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Judicial Watch • Frederic Block – 2003

Frederic Block – 2003

Frederic Block – 2003

Page 1: Frederic Block – 2003

Category:Federal Judges

Number of Pages:12

Date Created:February 3, 2005

Date Uploaded to the Library:September 24, 2013

Tags:Frederic Block, Frederic, block, CAPITAL, Assessment, Estimated, Estate, trust, 2003, dividend, IRS, ICE, CIA, Federal Judge, income, Judge


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Government Act 19!8 Calendar Year 2003 U.S.C. app.  101-l 	Person Reporting (last name, First naine, Middle initial) Block, Frederic 	Title (Article.m Judges indicate actiivi senior status; magistrate judges indicate full-or p-.irttime) 
U.S. District Jllldge Chambers Office Address Court Organization Date Report 
U.S. District Court 
Vl9/04 ReportType (check appropriate type) Reporting Period Nomination, Date 
l/:103 Initial @Annual Flnal 
12/31/03 the basis the infol!Tlation contained this Report and any modifications perta ining thereto, is, opinion. compliance 
225 Cadmai Plaza 
with applicable laws and regulations. 
Eastern District Court 
Reviewing Officer 	Date 
Brooklyn, 11201 
IMPORTANT NOTES: The instructions accompanying this fonm must followed. Complete all parts, checking the NONE box for each part 
where you have reportable :information. Sign last page. POSfI10NS. (Reporting illividual only; see pp. 9-13 offiling instructions) NONE (No positions.) 
POSITION 	NAME Offiicer 	Frederic Block, P.C. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions) 
 NONE -(No reportable agrnements.) 
AND TERMS 
(I) i!= 
b:!! .c:..; Ctl.Z c:::> - 
.::0 4::::> 
-c.n oli .,, ...-::t:.. .,, :;:: - 
. 10111 ..c:. 
 
 
Ill NON-.IlWESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 filing instructions) Filers Non-Investment Jn.come 
 
 
Block. Frederic 
4/19/04 GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
 NONE_  (No such reportable gifts.) 
 
VI. rrIES. (Includes those spouse and dependent children. See pp. 32-34 ofinstructions.) 
 NO:NE: -(No reportable liabilities.) 
 
 
 
Name Person Reporting 
Date Report 
Block. Frederic 
.Page cf 
4119104 
-income, value, transcatiollS (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) 
 
 
vn. JNVESTMENTS and TRUSTS 
Income during Gross value end Transactions during reporting peiod O.:scription Assets reporting period 
reporting period 
(incliiding trust assets) 
Ifnot exempt from disclosure 
(2) (I) 
(1) (2) 
(2) 
(5) 
Place ex) aller each asset exempt 
Value Value Type (e.g. Date: 
Value 
Amount T)]>C 
Gain Identity 
buy.sell 
fiom prior disclosure 
Code div. renL Code2 Method MonthCodc2 Code 
buyer/seller 
(J-P) Codc3 merger, Day 
(A-H) inL) U-P) 
(A-H) (if private 
n:dcniption) 
(Q-W) 
transaction) 
(No reponable iticome. aSJsel:s. tnmsac:tions) 
DNONE COMMON STOCK AUJEI> CAPITAL CORP. Dividend 
FLEETIBOSTON FINL CORP. Dividend DNP SELECT INCOME INIC. Dividend DOW CHEMICAL Dividend DOW CHEMICAL (I) Dividend 
NORTHFORK BANCORP (I) Dividend 
 
PRUDENTIAL FINANCIAL INC. Dividend 
GENERAL ELECTRIC (I) Dividend 
CHEVRON CORP.(l) Dividend 
10. 
11. USA EDUCATION INC.(2) None 
HOME DEPOT Dividend 
12. 
13. 
ALLIED CAPITAL CORP(!) Dividend 
 
14. 
FLEETBOSTON FINL CORP.(l) Dividend 
 
15. 
DNP SELECT INCOME INC.(l) Dividend 
 
16. 
WAL-MART STORES Dividend 
 
17. 
PROCTOR GAMBLE Dividend 
 
18. 
EXXON MOBIL CORP. Dividend sell 01/14 buy 01114 buy 01114 
buy 01102 
abandoned 01/02 sell 01/14 lncome/Ga:in Codes: $1,00CI less $1.001-$2,500 $2,501-$5.000 $5.001-$15,000 $15,001-$50.000 
(See Colunms arid 04) $50,001-$100,000 $100,001-$1.000,000 $!,000,001-$5,000,000 =More than $5.000.000 Value Codes: $15,0CO less $15,001-$50,000 $50,001-$100,000 $100.001-$250,000 
(See Colwnns and 03) $250,V00-$500,000 $500,001-$1,000,000 =SJ.000,001-$5,000.000 SS.000,001-$25,000,000 $25,000,001-$50,000,000 $More thall $50,000,000 Value Methi>d Codes Apprai531 =Cost (Real Estate Only) Assessment CashlMarket 
(See Colwm C2) Book Value Olher =Estimated 
 
 
 
