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Judicial Watch • George A OToole Financial Disclosure Report for 2007

George A OToole Financial Disclosure Report for 2007

George A OToole Financial Disclosure Report for 2007

Page 1: George A OToole Financial Disclosure Report for 2007

Category:Financial Disclosure

Number of Pages:22

Date Created:October 28, 2008

Date Uploaded to the Library:November 13, 2013

Tags:Toole, George A OToole, george, Estate, 2007, EPA, transactions, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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Government Act 1978
Rev. 12008 
FOR CALENDAR YEAR 2007 U.S.C. app. JOI-I ff} Person Reporting (last name, first, middle initial) O'Toole, George Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) District Judge (Active) Court Organization U.S.District Court Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Final Date Report 0511512008 Reporting Period 01/01/2007 12/31/2007  
Sb. Amended Report Chambers Office Address United States Courthouse Courthouse Way, Room 4-710 Boston, Mass. 02210 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting iltdividual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) Trustee Trust (see note Part VIJI) ......, 
II, REE MEN TS, (Reporting individual only; see pp. 14-16 filing instructions.) 
[Z] NONE (No reportable agreements.) 

PAR TIES AND TERMS 

Date Report 
O'Toole, George 
05/15/2008 
III. NON-INVESTMENT COME. (Reporting individual and wouse; see pp. 17-24 filing 
instructions.) Filer's Non-Investment Income 
[ZJ NONE (No reportable non-investment income.) 

SOURCE AND TYPE INCOME 
(yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount nor required except for honoraria.) NONE (No reportable non-investment income.) 

SOURCE AND TYPE 2007 Enterprise Bank, Lowell, (director's fees) 
Raytheon Company (employment) 
IV. REIMBURSEMENTS -transportation, lodging.food, entertainmenl (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.)  
ITEMS PAID PROVIDED  West Legalworks  3/l l-3 2/20Co7  Washington, D.C.  Patent Law Seminar  Transportation, lodging, meals. 

V JFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[ZJ NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 

VJ. LJABJLJTJES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[ZJ  NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  

VALUE CODE 

Date Report 
O'Toole, George 
05/15/2008 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 14-60 filing instructions.; NONE (No reportable income, assets, transactions.) Description Assets 
Income during 
Gross value end 
Transactions during reporting period 
(including trnst assets) 
reporting period 
reporting period 
(3)
(I) 
(2) 
(I) 
(5)(1) (2) 
Amount Code Place "(X)" after each asset 
exempt from prior disclos ure 
(A-H) 
Type (e.g., div., rent, int.) Value Code (J-P) 
Value Method Code 
(Q-W) 
Type (e.g., buy, sell, redemption) 
Date 
Month-
Day 

Value 
Gain 
Code
Code 
(A-H)
(J-P) 
Identity buyer/seller (if private transaction) Absolute Strategies Fund Int']  Dividend  Buy  10/30 Same  Dividend  Buy  6/12 Same  Dividend  Buy  1/03  Buy  2105 Allied Capital common  Dividend  Buy  2105 Apache Corp. common  Dividend Same  Dividend Same  Dividend  Buy  2115 very Dennison common  Dividend  
10. Bank America common  Dividend  Sell (pt.)  6/12  
11. Bank America; various deposit accounts  Interest  
12. PLC sponsored ADR  Dividend  
13. Cisco Systems, Inc. common  None  
14. Constellation Brands  None  
15. Same  None  See note Part VIII  
16. CVS Caremark Corp. common  Dividend  See note Part VIII  
17. Same  Dividend  Sell (pt.)  6/12 Income Gain Codes: =$1,000 less 1,00  $2,500 =$2,50 -$5,000 =$5,001 -$15,000  E=$15,00! -$50,000  
(Sec Columns and 04) =$50,00 -$100,000 =$100,001-$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less 15.00 -$50,000 =$50,001  $100,000 =SI00,001 -$250,000  
(Sec Columns and D3) =$250,00  $000.000 =$500,00  1,000,000 =Sl,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000.001. $50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other :::::Estimated  

Date Report 
O'Toole, George 
05/15/2008 
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes t110se spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
cription Assets  Income during  Gross value end  Transactions during reporting period  
uding trust assets)  reporting period  reporting period  

(I) 
(I)
(2) 
(2) 
(3) 
(4) 
Amount 
Value 
Date 
Value
'(X)" after each asset 
Type (e.g., 
Value 
Type (e.g., 
Gain 
Identity 
Code 
div., ren 
Code 
Code 
from prior disclosure 
Method 
buy, sell, 
Month 
Code 
buyer/seller 
(A-H) int.) redemption)
Code 
Day 
(J-P) 
(if private 
(A-H) 
(Q-W) 
transaction) Income Codes: =$1,000 less =SI.001 -$2,500 42,501 -$5,000 =$5,001 -$15,000 E=$15,001 -$50,000 (Sec Columns and 04) =$50,001 -SI00,000 =$100,001 -$1,000,000 41,000,001 -$5,000,000 112 =Moro than $5,000,000 
Value Codes =$15.000 less 415,001 -$50,000 =$50,001 -Sl00,000 =SI00.001 -$250.000 

(Sec Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 
1'3 =$25,000.00I -$50,000,000 =More than $50,000,000 
Value Method Codes Q=Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Book Value =Other =Estimated 

Name Person Reporting 
Date Report 
O'Toole, George 
05115/2008 

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructi011s.J 
NONE (No reportable income, assets, transactions.) 
----- 
Description Assets 
(including trust assets) 

