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Judicial Watch • Gene E. Pratter – 2010

Gene E. Pratter – 2010

Gene E. Pratter – 2010

Page 1: Gene E. Pratter – 2010

Category:Federal Judges

Number of Pages:19

Date Created:September 13, 2013

Date Uploaded to the Library:December 06, 2014

Tags:Westcore, Pratter, Gene E Pratter, Brokerage, Janus, Equity, Small, International, Growth, Retirement, trust, 2010, Market, Codes, dividend, reporting, Federal Judge, income, Judge


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Government Act 1978 
FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Court Organization Date Report 
Pratter, Gene U.S. District Court, E.D. Pa. 
 
04/27/20 Title (Article 111 judges indicate active senior status; 5a. Report Type (check appropriate type) Reporting Period 
magistrate judges indicate full- part-time) Nomination, Date 01/01/2010 
U.S. District Judge Initial Annual Final 12/31/2010 
5b. Amended Report Chambers Office Address the basis the information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance 
 
7614 United States Courthouse 
with applicable laws and regulations. 
Sixth Market Streets 
Philadelphia, 19106-1752 
 
Reviewing Officer 	Date 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable informatio~ Sign last page. POSITIONS. meponing individual only; see pp. 9-13 filing instructions.) 	NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY Co-Trustee 	Trust 
 
 
II. AGREEMENTS. meponing mdi~muul o.ly; see pp. 14-16 offiling mstructlons.) 	NONE (No reportable agreements.) DATE PARTIES AND TERMS 
Pratter, Gene 
IlL NON-INVESTMENT INCOME. (gepo.ing individuat and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) DATE SOURCE AND TYPE 2010 University Pennsylvania Law School (Adjunct Professor) INCOME (yours, not spouses) $10,000.00 Spouses Non-Investment Income -if you were married during anyportion the reporting year, complete this section, (Dollar amount not required except for honoraria.) 1.2010 NONE (No reportable non-investment income.) DATE SOURCE AND TYPE Commonwealth Pennsylvania (Executive Deputy General Counsel) 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. (Includes those spouse and dependent children; see pp. 25-27 filling instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 
 
Name Person Reporting 	Date Report GIFTS. ancludes those spouse and dependent children; see pp. 28-31 filing instructions.) 
NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
 
 
VI. LIABILITIES. aneludes those spouse and dependent children; seepp. 32-33 filing instructions) 	NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 
Bank America Credit Card 
East River Bank 	Mortgage Rental Property #1, Philadelphia, (Pt VII, Line 233) 
 
 
Name Person Reporting 	Date Report 
 
 
VII. INVESTMENTS and TRUSTS -i.come, value, transactions (Includes those spouse and depe.dent children; seepp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
(I) 	(2) (I) (2) (3)  (4-~ (5) 
(1) 	(2) 
Date Value Gain Identity ofPlace (X) after each asset Amount Type (e.g., Value Value Type (e.g., 
Code 	mm/dd/yy Code buyer/seller 
exempt from prior disclosure div., rent, Code Method buy, sell, Code (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (ifprivate (Q-W) transaction) 	 
Adams Harkness Small Growth Retirement None 	 
DFA Small Cap Value Retirement Dividend 	 
DFA Large Cap Value Retirement Dividend 
 Federated Govt Retirement Dividend 	Sold 10/29/10 	 
Federated Govt Ultrashort Retirement Dividend Buy 11/01/10 	 
First Eagle Overseas Retirement Dividend 	 
Janus Fund Retirement Dividend 	 
Janus Overseas Retirement Dividend 	 
Schwab Money Market Retirement Dividend 
 
10. 	 
Westcore MIDCO Growth Retirement None 
 
11. 	 
Janus Mid Cap Value Retirement Dividend 
 
12. 	 
William Blair Intl Small Growth Dividend Retirement 
 
13. 	 
Federated Govt Retirement Dividend Sold 10/29/10 
 
14. 	 
Federated Govt Ultrashort Retirement Dividend Buy 11/01/10 
 
15. 	 
Baron Growth Retirement None 
 
16. 	 
First Eagle Overseas Retirement Dividend 
 
17. 	 
Royce Opportunity Retirement None =$5,001 $15,000 =$15,001 $50,000 (See Colunms and D4) =$50,001 $100,000 =$100,001 $1,000,000 1,000,001 $5,000,000 =Mrre than $5~000~000 =$2,501 $5,000 Value Codes =$15,000 less =$15,001 $50;000 =$50,001 $100,000 =$100 00 $250 000 
(See Columns and D3) =$250,001 $500,000 =$500,001 $1,000,000 1,000,001 $5,000,000 =$5;000;001 $25;000i000 Value Method Codes =$25,000,001 -$50;000,000 =Appraisal =Cost (Real Estate Only) -More than $50;000,000 =Assessment =Cash Market 
(See Column C2) =Book Value -Olher =Estimated 
 
