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Judicial Watch • Frederick J Scullin Jr Financial Disclosure Report for 2003

Frederick J Scullin Jr Financial Disclosure Report for 2003

Frederick J Scullin Jr Financial Disclosure Report for 2003

Page 1: Frederick J Scullin Jr Financial Disclosure Report for 2003

Category:Financial Disclosure

Number of Pages:12

Date Created:February 3, 2005

Date Uploaded to the Library:November 13, 2013

Tags:Frederick J Scullin Jr, scullin, Frederick, Putnam, Lynch, account, Growth, court, 2003, EPA, TRUSTS, IRS, Financial Disclosure, ICE, CIA, income, Judge


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the year2003. Thank you for your consideration this matter. 

Enclosures 

Very truly yours, 

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AMEHDED 
FINANCIAL DISCi...OSURE REPORT 
111 Governmeat Act 1978 
Calendar Year 2003 U.S.C. app.  Ull-111) PetSOJ> Reporting (Last name, First name, Middle iailial) Court Organization Date ofReport  
Scullin, Frederick  U.S. District Court (NDNY) Title (Article Judges indicate active scnior status; RcportTypc (check appropriate type) Reporting Period  
magjstratc judges indicate fuD-or pert-time) Nlllllinatim.  Date  2110/1992  1/112003  
aucru.s. Distric Judge-Acti Jnilia1 l'lDl1 12/31flOOJ Ciambas Office Addi=: the basis the infonnalion contained this Report and any  
POBox72SS  modifications pertaining thucto. is. opinion. compliance with applicabJc laws and regulations.  
100 Clinton Street  
Syracuse.NY  13261    Reviewing Officer.  

IMPORTANT NOTES: The iaslructions accompeayiDg this fonn must followed. Complclc alJ11111s. c:hccking the NONB box far each pert whc=:you baYC Jq>OlblbJc intUmatiolL Sip CJD Jut page.  POSMONS. (Rt:porting indiridaaI on1y; see PP. 9-13 ortg inslradions) NONE -(NoRpOdablcposilions.) 
NONE 
c::;' 	AGREEMENTS 14-16offiDginstrudions) C") ::i:--m, .,, c:=
 NONE -CNoicpodllbJeagrecmcnlS.) 	(/):::
c::l> ::0 :z:: 	-rir-Pl NON-INVFS1MENT INCOME. (Reportingindividual spouse:; see pp. 17-24 offilmgiulructiom) 
c,am. DOI IJIOlllC'I) 

.AMENDED  
Scullin, Frederick  7/30/.04  

-transportation. lodging. food. entertainment. 
IV. REIMBURSEMENTS 
(lnCludcs those spomc and dependent children. Sec pp. 25-27 instructions.) NONE -(No such reportable rcimbum::mcnts.) 
NY. lntcllcctual Property AssociatiOD Annual Dinner 3/28/'.2003 New YOik City( hotel and food). (Includes those spouse aoc1 depmk:nt dlildrcn. Sec pp. 2g..31 orinslmctions.) li!l NONE -(No such reportable gifts.) I.IABlllIIFS. (Inchulcstboscofspomemddqlcndentcbildrm. Sccpp. 32-34 ofinsb:uctions.) li!l NONE -(No RpOrtabtc liabilities.) 

AMENDED 	REVISED 7-/27/04 
 

FINANCIAL DISCLOSURE RE.PORT 
Date ofRqiort 
Name Pcmori Reporting 
Scullin, FtcdcrickJ
7/30/04 
Vll. .JNVESTMENTS and TRUSTS -income, 'Value, umscalions CiDcloclcs those ortbc SJ1D11SC 111c1 depcndcut dWdrcn. See PP. 34-57 orfilin8 instructions.) 
Description Assdl (lllCludiDg lnlSt lllSCIS) 
Place "(X). dcr CllCh ISScl Cllenipl om prior dilClolllrc 

DNONE (No npcrnabJe in-, lllCll, wtl'USllCliom) 	ewe Lenox (real cs1ate) Limited Partnenhip ewe Investors (real estate) Umitcd Partnership 	
MassacbuseUs Mutual SPLD 	
IRA Oppc:ahcimerMutual FllDd MUD Screet 	IRA-MASS.FINANCIAL SPECTRUM FUND (formaiy)Bradfonl 'Jhllt 	Lord Abbott llloping Gmwlh Fund. 	Pulnam Growth Opportunities (90) Incomedurimg rqxirliagpcriDd 
(I}  l2}  
Amoud Code  (e.g. diY. rc:oL  
(A-H)  inl.)  

