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Judicial Watch • Frederick A Daugherty Financial Disclosure Report for 2003

Frederick A Daugherty Financial Disclosure Report for 2003

Frederick A Daugherty Financial Disclosure Report for 2003

Page 1: Frederick A Daugherty Financial Disclosure Report for 2003

Category:Financial Disclosure

Number of Pages:23

Date Created:February 2, 2005

Date Uploaded to the Library:November 13, 2013

Tags:Brokc, Frederick A Daugherty, Daugherty, broker, Frederick, redemption, Oklahoma, FBI, COUNTY, 2003, EPA, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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Government 15178 Calendar Year 2003 u.s.c. app. 101-m 	Person RepC>rting (Last name, FlfSt 1nme, Middle initial) Daugherty, F'rederick: Title (Artic:le Judges indicate active senior status; magistrate judges indicate U-or pa,rt-time} Court Organization Date ofReport WD, Oklahoma 5/3/2004 ReportType (check appropriate type) Reporting Period Nomination, Date 1/1/2003 Initial Annual Final 
112131/2003 Onthe basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance Chamb:rs r Office Address 
,None 
with applicable laws and RgUlations. Reviewing Officer 
IMPORTANT NOTES: The il11S1111ctions accompanying this fonn must followed. Complete all parts, checking the NONE box for each part wheiie you have reportable information. Sign last page. POSITIONS. (ReportmgindMdual only; see pp. 9-13 offilingins1roctions) NONE -(No reportable p>Siitions.) 
PosmoN NAME ORGANIZATION/ENTITY T1ustee Trust 
Member Board (Non-votiig) 	4Sth Infantiy Division Museum Trustee Trust 
II. AGREEMENTS. porting individual only; see pp. 14-16 filing instructions) ll!l NONE -(No reportablc:llP'!ICIDCllls.) 
;;o rr1 (") I""Q1 
-.. iT! 
-'''f 
AND TERMS 	1o...t. 

Daugherty. Frederick 
Ill. NON-INVESTMENT INCO:N:IE.(Reportmg individuiil and spouse; see pp. 17-24 offiling instructions) Filer's Non-Investment focom 
NO..Nl.... (No reportable _non-investment income.)
SOURCE AND TYPE 

(yours, not spouse's) Spousc's Non-Investment Incom6fyou were manied duringany portionofthereportingyear, please complete this section. (dollar amount not required c:xcept for honoraria)  
 NONE -(No repot1able non.-investrnent income.) 
SOURCE AND TYPE 
IV. REilv.fBIJRSEMENTS-ttansportation. lodging. fOod. entertainment. 
(Includes those spouse and dl:pendent cbildrm. See pp. 25-27 instructions.) 
l;!J NONE (No such reportable reimbursements.) 

 
SOURCE DESCRIJPTION GIFTS. (Includes those spoo.'IC and dependent children. See pp. 28-31 instructions.)  NONE -(No such reportabl1 gifts.) 
DESCRIPTION 
VI. 	LIABILITIES. (Includc:s those spouse and dependent children. See pp. 32-34 ofinstracti.ons.) NONE (No reportable liabilities.) 

Date ofReport=:J
Name Person Reporting 

age Daugherty, Frederick 5/31200ne-Tulsa. Pub. FAC Aut111. lntmst T18 !n::ome/Gain Codes: S.1;00!oriess s s1.oo I-S"..500 $2,.501 '$5,000 ssoor.s:1:S.ooli l'15,001-SS0,000 (Se.:: Colii1nms and D4) l:.so,cxHsroo.ooo SlOO.OOJSl,000,000 $1,000;00!.SS,OOO;OOO =More thao. SS;000,000
::.. Value Codes: $15,0m cfu.:losurc 
(l) (2) 
(2) (I) 
(2) (3) (4) Value Value
Amount 	Value
Plal::c (X) after each asset r.xc:mi 	Type (e.g. Code2 Type (e.g. Date: Gain Identity 

from prior disclosun: 	div. nmL Method buy. sell Month-Code2 Code! buyer/seller
Code 	Code3 
(A-!-{)
(A-H) int) (J-P) merger. Day (J-P) (ifpi:iva.te{Q-WJ1 redemption) transaction) 
.Nuvc:en Inst. lnten::st Buy 1-14 Broker 
uvc:en Inst. 
38. 
.PRc
39. 
40. OKI::t.G/OBond  lnten:sl  Sold  10-22  Broker  
Interest  Redemption  7-1  Broker  Interest  Sold  7-15  Broker  

42. Sold 8-1 Broker
"Univ 
Interest 
BAI'-IKS:: 
Banl:. Oklahoma 
43. 
Banit Oklahoma 
44. 
45. 

46. 

47. 

48. 

