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Judicial Watch • Frederick J Kapala Financial Disclosure Report for 2007

Frederick J Kapala Financial Disclosure Report for 2007

Frederick J Kapala Financial Disclosure Report for 2007

Page 1: Frederick J Kapala Financial Disclosure Report for 2007

Category:Financial Disclosure

Number of Pages:9

Date Created:December 11, 2008

Date Uploaded to the Library:November 13, 2013

Tags:Kapala, Frederick J Kapala, Frederick, illinois, Estate, trust, 2007, transactions, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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POSIT! NS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) Trustee Trust# 
Trustee Trust# 
Director 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
NONE (No reportable agreements.) 1213112007 State Illinois Retirement System, pension benefits payable retirement after age 

4/20/2008
Kapala, Frederick 
Ill. N-INVES TMENT INC ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) 

AND TYPE INCOME 
(yours, not spouse's) 2007  State Illinois -Circuit Court Judge compensation 80,027.88  
2.2007  State Illinois -Circuit Court Judge retirement payments 79,924.92 Spouse's Non-Investment Income -I/you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 

AND TYPE 12/3112007 Catholic Diocese Rockford, substitute teaching 
IV REIMBURSEMENTS -transportation, /odging,food, entertainment 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) 

Kapala, Frederick 
4/20/2008 
V GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 

NONE (No reportable gifts.) 

VALUE  
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) NONE (No reportable liabilities.) Wanda Brungart personal loan DESCRIPTION  VALUE CODE  

Date Report 
4/20/2008
Kapala, Frederick 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children: see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (2) (I) (2) 
(4) 
Place (X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure div., rent, Code Method buy, sell, Month-Code Code buyer/seller
Code 
(A-H) int.) (J-P) Code redemption) Day 
(A-H) 
(if private 
transaction) Chase Bank account Interest Blackhawk Bank account# Interest 

11. 
First Trust SP Target SMID Portfolio Dividend Sell 715 

12. 
First Trust Small-Cap 2007-3 Term 9/30/08 Dividend Buy 716 
13. 
First Trust Equity Income Select Dividend 

14. 
First Trust Investment Grade Closed End Dividend Buy 
Term 14/09 
15. First Trust Portfolios Large-Cap Dividend 
Growth Port Series 
16. First Trust Portfolios Large-Cap Value Dividend Port. Series 
17.  First Trust Target VIP June 2006  Dividend  Sell  916 Income Gain Codes: (See Columns and D4) Value Codes (See Columns and D3) Value Method Codes (See Column CZ) =$1,000 less =$50,001 -$100,000 J=$15,000 less =$Z50,00 -$500,000 =$Z5,000,00I -$50,000,000 =Appraisal =Book Value =$1,001 -$Z,500 =$100,001 -$1,000,000 K=$15,001 -$50,000 =$500,00 -$1,000,000 =Cost (Real Eslate Only) V=Other =$Z,501 -$5,000 =$1,000,001 -$5,000,000 =$50,I -$100,000 Pl=Sl,000,001 -$5,000,000 P4=More than $50,000,000 ""Assessment W=Estimated =$5,001 -$15,000 =More than $5,000,000 =$I 00,00 -SZ50,000 =$5,000,001 -SZ5,000,000 =Cash Market =$15,001 -$50,000  

Kapala, Frederick 
4/20/2008 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(2) (I) (2) (2) 
(5) 
Place (X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  Month Code  Code  buyer/seller  
(A-HJ int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-HJ  (if private  
(Q-W)  transaction)  

18. 
Van Kampen CS Global Real Estate Dividend Buy 4113 

19. 

Sell 11/16 

20. 
Van Kampen Small Cap Strategy 2007-4 Dividend Buy 917 Tenn 11128/08 

21. 
Van Kampen Large Cap Growth Strategy Dividend Buy 711 2007-3 Tenn 10-9-08 

22. 
Van Kampen Global Divd Strat 2007-4 Dividend Buy 10/l Tenn 12/31/08 Income Gain Codes: =SJ,000 Jess =SI ,00 -$2,500 =$2,50 -$5,000 =S5,00J -$15,000 =SI 5,00 -$50,000  
(See Columns and D4) =$50,001 -SJ00,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 Jess =SI 5,00 -$50,000 =$50,001 -$100,000 =$I 00,00 -$250,000  
(See Columns and D3) =S250,oo -$500,000 =$500,00 -$1,000,000 1,000,00 -$5,000,' =$5,000,00 -$25,000,000 =$25,000,00 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real.Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  
----  

Date Report 
Kapala, Frederick 
4/20/2008 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see pp. 14-60 filing 
instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end 

Transactions during reporting period 
(including trust assets) reporting period reporting period 
(2) (I) (2) (I) (2) (3) (4) (5) 
Value Value Type (e.g., Date Value Gain
Place "(X)" after each asset Amount Type (e.g., Identity 
Code (A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private (Q-W) transaction) 
exempt from prior disclosure div., rent, Code Method buy, sell, Month -Code Code buyer/seller 
Buy 1/16 
36. !shares Lehman AGG Bnd Dividend Buy 1/12 
!shares TIPS Dividend Buy 11/16 
38. IsharesTr Rusi 2000 Grow Dividend Buy 1/12 
!shares Rusi 2000 Yalu Dividend Partial Sale 8/16 Income Gain Codes: 1.000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000  
(See Columns and 04) =$50,00 -$I 00,000 =$100,001 -$1,000,000 =$1,000,00 -$5,000,000 =More than $5,000,000 Value Codes 15,000 orless =$15,001 -$50,000 =$50,001 -SI00,000 =$100,001 -$250,000  
(See Columns and D3) =S250,00 -$500,00C  =$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,00 -$50,000,000 =More than $50,000,000 Value Method.Codes =Appraisal "'Cost (Real Estate Only) =Assessment "'Cash Markel  
(See Column C2) =Book Value =Other =Estimated  

4/20/2008
Kapa la, Frederick 
VII. INVESTMENTS and TRUSTS -income, value, transactions