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Judicial Watch • Frederic Block Financial Disclosure Report for 2003

Frederic Block Financial Disclosure Report for 2003

Frederic Block Financial Disclosure Report for 2003

Page 1: Frederic Block Financial Disclosure Report for 2003

Category:Financial Disclosure

Number of Pages:12

Date Created:February 3, 2005

Date Uploaded to the Library:November 13, 2013

Tags:Frederic Block, Frederic, block, CAPITAL, Assessment, Estimated, Estate, trust, 2003, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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Government Act 19"!8 Calendar Year 2003 U.S.C. app.  101-l 	Person Reporting (last name, First naine, Middle initial) Block, Frederic 	Title (Article.m Judges indicate actiivi senior status; magistrate judges indicate full-or p-.irttime) 
U.S. District Jllldge Chambers Office Address Court Organization Date Report 
U.S. District Court 
Vl9/04 ReportType (check appropriate type) Reporting Period Nomination, Date 
l/:103 Initial @Annual Flnal 
12/31/03 the basis the infol!Tlation contained this Report and any modifications perta ining thereto, is, opinion. compliance 
225 Cadmai Plaza 
with applicable laws and regulations. 
Eastern District Court 
Reviewing Officer 	Date 
Brooklyn, 11201 
IMPORTANT NOTES: The instructions accompanying this fonm must followed. Complete all parts, checking the NONE box for each part 
where you have reportable :information. Sign last page. POSfI10NS. (Reporting illividual only; see pp. 9-13 offiling instructions) NONE (No positions.) 
POSITION 	NAME Offiicer 	Frederic Block, P.C. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions) 
 NONE -(No reportable agrnements.) 
AND TERMS
(I) i!= 
b:!! .c:..; Ct'l.Z c:::> - 
.::0 4::::> 
-c.n oli .,, ...-::t:.. .,, :;:: - 
. 10111 ..c:. 

Ill NON-.IlWESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 filing instructions) Filer's Non-Investment Jn.come 

Block. Frederic 
4/19/04  GIFTS.  (Includes those spouse and dependent children. See pp. 28-31 instructions.)  
  NONE_  (No such reportable gifts.)  

VI. rrIES. (Includes those spouse and dependent children. See pp. 32-34 ofinstructions.) 
 NO:N'E: -(No reportable liabilities.) 

Name Person Reporting 
Date Report 
Block. Frederic
.Page cf 
4119104 
-income, value, transcatiollS (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) 

vn. 'JNVESTMENTS and TRUSTS 
Income during Gross value end Transactions during reporting peiod O.:scription Assets reporting period 
reporting period 
(incliiding trust assets) 
Ifnot exempt from disclosure
(2) (I)
(1) (2) 
(2) 
(5)
Place ex)" aller each asset exempt 
Value Value Type (e.g. Date: 
Value
Amount T)']>C 
Gain Identity
buy.sell
fiom prior disclosure 
Code div. renL Code2 Method MonthCodc2 Code 
buyer/seller 
(J-P) Codc3 merger, Day
(A-H) inL) U-P) 
"(A-H) (if private 
n:dcniption)
(Q-W) 
transaction) 
(No reponable iticome. aSJsel:s. tnmsac:tions)
DNONE  COMMON STOCK  AUJEI> CAPITAL CORP.  Dividend  
FLEETIBOSTON FINL CORP.  Dividend  DNP SELECT INCOME INIC.  Dividend  DOW CHEMICAL  Dividend  DOW CHEMICAL (I)  Dividend  
NORTHFORK BANCORP (I)  Dividend  

PRUDENTIAL FINANCIAL INC. Dividend 
GENERAL ELECTRIC (I) Dividend 
CHEVRON CORP.(l) Dividend
10.
11. USA EDUCATION INC.(2) None 
HOME DEPOT Dividend
12. 
13. 
ALLIED CAPITAL CORP(!) Dividend 

14. 
FLEETBOSTON FINL CORP.(l) Dividend 

15. 
DNP SELECT INCOME INC.(l) Dividend 

16. 
WAL-MART STORES Dividend 

17. 
PROCTOR GAMBLE Dividend 

18. 
EXXON MOBIL CORP. Dividend sell 01/14 buy 01114 buy 01114 
buy 01102 
abandoned 01/02 sell 01/14 lncome/Ga:in Codes: $1,00CI less $1.001-$2,500 $2,501-$5.000 $5.001-$15,000 $15,001-$50.000  
(See Colunms arid 04) $50,001-$100,000 $100,001-$1.000,000 $!,000,001-$5,000,000 =More than $5.000.000 Value Codes: $15,0CO less $15,001-$50,000 $50,001-$100,000 $100.001-$250,000  
(See Colwnns and 03) $250,V00-$500,000 $500,001-$1,000,000  =SJ.000,001-$5,000.000 SS.000,001-$25,000,000 $25,000,001-$50,000,000 $More thall $50,000,000 Value Methi>d Codes Apprai'531  =Cost (Real Estate Only) Assessment CashlMarket  
(See Colwm C2) Book Value Olher  =Estimated  

(See Colwnns and04) $50,001-$100,000 $100,001-$1,000,000 $1,000,001-$5,00Cl,000 =More than $5,000,000 Value Code!I: $15,001) r less $IS,001-SSO,OOO $50,001-$100,000 SIOO,OOJ-$250,000 
(See C'olwnns and 03) S25o.OOO-$SOO,OOO $500,001-Sl,OOO,OOO =Sl,000,00!-$5,00D,OOO =$5,000,001-$25,000,000 $25,00ll,001-$50,000,000 =$More than $50,000,000 Value Methc1d Codes Apprai'lll Cost (Real Estate Only) =Assessment Cash/Matket(See Colwnn C2) Boolk:Value =Other Estimated 

Name Person Reporting 	Date of 
Block. Frederic 
.Page of'7 
-income. value, transcations (includes !hose oflhe spouse and dependent cln1dren. See pp. 34-57 offiling instru::tioms.) 