49. 

so. 
Sl. 
52. 
Allc1gia11c:e Credit Union
Aile;gia11ce Credit Union 
First Bank, OKC 
Loall Okla. Bank-OKC 
Uni C:odeS:  .A: :::a;(l(l(for.less  "'. SI,CXH,,$2;500  si;so;s.OIJO  =S5,001-Sl5,000 lol5,001-$50,000  
(See Cohmms and D4)  _.,, t.so,ocM100.ooo - Sl00.:09l..;$.JD00.00o    1fr s1i000;001$5;ooo;ooo =Mote than. $S,OOO,OOO Value Codes: 3as,ocli:J:0!:':1ess m,Ofrl-SSDoilo $50,'00hS100;000 Sl00,001-$250,000  
(See Cohumis and D3) $251),tlOQ.:$500;000  Cl. S500,00l..Sl;OOO,OOO   s1;000;001-ss.ooo;ooo $5,000,001-s:?S,OOO;OOO ,;;;OOO;OOl-SS0,000;000 "'$More:tha;,,.$50;0oo;OOO aluo Me:thod Codes Appraisal Cost (Real Estate Or>Jy)  =-Assess!ll"'..nt CashlMarkot  
(See Col= C2)  =Book Value  =Other  =Estimated  

FINANOCAL DISCLOSlJRE REPORT 
Name Person Reporting Date:: ofReport
1,. 
VII. ThrT.ESTNT and TRUSTS -income, value, transcalions (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) kscription Assets nclucling trust assets)  Income during reporting period  Gross value end reporting period  Transactions during reporting period  

oot exempt from disclosure 
(2) 
(I)
(!) 
 
place "(X)" after each asset excioipt from prior disclosure 
19. 6PRC:Bonds 
Amount Code (A-H) 
Type (e.g. 
div. rent int) 
Interest 
Value Value 
Code2 Method (J-P) Code3 (Q-W) 
(5)  
Type (e.g. buy, sci merger, redemption)  Date: Month-Day  Value Code2 (J-P)  Gain Code (A-H)  Identity buyer/seller (ifprivate traii:Saction)  
Redemption  7-1  Brokt.'f
4PRC:Bonds 
Interest 
Redemption 
Brok1:r
20. 
21.  Okia.  Interest  Redemption  7-15  Broker  
22. MllD. Pwr. Auth.  Interest  Buy  9-25  Brokc:r  
23. :..G REGTS Univ. Ctl'  Interest  Buy  6-12  Brok1:r 
24. Wtr. Utils  Interest  Buy  7-16  Brokc:r  
25.  c. Mech CLG Rev.  Interest  Buy  8-28  Broker  
26. Mun. Auth Cap Illl:lPT Rev  Interest  Buy  8-18  Brokc:r  
27. cLG BRD Regts Univ CTA  Interest  Buy  6-12  Brokc:r 
28. CBonds  Interest  Redemption  7-1  Broker  

7-28 
Buy
Cal.amos High Inc. Fd. 
Interest 
Broker
29.
11-19
Cal amos High Inc. Fd. 
Sold
Interest 
Brokc:r
30. 
31. Gil'  
32. veen1Inst  
33. Nuveen .Inst  
34. m.wtr Res.  
35. Cal:amos High Inc. Fe!.  
36. Cal.amos High Inc. Fd. Income/Gain Codes::  ;,; !IH.OOitor less  
(See Columns and 04) $.5Cl;O:t:l'-SOO;OOO Vhlue Codes:. $15;000or less  
(See.Colwnns .Cl and D3) $250,lll0()..$500;000 $25;000;001-$50,000,000 Vab.?. lvfoth:rd Codes  =Appncisal  
(See Colwn:1 cz;  =Bok Value 
Interest  Sold  Buy  
Interest  Sold  
Interest  Buy  
Interest  Buy  
Interest  Sold  

11-1  Brokc:r  
1-14  Brokc:r  
10-22  Brokc:r  
10-22  Broke:r  
6-12  Broker  
11-19  Brokc:r  

