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Judicial Watch • Gary L Sharpe Financial Disclosure Report for 2006

Gary L Sharpe Financial Disclosure Report for 2006

Gary L Sharpe Financial Disclosure Report for 2006

Page 1: Gary L Sharpe Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:10

Date Created:September 4, 2007

Date Uploaded to the Library:November 13, 2013

Tags:Sharpe, Gary L Sharpe, oppenheimer, Merrill, Lynch, stock, 2006, EPA, transactions, IRS, Financial Disclosure, ICE, CIA, income, Judge


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Government Act 1978 
Rev. 112007 
FOR CALENDAR YEAR 2006 U.S.C. app. JOI-I Person Reporting (last name, first, middle initial) Sharpe, Gary Court Organization U.S. District Court, NDNY Date Report 05/10/2007 Tide (Article Ill judges indicate active senior status; magistrate judges indicate fuU-or part-time) District Court Judge, Active  Sa. Report Type (check appropriate type) Nomination, Date Initial  Annual Final Reporting Period 01/01/2006 12131/2006  
Sb. Amended Report Chambers Office Address James Foley Courthouse 445 Broadway Albany, New York 12207 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORT ANT NOTES:. The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 instructions.) [K) NONE (No reportable positions.) 
POSITION NAME
5:z: o"P" 
-nr
..,., 
II. AGREEMENTS. (Reporting Individual only; eepp. 14-16 Instructions.) 
[R] NONE (No reportable agreements.) 

05/10/2007
Sharpe, Gary 
Ill. NON-INVESTMENT ME. (Reporting individual 11nd spouse; see pp. 17-24 instructions.) Filer's Non-Investment Income Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 2006 Realty USA -Independent Contractor -commissions 

2.2006 Southern Living -Independent Contractor -commissions 

IV. REIMBURSEMENTS -transportation, lodging,food, entertainment 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) 
[!] NONE (No reportable reimbursements.) 
SOURCE 

V GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
(KJ NONE (No reportable gifts.) 

VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) 
(KJ 	NONE (No reportable liabilities.) CREDITOR 

05/10/2007
Sharpe, Gary 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. see PP 1-1-60 ruing ins1r11ctions.J NONE (No reportable income, assets, transactions.) Description ofAsse (including trUst asse) Income during reporting period Gross value end reporting period Transactions during reporting period  
Place "(X)" after each asset exempt from prior disclosure  (I) Amount Code (A-1-1)  (2) Type(e.g. div., rent, inl)  (I) Value Code (J-P)  (2) Value Method Code (Q-W)  (I) Type (e.g. buy, sell, redemption)  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction) Merrill Lynch (IRA #I)  Dividend  See note Part VIII ---Oppenheimer Internatl Bond ---Scudder High Return ---Dreyfus Premier Intl Vlaue ---Lord Abbett Research cap ---Oppenheimer Developing Mkts ---Thornburg .International Value Fund ---Vankampen Comstock Fund ---Cohen Steers Special Equity Fund  
10. --Matthews Asian Funds Japan Funds  
11. ---Aim Energy  
12. ---Gartmore Global Natural Resources  
13. ---Oppenheimer Gold Special Metals Fund  
14. ---Alger Health Sciences  
15. ---Blackrock Nat Resource  Buy  10-04  
16. Merrill Lynch (IRA #2)  Dividend  
17. ---Oppenheimer Internatl Bond Income Gain Codes: =Sl,000 less =$1,001 -$2,500 =$2,501 -$5.000 =$5,00 -$I 5,000 =$15,00  $50.000  
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less 15,00 -$50,000 =$50,00  $I00,000 =SI00,001  $250,000  
(Sec Columns and 03) =$250,00  $500,000 =$500,001  $1,000,000 =Sl,000,001  $5,000,000 =$5,000,001  $25,000,000 Value Method Codes =$25,000,001  $50,000,000 =Cost (RealEstate Only) =More than $50,000,000  T=CashMarlcet  
(Sec Column C2) =Appraisal  V=Other =Assessment =Book Value =Estimated  

05/10/2007
Sharpe, Gary 

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and t1ependen1 children. see PP. u-60 fuinc instrucaons.J NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets). 

