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Judicial Watch • Frederic Block Financial Disclosure Report for 2006

Frederic Block Financial Disclosure Report for 2006

Frederic Block Financial Disclosure Report for 2006

Page 1: Frederic Block Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:14

Date Created:September 13, 2007

Date Uploaded to the Library:November 13, 2013

Tags:Frederic Block, Frederic, block, 2006, INVESTMENTS, transactions, TRUSTS, dividend, Financial Disclosure, ICE, CIA, income, Judge


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POSITIONS. (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) Officer 
 NONE (No reportable agreements.) 

PARTIES AND TERMS 

IJI. NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filer's Non-Investment Income 
[fil NONE (No reportable non-investment income.) 

SOURCE AND TYPE 	INCOME Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 

SOURCE AND TYPE 2006 	NEW YORK STA TEACHERS' RETIREMENT 

IV. REIMBURSEMENTS -transportation, lodging,Jood, entertainment. (Includes those spouse and dependent children. See pp. 25-27 ofinstmctions.) 
 	NONE (No reportable reimbursements.) SOURCE 

Date Report 
Block, Frederic 
04/10/2007 GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
 NONE (No reportable gifts.) 

VI. LIABILITIES. (lnc/11des those spouse and dependent children. See pp. 32-33 instructions.) 
 	NONE (No reportable liabilities.) CREDITOR 
DESCRIPTION VALUE CODE 

vn. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Income Gain Codes: =.Si,000 less 1,00 -$2,500 0$2,501  $5,000 0=$5,001-$15,000 15,00 -$50,000 (See Columns and 04) =$50,00 -SI 00,000 =$I 00,00 1.000,000 111 1,000,00 I-$5,000,000 112 =More than $5,000.000 
Value Codes 15,000 less 15.001 -$50,000 =$50,00t -$100,000 =$100.001 -$250.000 (See Columns and 03) =S250,00  $500,000 =$500,001 -$1,000,000 =Sl,000,001. $5,000,000 =$5,000,00 -525.000,000 0$25.000,001 -$50,000,000 =More than $50,000,000 =Appraisal =Assessment 
Value Method Codes =Cost (Real Estate Only) ==Cash Market 

(See Column C2) =Other 0llook Value =Estimated 

Date Report 
Block, Frederic 
04/10/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 

(including trust assets) 
Place "(X)" after each asset 
exempt from prior disclosure  
Income during  Gross value end  
reporting period  reporting period  
(I)  (2)  (I)  (2)  
Amount  Type (e.g.  Value  Value  
Code  div., rent,  Code  Method  
(A-H) int.)  (J-P)  Code  
(Q-W)  

Transactions during reporting period 
(1) 
(2) 
(4) (5) 
Type (e.g. 
Date 
Value 
Gain Identity 
buy, sell, 
Month-
Code 
Code 
buyer/seller 
redemption) Day 
(A-HJ 	(if private transaction) 
(J-P) 
FD. Income Gain Codes: 1.000 less =$1,001  S2,500 =$2,50t -55.000 =S5,001  515,000 =515,001 -$50,000  
(See Columns and 04) =S50.00  00.000 =SI00,001  Sl,000,000  111 =Sl.000,001 -55.000.000  112 =More rhan 55,000,000 Value Codes 15,000 less =$15,001  550,000 =$50.001 -SI00.000 =SI00,001 5250,000  
(See Columns and DJ) =$250,001  $500,000 =$500,00 1,000,000 =Sl.000.001 -55,000.000 =55,000,001  $25,000,000 Value Method Codes =$25,000,001  550,000,000 =Cost (Real Estate Only) =More than 550,000,000 =Cash Market  
(Sec Column C2) =Appraisal =Otber =Assessment =Book Value =Estimaled  

Date Report 
Block, Frederic 
0411012007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes thou a/the spouse and dependent children. See pp. 34-60 a/filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  
(including trust assets)  reporting period  reporting period  
(1)  (2)  (I)  (2)  
Place "(X)" after each asset  Amount  Type (e.g.  Value  Value  
exempt from prior disdosure  Code  div., rent,  Code2  Method  
(A-H) int.)  (J-P)  Code  
(Q-W) Transactions during reporting period  
{I) Type (e.g. buy, sell, redemption)  (J)  (4)  (5) Identity buyer/seller (if private transaction)  

NYC IND DEV 6.0 1/15 Interest sell 1/26 
NYC SER 5.00 03/15/29(1) Interest 
36. 
NYS URBAN DEV 5.375 01/01/25(1) Interest redeem 1/3 

37. 
HARTFORD DIRECTOR( None 

38. ABN AMRO CAP VII PFD NON CUM 6.08% PERP  Dividend  
39.  ROY SCOT GRP PLC 6.35% NONCUM PRF SR-N  Dividend  
40. 41.  WALT DISNEY PFD NOTES 11/01/31 CATERPILLAR INC DEL  Dividend Dividend  sell sell  11/22 8/24  
42. 43.  BLACKROCK MUNIYIELD INS INC NUVEEN QUAL INC MUNI  Dividend Dividend  
44.  PIMCO MUN INC  Dividend  
45.  MASCO CORP(  Dividend  sell  7/24  
46.  MORTGAGE HOLDINGS INC(l)  Dividend  
47.  PIEDMONT TRL GAS NC(  Dividend  sell  7/24  

48. AXAENTERPRISE MERGERS AQUIS. (I) 49. GLOBAL ALLOC. (I)  None Dividend  sell sell  7124 7124  
50. TREASURY NOTE 3.125% 10/15/08(2  Interest  sell  12/21 Income Gain Codes: (See Columns and 04) Value Codes (Sec Columns and 03) Value Method Cod



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