(See Colwnns and04) $50,001-$100,000 $100,001-$1,000,000 $1,000,001-$5,00Cl,000 =More than $5,000,000 Value Code!I: $15,001) r less $IS,001-SSO,OOO $50,001-$100,000 SIOO,OOJ-$250,000 
(See Colwnns and 03) S25o.OOO-$SOO,OOO $500,001-Sl,OOO,OOO =Sl,000,00!-$5,00D,OOO =$5,000,001-$25,000,000 $25,00ll,001-$50,000,000 =$More than $50,000,000 Value Methc1d Codes Apprailll Cost (Real Estate Only) =Assessment Cash/Matket(See Colwnn C2) Boolk:Value =Other Estimated 
 
Name Person Reporting 	Date of 
Block. Frederic 
.Page of7 
-income. value, transcations (includes !hose oflhe spouse and dependent cln1dren. See pp. 34-57 offiling instru::tioms.) 
 
Vll. .INVESTMENTS and TRUSTS Income during Gross value elld Transactions during reporting period 
O=ription Assets rting period reporting period 
(inc1uding trust assets) 
Ifnot exempt from d1sclosun: 
(I) 	(2) (I} Vallll: Type (e.g. 
Plitce (X) after each asset cx1en11t 	Value 
Amount Type (e.g. 
Date: Value Gain Identity 
from prior disclosure 	Code div. renL or. Code2 Melhod buy, sell. Month 
Codc2 Codc buyeriseller 
(A-H) inL) Code3 merger. Day IJ-P) (A-H) (if private 
redemption) 
(Q-W) 
1raJ1sac1ionJ 
38. 
BGIE CAPITAL TRUST DEF INT 7.160% Interest sell 12122 
6130/38(1) 
PENN ELEC CAPITAL TRUST DEF INT Interest 
 
7.34% SET 2039(1) 
CITIGP CAPITAL Vlll DEF INT TRUST PFD STK 6.950% 09/15/31{1) 
39. 
GENERAL MOTORS ACEP CORP PUBLIC INC 
40. 
NTS 7.35%08/08132(1) 
VIRGillflA POWER CAP IJ[ GTD PFD SECS 7.375% 07130/42(1) 
41. 
CONAGARA CAPITAL ADJ CUM .06% 
42. ... 
_PFDSR B(l) 
MUNICIPAL BONDS 
43. 
METRO TRANSIT 5.75 7113 
44. 
NYC DEV 6.0 1115 
45. 
 
46. 	 
NYC 6.00 5/1 
 
NYC 6.0 5116 
 
47. 
 
48. 	 
NYC SER 5.00 03/15/29(ll) Interest 
Interest 
Dividend 
Dividend 
Interest 
Interest 
Interest 
Interest 
Interest 
sell 03128 
sell 05115 
sell 05/15 
NYS URBAN DEV. 5.375 01/01125(1) Interest 
so. 	NYC SER 6.25 8/19 Interest sell 01102 
51. 	NYC SERE 6.00 5/16 Interest sell 05/15 
ANNUITIES 
52. 
 
53. 	 
HARTFORD DIRECTOR(I) None 
 
54. 	 
PRU msc SELECT None Income/Gain Codes: $1,000 ,Dr less =$1,001-$2,500 $2,501-$5,000 $5,001-$15,000 $15,001-$50.000 (See Col111rrms u00D4) $50,001-$100,000 =$100,001-Sl,OOO,OOO $1,000,001-$5,000,000 More than $5,000,000 Value Codes: $15,000 less $15,001-$50,000 $50,001-S!OO,OOO $100,001-$250.000 
(See Col111mns and D3) $250,0CI0-$500,000 =$500,001-Sl,OOO,OOO SJ,000,00J-$5,000,000 SS.000.001-$25,000,000 $25,00Cl,001-$50,000,000 =$More than $50,000,000 Value Medhod Codes Appraisal =Cost (Real Estate Only) =Assessment =Cash/Market 
(See Col111rm C2} =Book Value =Other =Estimated 
 
SOU11HERN CO. 
 
-income, value, transcations (includes those !he spouse atid dependent children. See pp. 34-57 filing i11struc1lons.) 
 
 
VII. INVESTMENTS and TRUSTS 
Income during Gross value end Transactions during reporting period  reporting period reporting period 
Descnption Assets (im:liid 
 ing trustassets) 
(I) (2) 
(2) lfnot exempt --- 
Pla1:e (Xr after each asset exmpt AmoWll Twe (e.g. Value Value Type (e.g. Date: Value Gain Identity Method buy, sell Month- 
fromprior disclosure 	Code div. renL Codc2 Code Code buyer/seller 
(A-H) inL) (J-P) Code3 	merger. Day (J-P) (Ml) (ifprivaleredemption) 
(Q-W) 	transaction) 
MONEY MARKET 
SS. 
MERRILL LYNCH BANK USA(!) 
56. 
MERRILL LYNCH BANK TRUST(!) 
57. 
58.  	MERRILL LYNCH BANK USA 
MERRIIL.L LYNCH BANK TRUST 
59. 
 
60. 
SELIGMAN COMM. INF. 
61. 
 
 
IRAF. BLOCK 
62. 
 
