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Judicial Watch • Frederic Block Financial Disclosure Report for 2005

Frederic Block Financial Disclosure Report for 2005

Frederic Block Financial Disclosure Report for 2005

Page 1: Frederic Block Financial Disclosure Report for 2005

Category:Financial Disclosure

Number of Pages:15

Date Created:December 7, 2006

Date Uploaded to the Library:November 13, 2013

Tags:Frederic Block, Frederic, block, ISHARES, 2005, INVESTMENTS, transactions, TRUSTS, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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Government Act of1978 112006 
FOR CALENDAR YEAR 2005 U.S.C. app. IOI-I Person Reporting (last name, first, middle Initial) Date Report Court Organization 
Block, Frederic 
04/2612006
U.S. District Court Title (Article III judges indicate active senior status; Reporting Period magistrate jndges Indicate full-or part-time) Sa. Report Type (check appropriate type) 
01/01/2005 
Nomination, Date
U.S. District Judge 
Initial Annual Final 12/31/2005 
Sb. Amended Report Chambers Office Address the basis the Information contained this Report and any modifications pertaining thereto, is, opinion, compliance 
with applicable laws and regulations. 
225 Cadman Plaza 
Eastern District Court 
Brooklyn, 11201 
Reviewing Officer 	Date 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSJTJ ONS. (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) Officer 	Frederic Block, P.C. 
"--> 
,-::i  c..::::> c:::::i 
(-) :.:.:. 
'-' 
:-::.. "-a 	,:) ::: ..D 
JJ. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) 

 NONE (No reportable agreements.) 

PARTIES AND TERMS 

Name Person Reporting 

04/26/2006
Block, Frederic NON-INVESTMENT COME. (Reporting individual and spouse; see PP 17-24 instructions.) Filer's Non-Investment Income 
IKJ NONE (No reportable non-investment income.) 

(yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except/or honoraria.) NONE (No reportable non-investment income.) 

NEW YORK STATE TEACHERS' RETIREMENT 

IV REIMBURSEMENTS -transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) 

!KJ NONE (No reportable reimbursements.) 

04/26/2006
Block, Frederic 

VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-34 instructions.) 

 NONE (No reportable liabilities.) 

VALUE CODE 

04/26/2006
Block, Frederic 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. See pp. 34-57 instructions) NONE (No reportable income, assets, transactions.)
 -. 
Description Assets 
(including trust assets) 

Place "(X)" after each asset 
exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period  
(I)  (2)  (I)  (2)  (I) not exempt from disclosure  
Amount Code (A-H)  Type(e.g. div., rent, int)  Value Code2 (J-P)  Value Method Code (Q-W)  Type (e.g. buy, sell, merger, redemption)  (2) Date Month-Day  (3) Value Code2 (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction) ALLIED CAPITAL CORP. Dividend AMERICA MOVIL SER LADR (I) Dividend CITIGROUP INC. (I) Interest DNP SELECT INCOME INC. Dividend DOW CHEMICAL
SELL 5123 Dividend DOW CHEMICAL(!) Dividend GEORGIA PACIFIC CORP.(l) Dividend 
SELL 11/14 INTERNET HOLDERS DEP RCPT(!) ITI INDS INC INDIANA(
SELL 10/26 Dividend 
10. LYONDELL CHEMICAL PV(J) Dividend 
11. NORTHFORK BANCORP(!) Dividend 
12. PRUDENTIAL FINANCIAL INC
SELL 5113 Dividend 
13. GENERAL ELECTRIC( Dividend 
14. CHEVRON/TEXACO CORP.(!) Dividend 
15. HOME DEPOT
SELL 5/23 Dividend 
16. ALLIED CAPITAL CORP.(!) Dividend 
17. DNP SELECT INCOME FUND Dividend 
INC.(!) Income Gain Codes: =$1,000 less =Sl,001 -$2,SOO =$2,50 -$5,000 =$5,001 -$15,000 15,00 -$50,000  
(Sec Colwnns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 orless =$15,001 -$50,000 =$50,001 -$100,000 =SI 00,00 -$250,000  
(Sec Colwnns and 03) =$250,00 -$500,000 =$500,001 -$1,000,000 1,000,00 -$5,000,000 =$5,000,00 -$25,000,000  

VII. INVESTMENTS and TRusTS -income, value, transactions (includes those the spouse and dependent children. See pp. 34-57 filing instructions) NONE (No reportable income, assets, transactions.) 

