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Judicial Watch • Frederic Block Financial Disclosure Report for 2009

Frederic Block Financial Disclosure Report for 2009

Frederic Block Financial Disclosure Report for 2009

Page 1: Frederic Block Financial Disclosure Report for 2009

Category:Financial Disclosure

Number of Pages:9

Date Created:November 8, 2013

Date Uploaded to the Library:November 13, 2013

Tags:Frederic Block, Frederic, block, VANCE, BLACKROCK, 2009, TRUSTS, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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AOIO Government Act 1978 
Rev. 112010 
FOR CALENDAR YEAR 2009 U.S.C. app.  JOI-111) Person Reporting (last name, first, middle initial} Block, Frederic Court Organization U.S. District Court Date Report 05/10/2010 Title (Article III judges indicate active senior status; rmgisrratc judges indicate full-or part-time) U.S. District Judge  Sa. Report Type (check appropriate type) Nomination, Date Initial [Z] Annual Final Reporting Period Ol/Olf2009 12/3 lf2009  
Sb. Amended Report Chambers Office Address 225 Cadman Plaza Eastern District Court Brooklyn, 11201 the basis the information contained Report end any modifkations pertaining thereto, Is, opinion, compliance with appiicablo laws and regulations. Rniewing Officrr Date  

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting lntfividua/ only; supp. 9-13 filing instructions.) NONE (No reportable positions.) Officer Frederic Block, P.C. 

II. 
AGREEMENTS. (Reporting individual only; see pp. 14-16 filing in,,tructions.) [{] NONE (No reportable agreements.) 
Block, Frederic 

05110/2010
Block, Frederic 
Ill. INVESTMENT COME. (Reporting lndiviJfual and spouse; mpp. 17-24 filing instructions.) Filer's Non-Investment Income 
[ZJ NONE (No reportable non-investment income.) 

(yours, not spouse's) Spouse's Non-Investment Income  lfyou ..,,,.. married during any portion the rtporling ytar, complete this section. (Dollar amount rwt required except for horwraria.) 
[Z] NONE (No reportable non-investment income.) 

JV. REIMBURSEMENTS -transportation, lodging, food, entertainment. (fnclude:r thoe spouse and dependent childrn. see pp. 25-27 filing instructiaru.) NONE (No reportable reimbursements.)  
DATES  NATIONAL ASSOC. CRIMINAL DEFENSE LAWYERS /1412009 Int/2009  ASPEN.CO  EDUCATIONAL SEMINAR  TRANSPORTATION. LODGING AND FOOD  NORTHWESTERN UNIVERSITY SCHOOL LAW  4/22/2009TO 4/24/2009  CHICAGO,  PROFESSIONAL EDUCATION  TRANSPORTATION, LODGING AND FOOD  GEORGE MASON UNIVERSITY SCHOOL LAW  11/3012009 121612009  CAPT!V ISLAND, FLORIDA  PROFESSIONAL EDUCATION  FOOD AND LODGING  

Date Report 
Block, Frederic 
05/1012010 JFTS. (lncliufts thou spouse and dependent childrt11: see pp. 28-31 filing instructions.) 
[Z] NONE (No reportable gifts.) 

VJ. LJABJLJTJES. (Includes those spouu and dependent children; supp. 32-JJ filing Instructions.) 
[Z] NONE (No reportable liabilities.) BANK AMERICA SER PFD  Interest  Duy BANK AMERICA SER PFD  Interest  Sold  05/08/09 BECTON DICKENSON  Dividend  Buy  01/13/09 FIRST TAX ADV ANT. PFD INC  Dividend  Sold  06/26/f} BLACKROCK SBJ  Dividend  Buy  06126/('f} EATON VANCE INS MUN  Dividend CITIGROUP CAP. VIII DEF INT TRUST PFD STK6.950%09/15/31  Interest EATON VANCE RISK MANGO DIVRS EQINCFD  Dividend  Buy  07129/('f} ABN AMRO CAP VII PFD NON CUM 6.08% PERP  Dividend  Sold 1/10/09  
10. ROYAL SCOTGRP PLC 6.35% NONCOM PRF SR-N  Dividend  Sold  09115/('f} BLACKROCK MUNMELD INS INC  Dividend  
12. NUVEEN INV QUAL MUNI  Dividend  
13. NUVEEN QUAL INC MUNI PIMCO MUN INC 15. COHEN STEERS CLOSED END OPPTY FD(2)  Dividend Dividend Dividend  
16. !SHARES DOW JONES INDEX  Dividend  Buy  05/08/09  
17. MERRILL LYNCH BANK USA(2)  Interest  Merged (with line19)  