63. 	COM STOCK 
ALLIED CAPITAL CORP. NEW 
64. 
DOWCI HEMICAL Dividend 
65. 
66. 	 
ENTIERC3Y CORP.NEW Dividend 
 
67. 	 
FLEEITB:OSTON FINL CORP. Dividend 
 
 
DNPSELECT INCOME INC. Dividend 
68. 
69. 	 
COHEN STEERS PREMIUM RPF INCOME Dividend REAL.TI[FD INC. 
 
70. 	 
ISHARES TRUST DOW JONES SELECT DIVID None INDEX 1:0 
 
 
71. Dividend buy 10/08 
72. CORPORATE BONDS __J Income/Gain Codes: (See Colmnos aJm prior disclosure. 
91. 	 
PE.NN ELEC CAPITAL DEi INT ORIG PF][) SECS 7.34% 09/01139 
 
92. 	 
ALBERTA ENERGY SUB PFD SECURITIES 9.5% 09/30/48 
 
 
VIACOM INC RETAIL DlE 7.25% 06130/51 
93. 
cmGROUP CAPITAL DEF INT PFD STK 
94. 
6.95% 09/l 5/31 
WULLS FARGO TRUS PFD SEC 6.95% 04/15/.32 
95. 
96. 	 
GENERAL MOTORS ACEP CC)RP. PUBLIC INC NOTES 7.35% 08/08/3l 
 
97. 	 
vmGINIA POWER CAP lII GTD PFD SECS 7.375% 07/30/42 
 
98. 	 
CONAGARA CAPITAL .DJ RATE CUM 7.06% PFD SER 
 
 
MUTUAL FUNDS 
100. 	 
BLlCIKROCK INCM INC 
 
101. 	 
EVERGREEN MANAGED IIICOME FUND 
 
102. 	 
HANCOCK JOHN INC. 03. 	MFS GOVT MKTS INC. iBI 04. 	MFS INTER INCM SBI 
VAN KMPN SENIOR INCM 05. 
106. 	MONEY MARKETS 
MERRILLLYNCHBANK.US RASP 
107. 
MISCELLANEOUS 08. 
Income during 
reporting period 
 
(I) (2) 
AmoUDt Type (e.g.Code div. TeDL 
(A-H) inL) Interest Interest Interest Interest Interest Interest Interest Dividend Dividend Dividend Dividend Dividend Dividend Dividend Interest 
Gross value end reporting period 
(l) (2) 
Value VallllC 
Code2 Method 
 
(J-P) Code3 
(Q-W) Transactions during reporting period 
Ifnot exempt from discloSWC 
(2) (5) Type {e.g. Date: 
Value 	Gain ldenltity buy. sell. Month 
Code2 	Code buyer/sellermerger, Day 
(J-P) (A-H) (if private 
redemption) transaction) 
sell 01/08 
sell 04/02 
buy 10/08 
buy lncome!Gain Codes: $!.,000 less =$1,001-$2,500 $2,501-$5,000 =$5,001-$15.000 $15,001-$50.000 
(See Colmn111; an1H>4) =$50,ilOl-$100,000 =$100,001-Sl,OOO.OOO $1,000,001-$5,000,000 More than $5.000,000 Value Codes: $!15,000 less $15,001-$50,000 =$50,001-$100,000 =$100,001-$250,000 
(See Columns and 03) $250,000.$500,000 =SS00,001-$1,000,000 $1,000.001-$5,000,000 ss.000.001-s2s,ooo.ooo $25,000,001-$50,000,000 =$More than $50,000,000 Value Melihod Codes =Appmisal =Cost (Real Estate Only) =Assessment =Cash/Market 
(See CokUim C2) =Book Value =Other Estimated =$1,000orless =$2,501-$5.000 $5,001-$15,000 $15,001-$50.000 50,001-$100,000 $100.00J-$1,000,000 =$1,000,001-$5, 00,000 =More than $5,000.000 =$15,000 less $15.001-$50,000 $50,001-$!00,000 SI00,001-$250,000 
(See Colwnns and D3) $250,000-$500,000 $500,001-$1,000,000 $!.OOO.OOJ-$5,000,000 $5,000.00l-$25,000,000 $25,000,00!-$50,000,000 =$More than $50,000,000 Value Methcid Codes =Apprail;al =Cost (Real Estate Only) Assessment Cash/Market 
 
(See Colwnn C2) =Book Value =Other Estimated 
 
 
(Jndicate part Report) 
VIII. ADDITIONAL INFORMATION EXPLANATIONS 
PART VII-LINE -Last year line J.48,. was partial sell last year, nonomplete sell. PART Vll-1..INE 6() -Last year line 149 was partial sell last year not complete sell. 
 
 
 
 
 
IX. CERTIFICATION. certify that all information gilven above (including information pertaining spouse and minor dependent children,. any) acc:ur:ate, true, and complete the best knowledge and belie( and that any information not reported was withheld because mct applicable statutoilJ provisions permitting non-disclosure. 
 
 
 
FILING INSTRUCTIONS Mail signed original and additional copies to: 
Committee Financial Disclosure 
Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544