Pratter, Gene 	04/27/2011 
VII. INVESTMENTS and TRUSTS -income, value, tra .... tlons (Includes those spouse and dependent children; seepp. 34-60 f!ling instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end ..... Transactions during reporting period (including trust assets) reporting period reporting period 
(1) (2) (1) (2) (1) (2) (3): (4) (5) PLace (X) after each asset Amoun1 Type (e.g., Value Value Type {e,g., Date Value Gain Identity exempt from prior disclosure Code div.. rent. Code Method  buy, sell~ mmidd/yy Cod~ Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J:P~ (A-H) (il~private (Q-W) transaction) 
18. 	 
Schwab Money Market Retirement Dividend 
 
19. 	 
Thornburg Value Retirement Dividend 
 
20. 	 
Janus Overseas Retirement Dividend 
 
21. 	 
Janus Fund Retirement Dividend 
 
22. 	 
Sound Shore Retirement Dividend 
 
23. 	 
Third Avenue Intl Value Retirement Dividend 
 
24. 	 
Baron Growth Retirement None 
 
25. 	 
Brandywine Retirement None 
 
26. 	 
DFA Micro Cap Retirement Dividend 
 
27. 	 
DFA Emerging Markets Core Equity Dividend 
Retirement 
 
 
28. 	 
DFA International Small Value Retirement Dividend 
 
 
29. 	 
DFA International Value Retirement Dividend 
 
30. 	 
DFA One Year Fixed Retirement Dividend 
 
31. 	 
DFA Small Cap Value Retirement Dividend 
 
32. 	 
DFA Large Cap Value Retirement Dividend 
 
33. 	 
DFA Real Estate Securities Retirement Dividend 
 
34. 	 
Dodge Cox Stock Retirement Dividend =$2,501 $5,000 =$5,001 -$15,000 =$15,001 -$50,000 (See Columns and D4) =$50,001 $100,000 =$1001001 $1,000,000 =$i;000i0~i ~si000i000 =MO~ t~a~ $5;000;000 ....... ..... ....... i~(0rn~ Gain COdes: =$!,000 less =$1,001 $2,500 
 Value Codes =$15,000 less =$15,001 $50,000 =$50 001 $100;000 =$100 001 $250;000 
 
(See Columns and D3) =$250,001 $500,000 =$500,001 $1,000,000 I;000]001 $5i0001000 P2:=$5~000,001 $25,000,000 =$25,000,001 $50,000,000 =More than $~01000~000 .... 
 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Valuc =Other =Estimated 
 
 
 
Name Person Reporting Date Report 
 
 
04/27/2011 
VII. INVESTMENTS and TRU STS -income, vulue, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) Place (X) after each asset exempt from prior disclosure Income during reporting period (I~ (2) Amount TYpe (e.g., Code div., rent, (A-H) int.) reporting period (I) (2) Value Value Code Method (J-P) Code (Q-W) Gross value at.end (I) Type (e.g., buy, sell, redemption) Transactions during reporting period (2) (3) (4) Date Value Gain. mm/dd/yy Code Code (J-P) (A-H) (53 Identity buyer/seller (if private transaction) 
35. Federated Govt Retirement Dividend Sold 10/29/10 
36. Federated Govt Ultrashort Retirement Dividend Buy 11/01/10 
37. First Eagle Overseas Retirement Dividend 
38. Hotchkis Wiley Mid Cap Value Retirement 39. Artio International Equity Retirement Dividend None Sold 08/11/10 
40. Morgan Stanley International Equity Retirement 41. Morgan Stanley Emerging Markets Retirement Dividend Dividend 
42. Royce Micro Cap Retirement Dividend 
43. Royce Opportunity Retirement None 
44. Schwab Money Market Retirement Dividend 
45. Westcore International Frontier Retirement 46. Westcore Mid Cap Value Retirement Dividend Dividend 
47. Westcore MIDCO Growth Retirement None 
48. 49. William Blair International Growth Retirement Janus Fund Retirement Dividend Dividend 
50. Janus Overseas Retirement Dividend 
51. Hotchkis Wiley Large Cap Value Retirement Dividend =$5,001 $15,000 =$15,001 $50,000 (See Columns and D4) =$50,001 $100,000 =$100,001 $1,000,000 =$1 000 00i 000 000 fl~--M6~-e than $5i000~000 
Income Gain Codes: A=$ 000 ess B=$ 001- 500 =$2,501 $5~000 
Value Codes =$15,000 less =*15,001 $50;000 =$50,001 $100,000 
 