Nono DMdead 
Bone 
None 
None o-m.  eoa rcparting period 
(l) 
vahie Valuo Codo2 Method 
Code3 
(Q-W) T 
(I) 
'I)po (e.g. bu,y,scl, 
-=rpr, 
Sell 

Tnnsaclions durina reporting pr:riod 
not cxaqit disdcsure 
(4) (S)Date: ... Gain JclcmiryofMonda-Coclc2 Code lluymlaJlcr
Day 

(J-P) 	(ifprivltoll'lllsllclion) 
OSI09 	
Putnam Growth Oppartunitics (93) None Sell OSI09 	
.JRA MFS Reseln:h None 

10. 
9mAPutnum Growth Puncl 	None 

11. 
.FRANXLIN BQUrJ"Y (name c:huge to: CspiblJ IC. Oiowtb) Bone 

12. 
Equity (name changed to: Capital Growth

Bone 
13. 	
 Mcmll Lynch CMAAccount None 

14. 
9Mcrrin Lynch CMAAccount-None IS. -Mc:nillLynch CMA Account Nmie 

16. 	-Merrill Lynch CMA Acc:omlt -None MPS Slnitegic Growth* None 
18. 	MFS Strategic Value None  
OS/09  
Buy  OS/09 AMENDED 

Name otPenooR.cporting 
Scullin, FralcrickJ 
OIOu value 

lncoml during 

 daringponing period
Dcacriplion Alsell 
npar1lng period 

nporling period 
(including1nllt llllCll) 

DOl CXcq>l
{I)
(1) (2)

(1) (2) 

DP::
1)pe (e.g. 

ldcutltyof 
buyeifldler
(lf'privltc
llanslc:tioa) 
Vlh!O 
Value 
Gain
Plai:e "(X)" after eaeh llllCt ccmpt 

Amoual Type (e.g.
from prier dilclolllle 

div. 1a11. 
Mondi
.,. ...
Mclliod
Codo2 Codc2Codli 

lllmpl'. 
1>11)'
iedaqiliclll) 

(AH)
(J-P) 
(J-P).

(A-H) id.) (W) 
OS/09

None 
Buy

19. Putnam Mid-Cap Valuc(097) 
Buy

None
Putnam Mid-Cap Value (098) AMERDED 
Name cif PelDI Rcpottiug 
Dateofkcport
SCULLIN Frederick 
7/30/04 
VIII. ADDffiONAL INFORMATION EXPLANATIONS (Indicate part Report.) 
IX. CERTIFICATION. certify 1hat all information given above {including information pertaining spouse and minor dependent children, any) accorate,true,andcompletetothcbcstofmyknowledgeandbeliandthatanyinfonnationnotreportedwaswitbheldbecauseitmetapplicable statutory provisions permitting non-disclomni:. further certify that earned income from outside employment and honoraria and the acceptance ofgifts wbichhave beenreported are 
 
compliance with the ODS of5 U.S.C. app.,  501 et. seq., U.S.C.  7353 Judicial Confcmncc 
Signature Date 
NOTE: ANY INDIVIDUAL FALSIFIES OR.FAILS FILE TinS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANC"IlONS U.S.C. App.,  104.) 
,..; __; 
' 
A0-10 Re,.112002 	Person Reporting (Last name, First name, Middle initial) Scullin, Frederick Title (Article Judges indicate active senior status; magistrate judges indicate full-or part-time) 
ChiefU.S. Distric Judge"r Acti Chambers Office Address Box 7255 100 Clinton Street Syracuse, 13261 