Vll. .INVESTMENTS and TRUSTS Income during Gross value elld Transactions during reporting period 
O=ription Assets rting period reporting period 
(inc1uding trust assets) 
Ifnot exempt from d1sclosun:
(I) 	(2) (I} Vallll: Type (e.g.
Plitce "(X)" after each asset cx1en11t 	Value
Amount Type (e.g. 
Date: Value Gain Identity 
from prior disclosure 	Code div. renL or. Code2 Melhod buy, sell. Month
Codc2 C'odc buyeriseller 
(A-H) inL) Code3 merger. Day IJ-P) (A-H) (if private 
redemption)
(Q-W) 
1raJ1sac1ionJ 
38. 
BGIE CAPITAL TRUST DEF INT 7.160%  Interest  sell  12122  
6130/38(1)  
PENN ELEC CAPITAL TRUST DEF INT  Interest  

7.34% SET 2039(1) 
CITIGP CAPITAL Vlll DEF INT TRUST PFD STK 6.950% 09/15/31{1) 
39. 
GENERAL MOTORS ACEP CORP PUBLIC INC 
40. 
NTS 7.35%08/08132(1) 
VIRGillflA POWER CAP IJ[ GTD PFD SECS 7.375% 07130/42(1) 
41. 
CONAGARA CAPITAL ADJ CUM .06% 
42. ...
_PFDSR B(l) 
MUNICIPAL BONDS 
43. 
METRO TRANSIT 5.75 7113 
44. 
NYC DEV 6.0 1115 
45. 

46. 	
NYC 6.00 5/1 

NYC 6.0 5116 

47. 

48. 	
NYC SER 5.00 03/15/29(ll) Interest 
Interest 
Dividend 
Dividend 
Interest 
Interest 
Interest 
Interest 
Interest 
sell 03128 
sell 05115 
sell 05/15 
NYS URBAN DEV. 5.375 01/01125(1) Interest 
so. 	NYC SER 6.25 8/19 Interest sell 01102 
51. 	NYC SERE 6.00 5/16 Interest sell 05/15 
ANNUITIES
52. 

53. 	
HARTFORD DIRECTOR(I) None 

54. 	
PRU msc SELECT None Income/Gain Codes: $1,000 ,Dr less =$1,001-$2,500 $2,501-$5,000 $5,001-$15,000 $15,001-$50.000 (See Col111rrms u00D4) $50,001-$100,000 =$100,001-Sl,OOO,OOO $1,000,001-$5,000,000 More than $5,000,000 Value Codes: $15,000 less $15,001-$50,000 $50,001-S!OO,OOO $100,001-$250.000  
(See Col111mns and D3) $250,0CI0-$500,000  =$500,001-Sl,OOO,OOO SJ,000,00J-$5,000,000 SS.'000.001-$25,000,000 $25,00Cl,001-$50,000,000 =$More than $50,000,000 Value Medhod Codes Appraisal  =Cost (Real Estate Only)  =Assessment  =Cash/Market  
(See Col111rm C2}  =Book Value  =Other  =Estimated  

SOU11'HERN CO. 

-income, value, transcations (includes those !he spouse atid dependent children. See pp. 34-57 filing i11struc1lons.)

VII. INVESTMENTS and TRUSTS 
Income during Gross value end Transactions during reporting period  reporting period reporting period 
Descnption Assets (im:liid
 ing trustassets) 
(I) (2) 
(2) lfnot exempt ---
Pla1:e "(Xr after each asset exmpt AmoWll Twe (e.g. Value Value Type (e.g. Date: Value Gain Identity Method buy, sell Month-
fromprior disclosure 	Code div. renL Codc2 Code Code buyer/seller 
(A-H) inL) (J-P) Code3 	merger. Day (J-P) (Ml) (ifprivaleredemption)
(Q-W) 	transaction) 
MONEY MARKET
SS. 
MERRILL LYNCH BANK USA(!) 
56. 
MERRILL LYNCH BANK TRUST(!)
57. 
58.  	MERRILL LYNCH BANK USA 
MERRIIL.L LYNCH BANK TRUST
59. 

60. 
SELIGMAN COMM. INF. 
61. 

IRAF. BLOCK
62. 

63. 	COM STOCK 
ALLIED CAPITAL CORP. NEW 
64. 
DOWCI HEMICAL Dividend
65. 
66. 	
ENTIERC3Y CORP.NEW Dividend 

67. 	
FLEEITB:OSTON FINL CORP. Dividend 

DNPSELECT INCOME INC. Dividend
68. 
69. 	
COHEN STEERS PREMIUM RPF INCOME Dividend REAL.TI[FD INC. 

70. 	
ISHARES TRUST DOW JONES SELECT DIVID None INDEX 1:0 

71. Dividend buy 10/08 
72.  CORPORATE BONDS __J Income/Gain Codes: (See Colmnos aJ