 
P2:$~ 0oooo :$25 00o00~ 
(See Columns and D3) =$500.001- $1,000.000 
Pl~ =~o~e ,000,00, .0,000,0000 
 
P3N =$250,001-=$25,000,00,$500,000. $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Asscssment =CaSh Market (See Column C2) =Book Value =Olher =Estimatcd 
Name Person Reporting 	Date Report 
04/27/2011 
Pratter, Gene 
VII. INVESTMENTS and TRUSTS -income, vulue, transactions (Includes those ...... dependent children; seepp. 34-60 f!ling instructions.) 
NONE (No reportable income, assets, transactions.) Gross value end Transactions during reporting period 
Description Assets Income during (including trust assets) reporting period reporting period (~) (2) (2) .......... (3) (4) (5) Place (X) niter each asset Amount Type (e.g., Value Value Type (e.g.~ Date: ValUe Identity exempt from prior disclosure Code div., rcnt~ Code Method buy, sell .... mm~dd/yy C~d~2 Code buyer/seller (A-H) int.~t (J-P) Code redemption) OP): (A-H) (if private (Q-W) 
transaction) 
52. 	 
Royce Value Plus Retirement Dividend 
 
53. 	 
Third Avenue International Value Dividend 
Retirement 
 
 
54. 	 
Turner Core Growth Retirement Dividend 
 
55. 	 
William Blair Large Growth Retirement Dividend 
 
56. 	 
Adams Harkness Small Growth Retirement None 
 
 
57. 	 
William Blair Intl Small Growth Dividend 
Retirement 
 
 
58. 	 
Metropolitan West Total Return Dividend 
Retirement 
 
 
59. 	 
BlackRock Low Duration Retirement Dividend Buy 01/28/10 
(addl) 
 
 
60. 	 
Thornburg International Value Retirement Dividend Buy 08112110 
 
 
61. 	 
Schwab Money Market Trust Dividend 
 
62. 	 
Dodge Cox Stock Trust Dividend 
 
63. 
 Baron Growth- Trust 	None 
 
64. 	 
Federated Short Term Muni Trust Dividend Buy 01/28/10 
(addl) 
 
 
65. 	 
First Eagle Overseas Trust Dividend 
 
66. 	 
Hotchkis Wiley Large Cap Value Trust Dividend 
 
 
67. 	 
Hotchkis Wiley Mid Cap Value Trust Dividend 
 
68. 
 Janus Fund Trust Dividend inco~ G~in c6~! ~$!;000 less =$1~001 $2,500 C--$2;501 $5,000 =$5;001 S15;000 =$15,001 $50,000 
(See Columns and D4) =S50,001 SlO0,000 =$I 00,001 $1,000,000 --$110O61oOi $~i~0;b~ ~):~i~ ~a~ $3:0; ....... 
 
K=$15~001 -$50,000 M=$ 0000i ~:~250000 
(See Col ....CI and D3) =$250,001- $5~,000 =$500~001 L000~000 ~]~000~60i ~0~ ~$5 000 6~1 ~5~0~0~000 .... ValueCodes J=$t5,000ortess 	L:$5~00 ~=$ 00~00~ Value Method Codes =$25,000,001- $50,000,000 =App~isal =Cost (Real Estate Only) P~MO~ei~an$50,060,000 ~Ag~eh~ ~cash Market 
(See Column C2) =Book Value =Other =Estimat~ 
 
