y Asset Strategy Fur~d Class None 
 
 
 
25. 	 
Growth Fund America Class lntJDiv. 
 
26. 	 
American Mntual Fund Class Int./Div, 
 
27. 
New Pcrspeclive Fund Inc. Class Int./Div. 
28, Washington Mutual Inv. Fund Inc. Class Dividend 
 
 
 
29. 	 
Capital World Growth and Income Fund Inc Int./Div. 
 
30. 	 
New World Fund hc. Class Int.lDiv. 
 
 
31, Prime Cash Trust Davenport Co. Interest 
i32. Growth Fund America Class Int./Div. 
 
33. 	 
Ame[ican Mutual Fund Inc. Class Int./Div, 
 
34. 	 
New Perspective Fund Inc. Class Int./Div. 
 
 
Income Gain Cod~s: less =$1.001 $2,500 =$2,501 5,0t>J 5.01) $15.000 =$15.00 $50.000 .... ..... Reporting 	Dale Report 
 
05112/2010 
VII. INVESTMENTS and TRUSTS -i.co,~,, ,~lu ......... aon~ (Includes those ......a d,pendent children: see pp. 34-60 filing ins~uctions.) ONE (No reportable income, assets, transactions.) BC. 
Descrip~on As~ Income during Gross value end Transactions dudng reposing pe~ 
(including t~st assets) reposing peri~ repoaing period 
(2) 	(l) (2) (3) (~) (~) (2)~ PlaceiX)aftereach~set Amount Type(e.g., Value Value Type(e.g., Date Value Gain ldentiwof 
Code 
exempt from prior disclosure 	div., reaK Code Method buy, sell, m~d~ Code Code buyer/seller 
(A-H) inE) (J-P) 	Code redemption) (J-P) (A-H) (if private (Q-W) ~ansaction) 
35. 	 
Washington Mural inv. Fund Inc. CI~s Int.~iv. 
 
 
36. 	 
Capital World Growth and Income Fund Inc Int.~iv. 
 
 
37. 	 
New World Fund Inc. Cl~s lnt.~)iv. 
 
38. 	 
Prime Cash Trust Davenport Co. Interest 
 
39. Income Gain Codes: =$1.000 less =51.001-$2.500 =S2.501 $5.000 =55,001- $5,000 -$15.001 -$50.000 
(See (~olumll$ and D4} 50.001 100.000 00.001 51.000.000 1.000.0OI $5.000,000 =More than Value Cod~s -515,000 tess =$15,001 $50,000 :$50,001 $100,000 /~f ~5100,001 5250.000 
(See Colum~ D3) =$250,001 S500,O00 =5500,001 $1.000,000 =$1,000,00l $5,000,000 =$5,000,001 $25,000,000 ~$25,000.0OI $50.000.000 =More than $50.0~K),O0O Value Method Cod~s =Appraisal =C0sl (Real Estate Only) =Asse~smenl -C~sh Market 
(See Column C2) =Book Value =Othel -Estimated ..... Reporting .... 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. a..~.c.t~p.,, otRo~,or~ 
Part Vll. 
Lines I2, 13. 14. 15. 16, 31, 32, 33, 3~.. 35. 36. 37. and 38~:~~/~ 
 
Lines and 
 
 
~~{~~~1 loldings lines 10. 12, 19.20, 22, 23, and are mural ~ns maintained UBS. 
Holdings lines th~ inclusive are mural ~nds maintained Daven~a Company. 
 
 
 
0~/~2/2010 Santnro, ~ra.k 
IX. CERTIFICATION. certify that all information given above (iucluding itff(~rmation pertaining spouse and minor dependent children, any) isaccurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory prosqsions permitting nun-disclosure. further certi~ that earned income from outside employment and honoraria and the acceptance gifts which have been reported are incompliance with the provisions U.S.C, app.  501 seq., U.S.C.  7353, and Judicial Conference regulations. 
NOTE: ANY INDIVIDUAL ~,VltO KNOXVINGLY AND VvqLFULLY FALSIFil AND CRIMINAL SANCTIONS U,S.C. app.  104) 
FILING 5TRUCTIONS 
Mail signed original and additional cop~es to: 
Committee Financial Disclosure Administrative Office the Ufited Stales Courts Suite 2-301 One Columbus Circle, N,E. Washington. D.C. 20544