(Sec Colwnns and 04) fs$50,00( -$JOO,OOO =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =Mon: than $5,000,000 =$100,001 -$250,000 (Sec Colwnns and DJ) -=$250,001 -$500,000 =$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00 -$100,000 
04/26/2006
Block, Frederic 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. See pp. 34-57 offding instructions) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(2) not exempt from disclosure 
(2) 
(l) 
Place "(X)" after each asset 
Amount 
exempt from prior disclosure 
Code 
(A-H) 
Type(e.g. 
Value 
div., rent, 
Code int) 
(J-P) 
Value 
Type (e.g. 
Method 
buy, sell, 
Code 
merger, 
(2) 
(3) 
Date 
Value 
Gain 
Identity 
Month 
Code 
Code 
buyer/seller 
redemption) Day 
(if private transaction) 
(J-P) 
(A-H) 
35. CITIGP CAPITAL VIII DEF INT TRUST PFD STK 6.959% 09/15/31(1)  Interest  
36. GENERAL MOTORS ACEP CORP PUBLIC INC NTS .35% 08/08/32( 37. VIRGINIA POWER CAP GTD PFD SECS 7.375% 07/30/42(1) 38. METRO TRANSIT 5.75 7/13 39. NYC IND DEV 6.0 1115 40. NYC SER 5.00 03/15/29(1) 41. NYS URBAN DEV 5.375 01/01/25(1) 42. HARTFORD DIRECTOR(I  Interest Dividend Interest Interest Interest Interest None  SELL  9/12  
43. PRU DISC SELECT  None  SELL  8/20  
44. ABN AMRO CAP VII PFD NON CUM 6.08% PERP 45. ROYAL SCOT GRP PLC 6.35% NONCUM PRF SR-N 46. WALT DISNEY PFD NOTES 11/01/31 47. CATERPILLAR INC DEL 48. MUNIYIELD INS INC 49. NUVEEN QUAL INC MUNI 50. PIMCO MUN INC 51. MAYTAG CORP.PUBLIC INC NOTES 7.875%  Dividend Dividend Dividend Dividend Dividend Dividend Dividend Interest  BUY BUY BUY BUY BUY BUY BUY BUY  5/17 5/12 5125 7/21 5125 5125 5125 5120 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -SIS,000 =$15,001 -$50,000  
(See Colwnns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 More than $5,000,000 Value Codes =$15.000orless =SIS,001 -$50,000 =SS0,001 -$100,000 =$I 00,00 -$250,000  
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =SS,000,001 -$25,000,000  

04/26/2006
Block, Frederic 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. pp. 34-57 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclosure 
52. MAYTAG CORP. PUBLIC INC Interest SELL 7/21 Income during reporting period Gross value end reporting period Transactions during reporting period  
(I) Amount Code (A-H)  (2) Type(e.g. div., rent, int.)  (I) Value Code (J-P)  (2) Value Method Code (Q-W)  (I) Type (e.g. buy, sell, merger, redemption) not exempt from disclosure (2) (3) (4) (5) Date Value Gain Identity Month-Code Code buyer/seller Day (J-P) (A-H) (if private transaction)  

NOTES 7.875% 
53. APPLE COMPUTER INC(!) 
None BUY 4/08 
54. 
MASCO CORP(!) Dividend BUY 418 
55. 
MORTGAGE HOLDINGS INC(l) Dividend BUY 9/12 

56. 
PIEDMONT NATRL GAS NC(l) Dividend BUY 
57. AXAENTERPRISE MERGERS o/o None BUY 418 
AQUIS. (I) 
58. GLOBAL ALLOC. (I) Dividend BUY 9/15 