Name Person Reporting Date Report 
 
04/27/2011 
VII. INVESTMENTS and TRU -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) 
NONE reportable income, assets, transactions.) 
69. Janus Overseas Trust Dividend 
70. Artio Intemational Equity Trust None Sold 08/11/I0 
71. Morgan Stanley International Equity Trust 72. Morgan Stanley Emerging Markets Trust 73. Royce Opportunity Trust Dividend Dividend None 
74. Turner Core Growth Trust Dividend 
75. Westcore Mid Cap Value Trust Dividend 
76. Westcore MIDCO Growth Trust None 
77. DFA Tax Managed Marketwide Value Trust 78. DFA Micro Cap Trust Dividend Dividend 
79. Third Avenue International Value Trust Dividend 
80. Westcore Intemational Frontier Trust Dividend 
81. DFA Intl Value Trust Dividend 
82. DFA Small Value Trust Dividend 
83. Turner Small Cap Equity Trust None Sold 09/16/10 
84. William Blair Mid Growth Trust None 
85. DFA Short Term Muni Trust Dividend 
(See C01urnns and D4) Value Codes (See Columns and D3) Value Method Codes (See Column C2) =$501~] $1001000 =$15;000 less =$250;001 $500,000 =$25;000,001  $50,000,000 =Appraisal =Book Value ~$~0Oi~0i ~i,0bO~000 =$i5 00i $~0~000 =$500,00i $ii000;000 =C0gt ~al Estate onlY) --Other iio0010Oi $510oo,oo0 ~$50 001 $i00i000 =$1,000,001 $5;000,000 =More ihan $50,000,000 =Assessment =Estimated ~M0ie than $5;000;000 =$100 001 $250,000 =$5;000;001 =$25;000,000 =Cash Market =$15,001- $50,000 
Date ReportName Person Reporting 
04/27/2011 
Pratter, Gene 
VII. INVESTMENTS and TRUSTS .... value, ......tions (Includes those ...... dependent children; see pp. 3460 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
86. Metropolitan West Total Return Trust Dividend 
87. Thornburg International Value Trust Dividend Buy 08/12110 
88. William Blair Small Cap Growth Trust None Buy 09/17/10 
89. Baron Growth Brokerage None Sold 06/10/10 
(part) 
90. Baron Growth Brokerage None Buy 12/09/10 
(addl) 
91. DFA Tax Mgd Marketwide Value Brokerage Dividend Sold (part) 06/10/I 
92. DFA Tax Mgd Marketwide Value None Buy 11/08/10 
Brokerage (addl) 
93. DFA Tax Mgd Marketwide Value None Buy 12/09/10 
Brokerage (addl) 
94. DFA Small Value Brokerage Dividend Sold (part) 06/10/10 
95. DFA Small Value Brokerage None Buy 11/08/10 
(addl) 
96. DFA Emerging Markets Core Equity Brokerage Dividend Sold (part) 06/10/10 
97. DFA Emerging Markets Core Equity None Buy  11/08/10 
Brokerage (addl) 
98. DFA Emerging Markets Core Equity None Buy 12/09/I0 
Brokerage (addl) 
99. DFA Tax Mgd International Value Brokerage Dividend Sold (part) 06/10/10 
100. DFA Tax Mgd International Value None Buy 1/08/10 
Brokerage (addl) 
101. DFA Tax Mgd International Value None Buy 12/09/10 
Brokerage (addl) 
102. East River Bank Stock Brokerage None Income Gain Codes: =$I,000 less =$t.00t $2.500 =$2,501 $5,000 =$5.001 $15.000 =$15,001 $50,000 
(See Columns and D4) =$50.D01 100,000 100.001 1,000,000 1.000,001 $5,000.000 =More than $5,000,000 Value Codes =$15.000 less =$15,001 $50,000 =$50.001 $I00.000 -$100.001 $250.000 
(See Columns and D3) =$250.001 $500,000 =$500_001 !,000,000 .000.001 $5.000.000 =$5.000.001 $25.000.000 Value Method Codes =$25,000,001 $50.000.000 =Appraisal =Cost (Real Estate Only) =More than $50,000,000 =Assessmenl =Cash Markel 
(See Column C2) =Book Value =Other =Estimated 
 