 $1;00-1 '$2;500 ='Si?.SOlSS,-000 ss.001-:m.ooo $100J)OJc$hQ00.000 Hl :s1.ooo,001 css;ooo;ooo H'.1.. =MarethanSS.000,000 SlS,OIH.$5,000 $50,001$1-00;000 $100,001-$250;000
$500,00l;$1;000,000 $!,OO!);OOl,SS,000;000 $5;000,00l-$.25;000,000 sM:ore:than sso,ooo;ooo =Cost (Real EstateOnly) =Assessment CashfMmke: =Other Estimated 
FINANClAL DIScLOSURE REPORT Date ofRepo1t
Name Person Reporting Page 3of5 Daugherty, Frederick 
51312004 
VIL INES T!v.fENTS and -income, value, tnmscations (includes those oflhc spGUSC and dependent children. Sec pp. 34-57 offiling instructions.) 
37. 38. 39. 40. 4l. Dcscriptioo Assets (including trust assets) Place "(X)' after each assel exempt fmm prior disclooure Nuveen Inst Nuveen Inst 5PRC St. G/O Bond Uruiv. Central JncGMC during reporting period (I) (2) Amowit Type (e.g. Code! div. rent. (A-H) int.) Interest Interest Interest Interest Interest Gross value end reporting period (!) (2) Value Value Codc2 Method (J-P) Code3 (Q-W) Tl'llllSaCtions during reporting period (I) not ex:empt from disclosure (2) (3) Type (e.g. Date: Value buy, sell Month-Code merger, Day (J-P)rcdemptioo) Buy 1-14 Sold 10-22 Redemptio11 7-1 Sold 7-15 Sold 8-15 (4) (S) Gain Identity Code buyer/seller (AH) (if private tr.ui>.i.ctian) Brokef" Broku Broker Broker Broker  
42.  BANKS:  
43. 44. 45. 46. 47. 48. 49. 50. 51. 52. 53. 54.  Bw:ik Oklahoma Bank Oklahoma Allegiimce Credit Union Allegiimce Credit ion MidFirst Bank, OKC w:al Okla: Bank -OKC Union Bank OKC -Acct. Union Banbk-OKC -Acct. Mass. Mutual Fund Sharehol der Mass. Mutu;i.1 Servie< Co. Mass. Mutual Life Ins. Co. Sin gle Premium Life Ins. Salom)n Smith Barney Money Fund Acct Merrilll Ly11cl:i Money Ftmd Acct. Interest Interest Interest Interest Interest Interest Interest Interest Dividend Dividend Div idend Interest  Name Change during2003 Name Change during2003 Income/Gain Codes: :s:i.ooicir less  =Sl,001  ':" s2;sm-;000 ss.001-S1s;ooo  
(Sec ColUill!ll> and D4)  "':o5o;o:n'-1>100,ooo S100. 001:-Si 000,000 =s:;;ooo;oo1css,ooo.ooo =More than $5,000,000 Value Codes: $15.000 less Sl5,001-S50,000 sso.not-smo.ooo SiOO,OOl-$250;000  
{See.Colwmis andD3) $250,{)00-$500;000 SS00,00141,000,000 ;OOO;OOI-$5,000;000 $5,000,00 l-S25;ooo;OOO -:; S25,000.00!-S50,000,000  P4 SMarc than $50,000;000. Vaiue l11fothod Codes ,lpprasal Cos: (Real Estate Only) Assessment Casb/M.arket  
(See Colurru'' C2) 3m>k Valu  =Other  Z/ Estimated Page k Value  =Other Estimated  

FINANOCAL DISCLOSURE REPORT NameofPersonReporting ... Page Daugherty, Frederick Income during Gross value end Tnmactions during reporting period 
A.. 
I)escription Assets 
(including trust assets) reponing period not exempt :from disclosure 
(I) (2) (1) {2) (2)
Value Code2 (J-P)  Gain Code (A-H)  (!i) Identity buyer/seller (ifprivate traiiiSaction)  

Date: 
Month-
lace "(X)" after each asset exempt Amount Type (e.g. Value Value 'fype (e.g. buy, sclL 
ptirum prior disclosure 
Code div. rent. Code2 Method 
int.) (J-P) Code3 	merger, Day redemption)
(Q-W) 
None
1-Cemetery Lot -Okla. City,
73. 

74. 
2-Bu rial Crypts, Okla. City, 	None Incomc/Gai11 Codes: $:J,OCOor less =Sl,OOJ;$2;soo .. '=.$1;1$5,-000 ;00l$!5,000 
{See Colum:os and 04) .:sso.001-si-00.000 .,;,.$100,00lS.loOO.O()O =S1;000,001;.SS;OOOi()Ql) .. =MorethmSS;ooo;ooo Value Cdes: :$15;000 adess $15,-00hSiO;DOO :ssil,00$100;000 00,001-$250;000
(Seo (:;olUIIll:is ancfD3) S2:i0,000SSOO;OOO ss0oo01$1,ooo,QQiJ .::$i,000;001 :$,000;000 $.5;00Q,l)(ll;$25,000,000 
Pi,;; 5>25,000ioOl .$50,000.{lOO $More th,,,; $50;()00;000 Value Method Codes Ap1misal Cost(Rea:lEstate OnlY,)   Assessmen: 
(Se1l Coiumn CC.) "'Bmlk Value  :J:he:r Estimated certify that all information given above (including information pertaining spouse and minor dependent chilldren, any) accurate, true, and ccimplete the best Jcnowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported ru'e compliance' with the provisions U.S.C.  et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT1''1AY SUEIJECT CIVIL .A.ND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts 

Suite 2-301
One Columbus Circle, N.E.
Washington, .C. 20544  OTJ OMPA U-PRC OTPK  Interest Interest Interest Interest  
Schedule  16A "1.  O'T1 -Tpk. Wtr. Res. Bd. PRC Rural Ent. 01K Inc. B/R Univ. Okla. S.apulpa Mun. Auth. O:K Dev. Fin. Auth. St. Wtr. Res. Bd. Mcilester .Pub Wks  Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest r r r  
17A  PRC G'.RDA O:K St. Tpk. Auth. St. Mun. Pwr. Auth MLU:ti. Intermediate Duration Fd. Inc. Mic:l!.lester Pub Wks  Interest Interest Interest Interest Interest Interest  r r