Place "(X)" after each asset exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type(e.g.  Value  Value  Type(e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) inl)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

18. ---Scudder High Return  
19. ---Dreyfus Premier Intl Vlaue  
20. ---Lord Abbett Research cap  
21. --Oppenheimer Developing Mkts  
22. ---Thornburg International Value Fund  
23. --Vankampen Comstock Fund  
24. ---Cohen Steers Special Equity Fund  
25. ---Matthews Asian Funds Japan Funds  
26. ---Aim Energy  
27. ---Oartmore Global Natural Resources  
28. --Oppenheimer Gold Special Metals Fund  See note Part VIIJ  
29. ---Alger Health Sciences  
30. ---Blackrock Nat Resource  Buy  I0-04  
31. New York College Tuition Savings (529)  Dividend  Buy  1-1  See note Part VIII  
32. American Express IRA  Dividend  Roll Over  2-10  See note Part VIII  
33. Merrill Lynch (IRA#  Dividend  Roll Over  2-16  See note Part VIII  
34. ---Peabody Common Stock  Buy  2-23 Income Gain Codes: =Sl,000 less =Sl,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 15,001 -$50,000  
(See Columns and 04)  F=$50,001 100,000 =$100,001 -Sl,000,000 1,000,00 -$5,000,000 =Moro than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000  M=$100,00 -$250,000  
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000  T=CashMarlcet  
(See Colu11U1 C2) =Appraisal  V=Other =Assessment =Book Value =Estimated  

05/10/2007
Sharpe, Gary 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 offtling instructions.) NONE (No reportable income, assets, transactions) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure  c..  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type(e.g.  Value  Value  Type(e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-ll) int.)  (J-P)  Code3  redemption)  Day  (J-P)  (A-II)  (if private  
(Q-W)  transaction)  

35.  Buy  12-20  
36.  ---Boeing Common Stock  Buy  2-27  
37.  ---Caterpillar Common Stock  Buy  2-27  
38.  ---Ingersoll Rand Common Stock  Buy  2-27  
39.  Total Sale  12-8  
40.  ---Valero Energy Common Stock  Buy  2-27  
41.  Buy  9-14  
42.  ---Celgene Common Stock  Buy  2-28  
43.  ---Sandisk Common Stock  Buy  2-28  
44.  Total Sale  5-17  
45.  ---NYSE Group Common Stock  Buy  3-8  
46.  ---China Life Ins ADR Common Stock  Buy  5-18  
47.  Total Sale  9-14  
48.  ---China Nat Res Inc Common Stock  Buy  5-18  
49.  Total Sale  12-11  
50.  ---Ultra Petroleum Corp Common Stock  Buy  9-14  
51.  Buy  9-18 Income Gain Codes: =$1,000 less =$1,001-$2,500 =$2,501 -$5,000 =$5,00I 15,000 15,00 $50,000  
(SeeColumns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,00 -$5,000,000 =More than$5,000,000 Value Codes =$15,000 less =$15,00I $50,000 =$50,00 -$I 00,000 =$100,001 -$250,000  
(Sec ColumnsCl and 03) =$250,001 -$500,000 =$500,00 $1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 $50,000,000 =Cost (Real Estate Only) =More than $50,000,000  T=CashMarlcct  
(Sec Column C2) =Appraisal  V=Other =Assessment =Book Value =Estimated  

05/10/2007
Sharpe, Gary 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instrucdons.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period  
Place "(X)" after each asset exempt from prior disclosure  (I) Amount Code (A-H)  (2) Type(e.g. div., rent, int.)  (I) Value Code {J-P)  (2) Value Method Code (Q-W)  (I) Type (e.g. buy, sell, redemption)  (2) Date Month-. Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