VII. INVESTMENTS and TRUSTS .... value, ......tions (Includes those ...... dependent children; seepp. 34-60 f!ling instructions.) 
 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
(1) (2) (1) (2) (1) (2) (3) (4) (5) 
Place (X)!r atter eadh asset exempt flora ~iior disclosure Amount Code (A-H) Type (e.g., div., rent, int.) VaLue Code (J-P) Value Method Code Type (e.g., buy, sell, redemption) Date ram/dd/yy Value Gain Code Code O-P) (A-H) Identity buyer/seller (if private 
(Q-W) transaction) 
103. Federated Short Term Muni Brokerage Dividend Sold (part) 06/24/10 
104. Federated Short Term Muni Brokerage None Buy 11/08/10 
(addl) 
105. First Eagle Overseas Brokerage Dividend Sold (part) 06/10/10 
106. First Eagle Overseas Brokerage None Buy 11/08/10 
(addq) 
107. Janus Fund Brokerage Dividend Sold (part) 06/10/10 
108. Janus Fund Brokerage None Buy 1/08/10 
(addl) 
109. Janus Fund Brokerage None Buy 12109/I0 
(addl) 
110. Janus Overseas Brokerage Dividend Sold 06/10/10 
(part) 
111. Janus Mid Cap Value Brokerage Dividend Sold 05/19/10 
(part) 
112. Janus Mid Cap Value Brokerage None Buy 11/08/10 
(addl) 
113. Janus Mid Cap Value Brokerage None Buy 12/09/10 
(addl) 
114. Artio Internatioanl Equity Brokerage None Sold 05/19/10 
115. Morgan Stanley International Equity Brokerage Dividend Sold (part) 06/10/10 
116. Morgan Stanley International Equity None Buy 1/08/10 
Brokerage (addl) 
117. Morgan Stanley International Equity None Buy 12/09/10 
Brokerage (addl) 
118. Schwab Money Market Brokerage Dividend 
119. Sound Shore -Brokerage Dividend Sold 06/10/10 
(part) 
B=$1;001, $2,500 =$2,501 $5,000 =$5,001 $15,000 =$15,001 $50,000 
(See Colunms and I)4) =$50,001 $100,000 G--$100~001 $1,000,000 =$1,000,001 $5,000;000 =Mbre than $5i000~000 Value Codes =$15~000 less =$15,001 $50,000 =$50;001- $100;000 :$100 0~i ~00oo 
(See Columns and D3) =$250,001 $500,000 =$500~001 $1,000;000 =$1~000,001 $5,000,000 =$5i000 001=$25 000 000 Value Method Codes =$25,000,001 $50,000,000 =Appraisal =Cost (Real Estate Only) =More than $50~000,000 =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
04/27/2011 
Pratter, Gene 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those .... and dependent children; see pp. 34-60 f!ling instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Fransactions during reposing period 
(including trust assets) reportmgperiod reporting period 
(1) (2) (1) (2) (1) (2) (3) (4) (53 
Place (X) after each asset exempt from prior disclosure Amount Code Type (e.g., div., rent, Value Code Vatu~ Method Type (e.g., buy, sell, Date mm/dd/yy Value Code Gain Code Identity o buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-I~ (if]~rivate 
(Q-W) transaction) 
120. Sound Shore Brokerage None Buy 11/08/10 
(addl) 
121. Sound Shore Brokerage None Buy 12/09/10 
(addl) 
122. Westeore MIDCO Growth Brokerage None Sold (part) 06/10/10 
123. Westcore MIDCO Growth Brokerage None Buy 11/08/10 
(addl) 
124. Westcore MIDCO Growth Brokerage None Buy 12/09/l 
(addl) 
125. Hotchkis Wiley Large Cap Value Dividend Sold 06/10/10 
Brokerage (part) 
126. Hotchkis Wiley Large Cap Value None Buy 11/08/10 
Brokerage (addl) 
127. Hotchkis Wiley Large Cap Value None Buy 12/09/10 
Brokerage (addl) 
128. Hotchkis Wiley Mid Cap Value Brokerage Dividend Sold (part) 06/10/10 
129. Hotchkis Wiley Mid Cap Value None Buy 11/08/10 
Brokerage (addl) 
130. Hotchkis Wiley Mid Cap Value None Buy 12/09/10 
Brokerage (addl) 
131. Royce Value Plus Brokerage Dividend Buy ll/08/10 
(addl) 
132. Royce Value Plus Brokerage None Buy 12/09/10 
(addl) 
133. Third Avenue International Value Brokerage Dividend Sold (part) 06/10/10 
134. Thomburg Intl Value Brokerage Dividend 
135. William Blair Intl Small Growth Dividend Buy 11/08/10 
Brokerage (addl) 
136. Westcore International Frontier Brokerage None Sold 05/19/10 --$2;501 $5,000 =$5,001 $15,000 =$15,001 $50,000 (See Columns and D4) =$50,001 $100,000 =$I 00;001 si,000;000 Hi--$ii000;00i 000;000 =M0rb than $5;000;000 ...... :1. lncome Gain Codes: =$1,000 less =$1,001. $2,500 
L--$~o:ooi $100i066 Value Codes =$15,000 less =$15,00t ,$50,000: ~:--,~oo~ooi: s~o~0oo 
(See Col unms and D3) =$250,001 $500,000 =$500,001 $11000,000 --$1~000i001 $5~000i000 =$5;000~001 $25,000 000 =Mor~ i~an $50;000;000P3 =$25,000,001 $50,000,000 =Cash Market Value Method Codes =Appraisal =Cost (Real Estate Only) =AsSessment .... 
(See Column C2) -Book Value =Other =Estimated 
 
VII. INVESTMENTS and TRU -income, valae, transactions (Includes those spou .... dependent children; see pp. 34-60 filing instructions.) 
 