05/10/2010
Block. Frederic 
VD. INVESTMENTS and TRUSTS -income, .ar., 1ronsactio11s Ondudes 1ho spauu and dpendent children; ... PP J4-6o filing instruction.) NONE (No reponable income, assets, transactions.)
-------------" 
------
--o:-----------------1 
Income during 
.... Gross value end Transactions during reporting period 
Description Assets 
reporting period reporting period(including trust assets) 
(4)
(I) 
(2) 	(2) 
(5)
Place "(X)" after each asset 
exempt from prior disclosure Value 
Value (A-H) int.) (J-P) 
Code
>-1 
Date Value 
Identity 
div.. rcn Code 
Method buy, sell, mm/dd/yy Code 
Code buyer/seller 
01/13/09 
Gain
Type (e.g . Type (e.g., Amount Code 
redemption} (J.P) 
(AH) (if private 
transaction)
(Q-W)
_J_ lncome Gain Code: a:S I.000 less k$f,OOJ  S2.SOO .50 -SS,000 =$5,001  $15,000 =$15,00I  SS0.000 ..SS0,00 -$I 00,000 :$100,001 -Sl.000.000 =$1,000,001. S5.000,000 kMOfC lhan $5,000,000 J=Sl5,000orlm :$15.001  S5D.OOO =$50.00  00.000 =SI00,00  $250.000 cS250.00I -$500.000 =$500,001 SI .000.000 =$1,000.001-$5,000,000 =SS,000,001  $25.000,000 =$25,000.001 -$50,000,000 =More than $50,000,000 Value Mcihod Codes 	Qpprais>I =Co.t (Real Estate Only) Assessment =Cnsh Market (See Column C2} =-Other 
--- =Book Value fatimarcd 
-------- :;::::: 
 

05/1012010
Block, Frederic
VII. INVESTMENTS and TRUSTS incom, atue, transaction r1nc1udes those ofspousr and dependent children: '"PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets cluding trust assets) 
Place "(X)" after each asset exempt from prior disclosure 

l._
-- 
(I)  Amount Type (e.g., Value Value Type (e.g., Code div., rent, Code Method buy, sell.
(A-H) _L_:.. 
Transactions during reporting period 
c2> 
Date 
mm/dd/YY 

(3) (4)
Value 
Gain Code 
Code (1-P) 
(A-H) 
(5}Identity buyer/seller(if private 
___j 
---18. FIA CARD SERVICES  Interest  
19. SATURNS-GS 2004-2 SER 5.75% 2115/33  Interest  
20. BLACKROCK WORLD INVT  Dividend  Sold  08/03/09  
21. NUVEEN PREF PLS MUNI  Dividend  Buy (add'I)  11/10/09  
22. RESEARCH MOTION LTD  None  
23. VERIZON COMM COM  Dividend  Buy  05113109  
24. WESTERN ASST/CLAYMORE TREAS. INFLATION  Dividend  Sold  01/16/09  
25. WESTERN ASSET/CLAYMORE JNFL .-LNKD OPT INC FD-  Dividend  
26. IRA BLOCK  
27. ALLIED CAPITAL CORP NEW  Dividend  
28. ANNALY CAP MGMT INC  Dividend  Buy (add'  07/14/09  
29. ARROW ALTERN. SOLUTIONS  Dividend  Sold  12115/09  
30. BLACKROCK PFD INC STRAT  Dividend  Sold  06129/09  
31. BLACKROCK PFD CORP INC  Dividend  Sold  06/29/09  
32. CGM ADVISOR TARG.EQ. 33. DWA TECH LEADERS PORT 34. EATON VANCE DIVIDEND BLDR CLC  Dividend None Dividend  Sold Sold  03/06/09 07/17/09  


!-- ---------------  --- . Income Gain Codes: :..Sl,000 le"sB :.$1,001 $2.500 
 (Sec C"olumn and 04) =S50,00I -St00.000 --G =1100.001  Sl.000 000 Value Codo =St 5.000 less =S15.00l. $50.000 
(See Column and DJ) =$50.001  $500.000 =SS00.00  ,000.000 ..S25.000.00I  $50.000.000 Vllluc Method Codes =Appr:ti'