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Judicial Watch • Frederic Block – 2009

Frederic Block – 2009

Frederic Block – 2009

Page 1: Frederic Block – 2009

Category:Federal Judges

Number of Pages:9

Date Created:September 9, 2013

Date Uploaded to the Library:September 24, 2013

Tags:Frederic Block, Frederic, block, VANCE, BLACKROCK, 2009, TRUSTS, dividend, IRS, ICE, CIA, Federal Judge, income, Judge


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AOIO Government Act 1978 
Rev. 112010 
FOR CALENDAR YEAR 2009 U.S.C. app.  JOI-111) Person Reporting (last name, first, middle initial} Block, Frederic Court Organization U.S. District Court Date Report 05/10/2010 Title (Article III judges indicate active senior status; rmgisrratc judges indicate full-or part-time) U.S. District Judge Sa. Report Type (check appropriate type) Nomination, Date Initial [Z] Annual Final Reporting Period Ol/Olf2009 12/3 lf2009 
Sb. Amended Report Chambers Office Address 225 Cadman Plaza Eastern District Court Brooklyn, 11201 the basis the information contained Report end any modifkations pertaining thereto, Is, opinion, compliance with appiicablo laws and regulations. Rniewing Officrr Date 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting lntfividua/ only; supp. 9-13 filing instructions.) NONE (No reportable positions.) Officer Frederic Block, P.C. 
 
 
II. 
AGREEMENTS. (Reporting individual only; see pp. 14-16 filing in,,tructions.) [{] NONE (No reportable agreements.) 
Block, Frederic 
 
 
 
 
05110/2010 
Block, Frederic 
Ill. INVESTMENT COME. (Reporting lndiviJfual and spouse; mpp. 17-24 filing instructions.) Filers Non-Investment Income 
[ZJ NONE (No reportable non-investment income.) 
 
(yours, not spouses) Spouses Non-Investment Income  lfyou ..,,,.. married during any portion the rtporling ytar, complete this section. (Dollar amount rwt required except for horwraria.) 
[Z] NONE (No reportable non-investment income.) 
 
 
 
JV. REIMBURSEMENTS -transportation, lodging, food, entertainment. (fnclude:r thoe spouse and dependent childrn. see pp. 25-27 filing instructiaru.) NONE (No reportable reimbursements.) 
DATES NATIONAL ASSOC. CRIMINAL DEFENSE LAWYERS /1412009 Int/2009 ASPEN.CO EDUCATIONAL SEMINAR TRANSPORTATION. LODGING AND FOOD NORTHWESTERN UNIVERSITY SCHOOL LAW 4/22/2009TO 4/24/2009 CHICAGO, PROFESSIONAL EDUCATION TRANSPORTATION, LODGING AND FOOD GEORGE MASON UNIVERSITY SCHOOL LAW 11/3012009 121612009 CAPT!V ISLAND, FLORIDA PROFESSIONAL EDUCATION FOOD AND LODGING 
 
 
 
 
 
Date Report 
Block, Frederic 
05/1012010 JFTS. (lncliufts thou spouse and dependent childrt11: see pp. 28-31 filing instructions.) 
[Z] NONE (No reportable gifts.) 
 
 
VJ. LJABJLJTJES. (Includes those spouu and dependent children; supp. 32-JJ filing Instructions.) 
[Z] NONE (No reportable liabilities.) BANK AMERICA SER PFD Interest Duy BANK AMERICA SER PFD Interest Sold 05/08/09 BECTON DICKENSON Dividend Buy 01/13/09 FIRST TAX ADV ANT. PFD INC Dividend Sold 06/26/f} BLACKROCK SBJ Dividend Buy 06126/(f} EATON VANCE INS MUN Dividend CITIGROUP CAP. VIII DEF INT TRUST PFD STK6.950%09/15/31 Interest EATON VANCE RISK MANGO DIVRS EQINCFD Dividend Buy 07129/(f} ABN AMRO CAP VII PFD NON CUM 6.08% PERP Dividend Sold 1/10/09 
10. ROYAL SCOTGRP PLC 6.35% NONCOM PRF SR-N Dividend Sold 09115/(f} BLACKROCK MUNMELD INS INC Dividend 
12. NUVEEN INV QUAL MUNI Dividend 
13. NUVEEN QUAL INC MUNI PIMCO MUN INC 15. COHEN STEERS CLOSED END OPPTY FD(2) Dividend Dividend Dividend 
16. !SHARES DOW JONES INDEX Dividend Buy 05/08/09 
17. MERRILL LYNCH BANK USA(2) Interest Merged (with line19) 
 