NONE (No reportable income, assets, transactions.) ncluding trust 
Place (X) after exempt fr6m di~ Co~ ~r/Se!!~ ....................................... ..................... 
137. William Blair Large Growth Brokerage Dividend Sold (part) 06/10/10 
138. William Blair Large Growth Brokerage 139. William Blair Large Growth Brokerage 140. William Blair Mid Growth Brokerage None None None Buy (addl) Buy (addl) Sold (part) 11/08/10 12/09/10 06/10/10 
141. William Blair Mid Growth Brokerage 142. William Blair Small Growth Brokerage None None Buy (addl) Buy 11/08/l 11/08/I0 
143. Westcore Mid Cap Value Brokerage Dividend Sold (part) 06/10/10 
144. Westcore Mid Cap Value Brokerage 145. Westcore Mid Cap Value Brokerage None None Buy (addl) Buy (addl) 11/08/10 12/09/10 
146. DFA Intl Small Value Brokerage 147. DFA Intl Small Value Brokerage Dividend None Buy (addl) Buy (addq) 11/08/10 12/09/10 
148. DFA Short Term Muni Brokerage Dividend Sold (part) 06/10/10 
149. DFA Short Term Muni Brokerage 150. Metropolitan West Total Return Brokerage None Dividend Buy (addl) Sold (part) 11/08/l 08/16/10 Metropolitan West Total Return Brokerage None Buy (addl) 1/08/10 
152. Royce Micro Cap Brokerage Dividend Buy 11/08/10 
153. William Blair intl Growth Brokerage Dividend Buy 11/08/10 Income Gain Codes: A=$];O00o~!d~ =$1;001 $2;500 =$2,501-$5,000 D--$5,001- $15,000 =$15,001- $50;000 
(See Columns and 1)4) Value Codes =$50 001- $I00 ........G =$i00100i $]i00~ 000 =$~5,000 or~ess =$~,o0~ :$~o ooo i000~001 $5i000,000 =$~o oo~ ~$~0o~000 ~Mbre th~ 000~000 ~$i06~00~ ~$~o~o~6 .... 
(See Columns and D3) =$250,001 -$500,000 O=$500,001 $1;000;000 251~000;00i $5~060~000 =$5;000~00] $25,000;000 
3.Valuc Method Codes =$25~000,001- $50,000,000 =Apprais~l =Cost (Real Estate Only) =M0;ehan $50;000;000 =Assessment =Cash Market 
(See Column C2) =Book Value --Other =Estimated 
 
VII. INVESTMENTS and TRUSTS -inco,~e, value, transactions (Includes those spouse and dependent children; see pp. 34-60 f!ling instructions.) NONE(No reportable income, assets, transactions.) 
154. Thornburg Limited Term Municipal Dividend Buy 11/08/10 
Brokerage 
155. Baron Growth Brokerage None Sold (part) 06/15/10 
156. Baron Growth Brokerage None Buy 09/17/10 
(addl) 
157. DFA Micro Cap Brokerage Dividend Sold (part) 06/15/10 
158. DFA Tax Mgd Marketwide Value Dividend Sold 06/15/10 
Brokerage (part) 
159. DFA Small Value Brokerage Dividend Sold (part) 06/15/10 
160; DFA Tax Mgd Intl Value Brokerage Dividend 
161. Dodge Cox Stock Brokerage Dividend Sold (part) 06/15/10 
162. Federated Short Term Muni Brokerage Dividend Sold (pa~) 06/08/10 
163. First Eagle Overseas Brokerage Dividend Sold 06/15/10 
(part) 
164. Hotchkis Wiley Large Cap Value Dividend 
Brokerage 
165. Hotchkis Wiley Mid Cap Value Dividend Sold 06/15/10 
Brokerage (part) 
166. Janus Fund Brokerage Dividend Sold (part) 06/15/10 
167. Janus Overseas Brokerage Dividend Sold 06/15/10 
(part) 
168. Artio International Equity Brokerage None Sold 08/11/10 
169. Morgan Stanley International Equity Dividend Sold 06/15/10 
Brokerage (part) 
170. Morgan Stanley Emerging Markets Dividend Sold 06/15/10 
Brokerage (part) inc0~ ~fiin C0des! ~$i;000 less =$1;001 $2;500 =$2;50i $~;000 --$5;001 $15~000 =$15,001 $50,000 
(See Columns and 1M) =$50,001 $100,000 =$i00 0or :$i 060 000 :~ii60o,66:i ~ioo6i600 H~--M0~e ~a~ $5;000;000 ........... Value Codes =$15,000 tess =$15,001-$50,000 
(See Columns and D3) =$250,001 $500,000 =~50o,00~ S~,o0o;000 Value Method Codes =$25,000,001 $50,000,000 =Appraisal =Cost (Real Estate Only) =Ass~s~m~ ~Cash Market 
(See Column C2) =Book Value =Other =Estlmat~d 
 
