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Judicial Watch • Frederic Block – 2012

Frederic Block – 2012

Frederic Block – 2012

Page 1: Frederic Block – 2012

Category:Federal Judges

Number of Pages:9

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Frederic Block, Frederic, block, 2012, Market, assets, transactions, TRUSTS, Codes, dividend, reportable, reporting, report, Federal Judge, income, Judge


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Government Act 1978
Rev. 112013 
FOR CALENDAR YEAR 2012 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Block, Frederic Court Organization U.S. District Court Date Report 05/06/2013 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2012 12/31/2012 Chambers Office Address 
225 Cadman Plaza Eastern District Court Brooklyn, 11201 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.)  NONE (No reportable positions.)  
NAME ORGANIZATION/ENTITY Officer  Frederic Block, P.C. 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

Block, Frederic 
III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income 
[{] NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME 

(yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV. REIMBURSEMENTS --transportation, /odging,food, entertainment. (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) 

SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

Block, Frederic GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION 

Block, Frederic 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (I) (2) (2) (3) (4) (5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) 
(A-H) (if private 
(Q-W) 	transaction) 	BLACKROCK MUNI INC. Dividend Sold 04/24/12 (part) Income Gain Codes: =$1.000 less 41,001 -$2.500  c=$2.501 -$5,000  D=$5,001 -$15,000  E=$15,00l -$50.000  
(Sec Columns and 04) =$50.001 -$100.000 =$I 00.00 -$1.000.000  Ill =$1.000.001 -$5.000,000  H2=More than $5.000.000 Value Codes  J=$15,000 less  K=$15.001 -$50.000 =$50.00 -$I 00.000 =$I 00.00 -$250.000  
(Sec Columns and 03)  N=$250.00I -$500.000  0=$500.00I -$1.000.000 =$1.000.001 -$5,000.000 45.000.001 -$25,000,000 425.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes  Q=Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2)  U=Book Value  V=Othcr  W=Estimated  

Block, Frederic 

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(I) (2) (2) (I) (2) (3) (4) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H)  (if private  

transaction) 
18. 
PIMCO MUN INC Dividend Sold 01/06112 

19. 
POWERSHARES SP 500 Dividend Buy 09/18/12 

20. 
PRINCIPAL INVESTORS PRF SEC Dividend Sold 01/03/12 Income Gain Codes: =$1,000 less 41,001 -$2,500  c=$2,501 -$5.000 45.001 -$15.000 =$15.001 -$50.000  
(See Columns and 04)  F=$50.001 -$100.000 100.00 -$1.000.000 =$1.000.001 -$5.000.000  H2=More than $5.000.000 Value Codes =$15.000 less  K=$15,001 -$50.000  L=$50.001 -$100.000 =$100.00 -$250.000  
(Sec Columns and 03)  N=$250.00I -$500.000 =$500,00 -$1 .000.000 =$1,000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value  V=Other =Estimated  

Block, Frederic 

VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see pp. 14-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

{I) (2) {I) (2) (3) (4) (5) 
Place "{X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  {J-P)  {A-H)  (if private  

transaction) 
FIRST EAGLE GLOBAL Dividend 
36. 
FRANKLIN RISING DIV. FD. CL. Dividend Income Gain Codes: =$1.000 less .001 -$2.500 =$2.501 -$5.000  0=$5.001 -$15.000 =$15.00 -$50.000  
(See Columns and D4) =$50.00 -$I 00.000 =$100.00 -$1 .000.000 =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.001 -$!00.000 =$!00.001 -$250.000  
(See Columns and 03) =$250.00 -$500.000 =$500.00 -$1 .000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc111des those spo11se and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(2) (2) (3) (4) (5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) 
Code redemption) (J-P) (A-H) (if private 
transaction) 
52. 
NUVEEN BUILD AMER Dividend 

53. 
NUVEEN QUAL PREF INC Dividend 

NUVEEN QUAL PREF INC Dividend Sold 10/24112 
PIMCO STOCKSPLUS TOTAL RETURN Dividend Buy 07/12/12 FDCL 
56. PIMCO INCOME Dividend 
PRINCIPAL INVESTORS PRF SEC Dividend Sold 01/23/12 
58. POWERSHARES QQQ UNITS SER Dividend Buy 08/07/12 
POWERSHARES SP 500BUYWRITE Dividend Buy 06/13/12 PORTFOLIO 
60. PRUDENTIAL JENNISON INC Dividend 
61. PRUDENTIAL TOT RETURN Dividend  
62. TECHNOLOGY  None  Buy  01/18/12  
63. TEMPLETON GLOBAL  Dividend  
64. WESTERN ASSET HIGH INC OPPT  Dividend  Buy  01/03/12  
65. BANK SMITHTOWN  Interest Income Gain Codes: =$1.000 less =$1,001 -$2.500 =$2.501 -$5.000  D=$5.00I -$15.000 =$15.00I -$50.000  
(See Columns and D4) =$50.00I -$I 00.000 =$100.001 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.00 -$100.000 =$I 00.00I -$250.000  
(See Columns and D3) =$250.00I -$500.000 =$500.00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 ==More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2)  U=Book Value  V=Other =Estimated  

Name Person Reporting 
05/06/2013
Block, Frederic 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate part ofreport.) 

Block, Frederic 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions of5 U.S.C. app.  501 et. seq., U.S.C.  7353 and Judicial Conference regulations. 

Signature: Frederic Block 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544