 
 
 
05/10/2010 
Block. Frederic 
VD. INVESTMENTS and TRUSTS -income, .ar., 1ronsactio11s Ondudes 1ho spauu and dpendent children; ... PP J4-6o filing instruction.) NONE (No reponable income, assets, transactions.) 
------------- 
------ 
--o:-----------------1 
Income during 
.... Gross value end Transactions during reporting period 
Description Assets 
 
reporting period reporting period(including trust assets) 
(4) 
(I) 
(2) 	(2) 
(5) 
Place (X) after each asset 
exempt from prior disclosure Value 
Value (A-H) int.) (J-P) 
Code 
>-1 
Date Value 
Identity 
div.. rcn Code 
Method buy, sell, mm/dd/yy Code 
Code buyer/seller 
01/13/09 
Gain 
Type (e.g . Type (e.g., Amount Code 
redemption} (J.P) 
(AH) (if private 
transaction) 
(Q-W) 
_J_ lncome Gain Code: a:S I.000 less k$f,OOJ  S2.SOO .50 -SS,000 =$5,001  $15,000 =$15,00I  SS0.000 ..SS0,00 -$I 00,000 :$100,001 -Sl.000.000 =$1,000,001. S5.000,000 kMOfC lhan $5,000,000 J=Sl5,000orlm :$15.001  S5D.OOO =$50.00  00.000 =SI00,00  $250.000 cS250.00I -$500.000 =$500,001 SI .000.000 =$1,000.001-$5,000,000 =SS,000,001  $25.000,000 =$25,000.001 -$50,000,000 =More than $50,000,000 Value Mcihod Codes 	Qpprais>I =Co.t (Real Estate Only) Assessment =Cnsh Market (See Column C2} =-Other 
--- =Book Value fatimarcd 
-------- :;::::: 
 
 
 
 
05/1012010 
Block, Frederic 
VII. INVESTMENTS and TRUSTS incom, atue, transaction r1nc1udes those ofspousr and dependent children: PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets cluding trust assets) 
Place (X) after each asset exempt from prior disclosure 
 
l._ 
-- 
(I)  Amount Type (e.g., Value Value Type (e.g., Code div., rent, Code Method buy, sell. 
(A-H) _L_:.. 
Transactions during reporting period 
c2> 
Date 
mm/dd/YY 
 
(3) (4) 
Value 
Gain Code 
Code (1-P) 
(A-H) 
(5}Identity buyer/seller(if private 
___j 
---18. FIA CARD SERVICES Interest 
19. SATURNS-GS 2004-2 SER 5.75% 2115/33 Interest 
20. BLACKROCK WORLD INVT Dividend Sold 08/03/09 
21. NUVEEN PREF PLS MUNI Dividend Buy (addI) 11/10/09 
22. RESEARCH MOTION LTD None 
23. VERIZON COMM COM Dividend Buy 05113109 
24. WESTERN ASST/CLAYMORE TREAS. INFLATION Dividend Sold 01/16/09 
25. WESTERN ASSET/CLAYMORE JNFL .-LNKD OPT INC FD- Dividend 
26. IRA BLOCK 
27. ALLIED CAPITAL CORP NEW Dividend 
28. ANNALY CAP MGMT INC Dividend Buy (add 07/14/09 
29. ARROW ALTERN. SOLUTIONS Dividend Sold 12115/09 
30. BLACKROCK PFD INC STRAT Dividend Sold 06129/09 
31. BLACKROCK PFD CORP INC Dividend Sold 06/29/09 
32. CGM ADVISOR TARG.EQ. 33. DWA TECH LEADERS PORT 34. EATON VANCE DIVIDEND BLDR CLC Dividend None Dividend Sold Sold 03/06/09 07/17/09 
 
 
!-- ---------------  --- . Income Gain Codes: :..Sl,000 lesB :.$1,001 $2.500 
 (Sec Column and 04) =S50,00I -St00.000 --G =1100.001  Sl.000 000 Value Codo =St 5.000 less =S15.00l. $50.000 
(See Column and DJ) =$50.001  $500.000 =SS00.00  ,000.000 ..S25.000.00I  $50.000.000 Vllluc Method Codes =Appr:ti