Pratter, Gene 04/27/2011 
VII. INVESTMENTS and TRU STS -i, come, valae, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) 
~-] NONE reportable income, assets, transactions.) 
171. Royce Opportunity Brokerage None Sold 06/15/10 
(part) 
172. Schwab Money Market Brokerage Dividend 
 
173. Third Avenue International Value Dividend Sold 06/15/10 
Brokerage (part) 
174. Turner Core Growth Brokerage Dividend Sold (part) 06/15/10 
175. Turner Small Cap Equity Brokerage None Sold 09/16/10 
 
176. Westcore Mid Cap Value Brokerage 177. Westcore MIDCO Growth Brokerage 178. Westcore International Frontier Brokerage 179. Metropolitan West Total Return Brokerage 180. Thornburg Intl Value Brokerage Dividend None Dividend Dividend Dividend Sold (part) Sold (part) Sold (part) Buy 06/15/10 06/15/10 06/15/10 08/12/10 
181. DFA Short Term Muni Brokerage Dividend 
182. DFA One Year Fixed Retirement Dividend 
183. Federated Govt Retirement Dividend Sold 10/29/10 
184. Federated Govt Ultrahort Retirement Dividend Buy 11/01/10 
185. Adams Harkness Small Growth Retirement None 
186. Baron Growth Retiremetn None 
187. Brandywine Fund Retirement None 
(See Columns and D4) Value Codes (See Columns and D3) Value Method Codes (See Column C2) =$50,001 $i00,000 =$15,000 less =$250,001 .$500,000 =$25 000,001  $50,000,000 =Appraisal =Book Value .... =$]00,001, $1,000,000 K--$15,001 $501000 =$500100i $1;0001000 =Cost (Real Estate Only) =Other =$1;000,001 $5;000 000 ~$50~001- $100~000 ~$1,000,001 $5i~01000 P4--M0re than $50 000 000 --AS~egSment =Estimated =$5,001 5,000 =M0re lhan $5,000~000 =$100;001- $250,000 =$5,000;001 $25,000;000 =Cash Market =$15,001 $50,000 
 
Name Person Reporting Date Report 
 
04/27/2011 
VII. INVESTMENTS and TRUSTS ....e, value, ......tlons (Includes those ...... dependent children; seepp. 3d-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
188. DFA Emerging Markets Core Equity Retirement 189. DFA International Value Retirement Dividend Dividend 
190. DFA Large Value Retirement Dividend 
191. DFA Small Cap Value Retirement Dividend 
192. DFA Micro Cap Retirement Dividend 
193. Dodge Cox Stock Retirement Dividend 
194. DFA Intl Small Cap Value Retirement Dividend 
195. First Eagle Overseas Retirement Dividend 
196. Hotchkis Wiley Large Cap Value Retirement 197. Hotchkis Wiley Mid Cap Value Retirement 198. Janus Fund Retirement Dividend Dividend Dividend 
199. Janus Mid Cap Value Retirement Dividend 
200. Janus Overseas Retirement Dividend 
201. Artio International Equity Retirement None Sold 08/11/10 
202. Morgan Stanley Emerging Markets Retirement 203. Morgan Stanley International Equity Retirement 204. Royce Opportunity Retirement Dividend Dividend None Income GainCodes =$1,0~0 less =$1.001 $2.500 =$2,501 5,000 =$5.00 $15,000 =$15,001 $50,000 
(See Colunms and 194) =$50,001 $100,000 =$100,001 $1.000.000 =$1,000,001 $5,000,000 =More than $5.000.000 Value Codes =$15,000 tess =$15.001 $50.000 =$50.001 $100.000 100.001 $250,000 
(See Columns and D3) =$250,001 $500,000 =$500,001 $1.000.000 =$1,000,001 $5,000.000 =$5.000.001 $25.000.000 Value Method Codes =$25,000,001 $50.000.000 =Appraisal =Cost (Real Estate Only) =More than $50.~)00.000 =Assessment =Cash Market 
1See Column C2) =Book Value =Other =Estimatcd 
 