59. 
APPLE COMPUTER( 

None BUY 418 

60. 
APPLE COMPUTER(!} None SELL 12/30 

61. TREASURY NOTE 3.125% Interest BUY 8/24 I0/15/08(2) 

62. TWY HWY-BRDG (2) Interest BUY 918 

63. 
ACTIVISION INC COM NEW(2} None BUY 10/05 

64. 
AMGEN INC COM (2) None BUY 10/31 

65. 
CAREMARK INC(2) None BUY 8/19 

66. 
COMVERSE TECH.(2) None BUY 918 

67. 
CONOCOPHILLIPS(2) Dividend BUY I0/31 

68. 
CSX CORP(2) Dividend BUY 10/31 Income Gain Codes: *$1,000 less =Sl.OOI -$2,500 =$2,501 -$5,000  D=SS,001-$15,000 "'51 S,00 -$50,000  
(See Columns and 04) $50,001 -$100,000 $100,001 -Sl,000,000 -s1,ooo.001 -S5,ooo,ooo =More than $5,000,000 Value Codes $15,000 orless =$15,001 -$50,000 $50,00 -SI 00,000 =$100,001 -$250,000  
(See Columns and DJ) *$250,001 -$500,000 =$500,00 -$1,000,000 -SI ,000,00 -$5,000,000 =$5,000,001 -$25,000,000  

04/26/2006
Block, Frederic 
VII. INVESTMENTS and TRUSTS income, 11tzlue, transactions (includes those the spouse and dependent children. See pp. 34-57 filing instructions) NONE (No reportable income, assets, transactions.) 
------------
Transactions during reponing period  
Description Assets  Income during  Gross value end  
(including trust assets)  reporting period  reporting period  

(I) 
(I) 
Ifnol exempt from disclosure 
Place "(X)" after each asset exempt from prior disclosure 
69. 
GLAXOSMITHKLINE PLC ADR(2) 

70. 
INCO LTD(2) 

71. 
ISHARES CONSUMER GOODS SEC IND FD(2) 

72. 
ISHARES ENERGY SEC IND FD(2) 

73. 
ISHARES REAL ESTA IND FD(2) 

74. 
ISHARES MSCI JAPAN IND FD(2) 

75. 
lSHARES SP SMALLCAP IND. 

(2) 
76. SMUCKER C0(2) 

77. 
JUNIPER NETWORKS INC(2) 

78. 
LYONDELL CHEMICAL PV(2) 

79. 
MORTGAGEIT HOLDINGS INC(2) 

Amount 
Code 
(A-H) 
Type(e.g. div., rent, int) 
Dividend 
Dividend 
Dividend 
Dividend 
Dividend 
Dividend 
Dividend 
Dividend 
None 
Dividend 
Dividend 
Value 
Code 

(J-P) 
Value 
Method 
Code 

(Q-W) 
Type(e.g. buy, sell, merger, redemption) 
BUY 
BUY 
BUY 
BUY 
BUY 
BUY 
BUY 
BUY 
BUY 
BUY 
BUY 
(2) Date Month Day 
8/24 
10131 
8/17 
8/17 
8/17 
11/04 
8/17 
8/26 
11102 
8/24 
8/24 
(3) Value Code 
(J-P) 
Gain 
Identity Code 
buyer/seller (A-H) 
(if private transaction) 
80. PROCTOR GAMBLE C0(2)  Dividend  BUY  8/23  
81. RAYTHEON DELA WARE  Dividend  BUY  8/24  
NEW(2)  
82. RYDEX ETF INDEX FD(2)  Dividend  BUY  8/17  
83. SP500 EQUAL WEIGHTED(2)  Dividend  BUY  10/31  

84. SCHLUMBERGERLTD(2) Dividend BUY 10/19 
85. SIRIUS SATELLITE RADl0(2) 
None BUY 10/31 Income Gain Codes: =$1,000 less =$1,001  $2,500 oo$2.SOI -$5,000 o.$5,001 -$15,000 =$15,001 -$50,000  
(See Colwnns and 04) oo$50,00 -$I 00,000 ooSI00,001 -$1,000,000 $1,000,001 -$5,000,000 Mon: lhan $5,000,000 Value Codes =$15,000 less =$I 5,00 -$50,000  L=$50,00l -$100,000 =$100.001-$250,000  
(See Colwnns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 s1.ooo,001 -S5,ooo,ooo =$5,000,00  $25,000,000 locomc Gain Codes: $ 1,000 less -Sl,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(Sec Columns and 04)  F-$50,001 -$100,000  G-SI00,001 -$1,000,000 1,000,00 -$5,000,000 =More than $5,000,000 Value Codes -SIS,000 less =$I 5,00 -$50,000 =$50,00 -$I 00,000 =$I 00,00 -$250,000  
(Sec Columns and 03) =$250,001 -$500,000