52.  Partial Sale  12-13  
53.  ---McDermott Intl Inc Common Stock  Buy  9-14  
54.  ---Fuel Tech Common Stock  Buy  9-18  
55.  ---Aegean Marine Petroleum Netwk Inc Common Stock  Buy  12-8  
56.  Buy  12-21  
57.  ---Guidance Software Inc Common Stock  Buy  12-13  
58.  Merrill Lynch (IRA#  Dividend  Roll Over  2-I6  See note Part VIII  
59.  --Matthews Asian Funds Pacific Tigers  Buy  2-16  
60.  ---AXA Enterprise Mergers Acquisitions CIA  Buy  2-16  
61.  ---Alger Health Sciences  Buy  2-I6  
62.  ---Gartmore Small Cap Fund  Buy  2-16  
63.  ---Baron Partners Fund NLD  Buy  2-16  
64.  ---Gartmore Global Natural Resources Fund Cl.A  Buy  2-16  
65.  ---Blackrock All Cap Global Resources Portfolio  Buy  2-16  
66.  ---ML Latin America .Fd  Buy  2-16  
67.  ---Oppenheimer Intematl Bond  Buy  2-16  
68.  ---Oppenheimer Developing Markets  Buy  2-I6 Income Gain Codes: =Sl,000 less  B=Sl,001-$2,500 =$2,50 -S5,000 =S5,00I 15,000  E=Sl5,00l -S50,000  
(Sec Column 04)  F=$50,001 -SI00,000  0=$100,001-Sl,OOO,OOO =$1,000,001 -$5,000,000 =More than$5,000,000 Value Codes =$15,000 less =$I 5,00 I-$50,000 =S50,00I -$I 00,000 =$100,001 -$250,000  
(See Column and DJ) =$250,001 -S500,000 =$500,00 -$1,000,000 =$1,000,001-SS,000,000 =S5,000,00I -S25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real EstateOnly) =More than $50,000,000  T=CashMarlcet  
(See Column C2)  Q=Appraisal  V=O tber =Assessment =Book Value =Estima ted  

05/10/2007
Sharpe, Gary 
VII. INVESTMENTS and TRUSTS -income, value, ITansactions (Includes those the spouse and dependent children. See pp. 14-60 offding instructions.) NONE (No reportable income, assets, or. transactions.) 
Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type(e.g.  Value  Value  Type(e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  
69.  Partial Sale  7-11  
70.  Partial Sale  I0-10  
71.  ---Loomis Sayles Bond Inst!  Buy  2-16  
72.  ---Hartford Capital Appreciation  Buy  2-16  
73.  ---Columbia Marsico Focused Equity  Buy  2-16  
74.  ---Thornburg International Value  Buy  2-16  
75.  ---American Cap Inc BLDR SBI  Buy  2-16 Income Gain Codes: 1,000 orless =SJ,001-$2,500 =$2,50 -$5,000  D=$5.00 -SI 5,000 =$15,00 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -Sl,000,000 =Sl.000,001 -$5,000,000 =More than $5,000,000 Value Codes 15,000 less =SJS,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250.000  
(See Columns and DJ)  N=$250,00I -S00,000 =$500,001 -Sl,000,000 =$1,000,001-$5,000,000 =SS,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Marlcet  
(See Column C2)  Q=Appraisal  V=Other  S=As.sessment  
U=BookValue  W=Estimated  

05/10/2007
Sharpe, Gary 

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicaleparto/Report.) VII, Line Merrill Lynch (IRA#!): Last year's report VII, Page Line listed "buy Natural Resources Trust September 22, 2005. The report should then have shown total sale September 28, 2005, value code of"J" and gain code of"A." The asset was totally disposed during the last filing year, and does not appear this year's report. 
VII, Line 28, Merrill Lynch (JRA#2): Oppenheimer Gold Special Metals Fund listed this year's form, but was inadvertently not listed last year's form. There transactional data because was included the initial assets created IRA #2. 
VII, Line 31, New York College Tuition Savings (529): The computerized software would not permit make multiple entry the date transaction block, and twelve separate entries seemed ludicrous me. There automatic monthly deposit (buy) this account the Ist each month. 
VII, Line 32, American Express IRA, VII, Line 33, Merrill Lynch (IRA #3), and VII, Line 58, Merrill Lynch (IRA #4): The American Express account was rolloed over indicated, and the total value was divided create two separate new Merrill Lynch IRA's which are now designated "Merrill Lynch (IRA#3)" and "Merrill Lynch (JRA#4). 

05/10/2007
Sharpe, Gary 

IX. CERTIFICATION; certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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