Pratter, Gene 04/27/2011 
VII. INVESTMENTS and TRUSTS -income, vat.e, transactions (Includes those spouse and dependent children; seepp. 34-60 f!llng instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) Place (X) after each asset exempt from prior disclosure Income during reporting period (1) (2) Amount Type (e.g., Code div.. rent, (A-H) int.! Gross value end reporting period (1) (2) Value Value Code Method (J-P) Code (Q-W) (l) Type (e.g., buy; sell, iedemption) Tr~saet ong during reporting period (2): :(3) (4) Date Value mm/dd/~: C0d~2 Code:t: (J~P) (A-~ (5) Identity buyer/seller (ffprivate transaeti0n) 
205. Royce Value Plus Retirement Dividend 
206. Schwab Money Market Retirement Dividend 
207. Third Avenue Internatignal Value Retirement Dividend 
208. Turner Core Growth Retirement Dividend 
209. Turner Small Cap Equity Retirement None Sold 09/t6/10 
210. Westcore International Frontier- Retirement Dividend 
211. Westcore Mid Cap Value Retirement Dividend 
212. Westcore MIDCO Growth Retirement None 
213. William Blair International Growth Retirement 214. William Blair Large Cap Growth Retirement Dividend Dividend 
215. William Blair Intl Small Growth Retirement Dividend 
216. BlackRock Low Duration Retirement Dividend 
217. Metropolitan West Total Return Retirement 218. Thornburg Intl Value Retirement Dividend Dividend Buy  (addl) Buy 01/28/10 08/12/10 
219. William Blair Small Growth Retirement None Buy 09/17/10 
220. Equitable Variable Life Alliance Common Stock !221. Equitable Variable Life Alliance Common Stock None None Buy (addl) Buy (addl) 02/08/10 04/19/10 i~-~eGaifi ode~i =$i:i000 less =$1~001- $2,500 =S2,501 $5;000 =$5,001 $15,000 =$15,001 $50,000 
(See Columns and I)4) =$50,001 $100,000 =$100,001 $1,000,000 =$L000,001 -$5;000,000 H2~M3rethah$51000~O00 ...... Value Codes =$t 5,000 less =$15,001 $50,000 L=$50,001 -$100;000 M=$ 00001 25250000 
(See Columns and D3) =$250,001 $500,000 -$500,001 $1,000,000 =$1,000,00I $5;000i000 =$5,000 001 $25;000 000 =$25,000,001 $50,000,000 =More than $50,000,000 ...... Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
Name Person Reporting 
04/27/2011 
Pratter, Gene 
VII. INVESTMENTS and TRUSTS .... value, ......tlons (Includes those spouse and dependent children; seepp. 34-60 f!ling instructlon~) NONE(No reportable income, assets, transactions.) 
222. Equitable Variable Life Alliance Common Stock None Buy (addl) 07/21/10 
223. Equitable Variable Life Alliance Common Stock None Buy (addl) 10/22/10 
224. 225. 226. Equitable Variable Life Alliance International Equitable Variable Life Alliance International Equitable Variable Life Alliance International None None None Buy (addl) Buy (addl) Buy (addl) 02/08/I 04/19/10 07/21/10 
227. Equitable Variable Life Alliance International None Buy (addl) 10/22/10 
228. Carlyle Real Estate LLP Dividend 
229. Wheeler Terrace LTD Dividend 
230. PNC Bank Accounts Dividend Nantucket Bank Account Dividend 
232. Wescott Nova 233. Rental Property #1, Philadelphia, (2010 $760,000) None Rent Distributed (part) Buy 08/20/10 06/21/10 Income Gain Codes: =$1200 less =$1.001 $2.500 =$2,501 $5,000 =$5.001 -$15.000 =$15.001- $50.000 
(See Colunms and D4) =$51~.001 $100,000 =$100.001 $1,000,000 =$1,000;001 $5,000,000 =More than $5.000,000 Value Codes =$15.000 less =$15.001 $50.000 =$50,001 $100,000 M=$100.001 -$250,000 
(See Columns and D3) =$250.001 $500,000 =$500.00i $1,000.000 =$1,000.001 $5.000.000 =$5,000,001 -$25,000.000 =$25.000,001 $50,000,000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepart report.) 
 
Name Person Reporting Date Report 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: S/Gene Pratter 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544