Calendar Year 2003 Court Organi7.ation 
U.S. District Court (NDNY) ReportTypc (check appropriate type) Nomination, Date 2/10/1992 
@Annual Initial Final Date ofReport 5/1112004 Reporting Period 
1/1/2003 1213112003 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. 
Reviewing 
IMPORTANTNOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part 
where you have reportable information. Sign last page. POSIDONS. (Reporting individual only; seepp. 9-13 filing instructions) NONE -(No reportable positions.) NONE AGREEMENTS. (Reporting individual only; see pp. 14-16 offiling instructions) 
 NONE (Noreportableagn:cmcnts.)
 NON-INVESTMENT INCOME. (Reportingindividnatandspouse;seepp.11-24offilinginstructions) 
 NONE -(No reportable non-investment income.)
r-"'"'1

o-. .__, cnz 0-c::> :::iz  :mo -nr-< ,..
l'Q 

GROSS INCOME (yours, not spouse's) 

Name Person Reporting 
Date Report 
Scullin, Fm:lcrick REIMBURSEMENTS transportation, lodging, food, entertainment

(Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No such reportable reimbursements.) Intellectual Property Association Annual Dinner 3/2812003 New York City (transportation, hotel and food). GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
 NONE (No such reportable gifts.) LIABILlTIES. (Includes those spouse and dcpeadent childn:n. See pp. 32-34 instructions.) 
 NONE (No reportable liabilities.) 

Name Person Reporting 
Date Report 

Scullin, Frederick 
5/11/2004 
VIL JNVESTMENTS and TRUSTS -income, value, transcations {includes those the spouseand dependent children. See pp. 34-57 filing inStructions.) Income during Gross value end 
Tnnsactions during reporting period Description Assets 
reporting period {including trust assets) exempt ftom disclostR 
(l) 	(1) 
(5)Place "(X)" after each asset exempt 
fromprior disclosure Type {e.g. Date:

Amolmt Type 
Value Value Value 

Gain ldentltyof 
Method buy, sell, Month-Codel div. rent Code2 Code2 Code buyer/seller 

(A-ff) 	(J-P) Code3 merger, Day
int.) 	(J-P) 
(A-H) (if private (Q-W) redemption) transaction) 
DNONE  {No repol18blc incom;, BBBell, transactions)  ewe Lenox (real estate) Limited Partnership  None  CWC Investors (real estate) limited Partnership  None  

Massachusetts Mutual SPID Dividend 	
IRA OppcnheimCl"Mutual Fund Main Street Dividend 	
IRA-MASS.FINANCIAL SPECTRUM FUND (Connerly) Bradford Trust 	
Lord Abbott Developing Growth Fund. None 	
Pulnam Growth Opportunities (90) None Sell 05109 	
Putnam Growth Opportunities (93 None Sell 05109 IRA MFS Research 	None llJRA Putnum Growth Fund 	None 
11. 
laFRANKIJN EQUITY (name change to: Capital Growth) 

12. 
Fnnk.lin Equity (name changed Capital Growth 

13. Mc:rrill Lynch CMA Account 	None 

14. 
-Merrill Lynch CMA Account-	None 

15. 	
-Merrill Lynch CMA Account None 

16. 
-Mc:rrill Lynch CMA Account 	None 

17. 	
MFS Strategic Growth* None Sell 05109 	MFS Strategic Value None Buy 05109 v:MelhOOCOOes 
J 

Name ofPerson Reporting
FINANCIAL DISCLOSuRE REP9RT 
Date Report 
Scullin, Frederick. 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been 
reported are compliance with the provisions U.S.C.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: Ami INDIVIDUAL WHO KNOWlNGLY AND WILFUILY FALSIFIES ORFAil..S FILE nns REPORT,MAY SUBJECJ' CIVIl. AND CRIMINA SAN010NS U.S.C. app.  104) 

FILING INSTRUCTIONS Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544