Place (X)" after each set exempt from prior disclos ure Income during reporting period Gross value end reporting period Transactions during reporting period  
Amount Code (A-H) (2) Type (e.g., div., rent, int.)  (1) Value Code (J-P) (2) Value Method Code (Q-W)  (!) Type (e.g., buy, sel redemption)  (2) (3) (4) Date Value Gain Month -Code Code Day (J-P) (A-H)  (5) Identity buyer/seller (if private transaction)  

35. Same  Dividend  
36. General Electric Co. common  Dividend  
37. Same  Dividend  
38. Hussman Strategic Growth Fund  None  Buy  6/12  
39.  Buy  10/31  
40. Same  None  Buy  6/12  
41.  Buy  10/31  
42. IBM common  Dividend  
43. iShares Lehman 7-10 yr. Treas. Bond Fund  Dividend  
44. iShares Lehman 1-3 Treas. Bond Fund  Dividend  
45. Same  Dividend  Buy  1/03  
46.  Buy  2/05  
47. iShares Nasdaq Biotech Fund  Dividend  
48. Same  Dividend  
49. iShares Russell 2000 Value Index Fund  Dividend  
50. iShares Fund  Dividend  
51. Johnson Johnson common  Dividend Income Gain Codes: 1.000 less =Sl,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001  $50,000  
(See Columns !lI and 04) =$50,00 -$I 00,000 =$100,001  Sl,000,000 =$1,000,00!. $5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50.000 =$50,001 -$100,000 =$100,001 -$250,000  
(Sec Columns and 03) =$250,00  $500,000 =$500,001. $1,000,000 =$1,000,001 -$5,000,000 =$5,000,00! -$25,000,000 =$25,000,00  $50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real late Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other  W=tirnatcd  
----  

Name Person Reporting 
Date Report 
O'Toole, George 
05/15/2008 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.J
NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure 
-----  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(l)  (2)  (1)  (2)  (1)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1,000 less =Sl,001 -$2,500 =$2,50 -S5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(Sec Columns and D4) =$50,001 -$100,000 4100,001 -SI.000,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 Value Codes 15.000 less =Sl5,00I -$50,000 =$50,00 -SI 00,000 =$100,001 -$250,000  
(Sec Columns and D3) =$250,001 -$500,000 4500,001 -Sl,000,000 =s1.ooo,001 s5,ooo,ooo =$5,000,001 -$25,000,000 =$25.000,00 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
,----------A. Description ssets (including trnst assets) 
Place "(X)" after ach asset exempt from prior isclosure ___  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(1)  (2)  (1)  (2)  (1)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
Code  div.1 rent,  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

69. Novartis Spnsrd ADR  Dividend  
70. Oakmark Int Fund  Dividend  
71. Same  Dividend  Buy  2/21  
72. Same  Dividend  Buy  2115  
73. Peabody Energy Corp. common  Dividend  
74. Same  Dividend  Buy  2/15  
75. Pepsico common  Dividend  
76. Praxair, Inc. common  Dividend  
77. Same  Dividend  
78. Procter Gamble Co. common  Dividend  
79. Same  Dividend  
80. ProLogis SB!  Dividend  Sell (pt.)  2/20  
81. Same  Dividend  
82. Raytheon common  Dividend  Vest  6/01  See note Part Vlll  
83. Raytheon options  None  Sell (pt.)  6101 See note Part Vlll.  
84. Raytheon Savings and Investment Plan:  lnt./Div.  
85. -Raytheon Stock Fund =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(Sec Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 !ti =$1,000.001 -$5,000,000 =More than $5,000,000 
Value Codes =$I 5,000 less 15,00 -$50,000 =$50,001 -$100.000 =$100,001 -$250,000 

(Sec Columns and 03) =$250.001 -:.>oo.ooo =$500,001 -Sl,000,000 =Sl,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25.000,001 -$50,000,000 =More than $50,000,000 
Value Method Codes =Appraisal "'''t (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =llook Value cOthcr =Estimated 

Name Person Reporting 
Date Report 
O'Toole, George 
0511512008 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description (including trnst ssets) 
Place "(X)" after exempt from prior isclosure ssets Income during reporting period Gross value end reporting period Transactions during reporting period asset  (1) Amount Code (A-H)  (2) Type (e.g., div., ren int.)  (1) Value Code (J-P)  (2) Value Method Code (Q-W)  (I) Type (e.g., buy, sell, redemption)  (2) Date Month -Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

86.  -Real Estate Securities Fund  
87.  -BG! Debt ndex Fund  
88.  -PIMCO Total Return Inst  
89.  -Fidelity Inst Money Mkt  
90.  Regency Centers Corp. common  Dividend  
91.  Royal Dutch Petroleum Co. reg shrs  Dividend  
92.  Simon Property Group common  Dividend  
93.  Same  Dividend  See note Part Vlll  
94.  Same  Dividend  Sell {pt.)  2105  
95.  State Street Corp. common  Dividend  
96.  Stericycle, Inc. common  None  
97.  Same  None  
98.  Suncor Energy common  Dividend  Buy  2/15  
99.  Templeton Global Bond Fund  Dividend  Buy  2/20  
100.  Same  Dividend  Buy  6112  Buy  10131  
102.  Same  Dividend  Buy  1103 Income Gain Codes: =$1.000 less =$1,00t -$2,500 =$2.501 -$5.000 =S5,00I -$15,000 =$15,001 -$50,000  
(Sec Columns and D4) =$50,00 00,000 =$100,001  $1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$t5,000 less =$15,001-$50,000 =$50,001 -Sl00,000 =SI00,001 -$250,000  
(Sec Columns and 03) =$250,001  $500,000 =$500,001 -$1,000,000 =Sl,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25.000.00 -$50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Markct  
(Sec Column C2) =Book Value =Other =Estimated  
---------- 

Date Report 
O'Toole, George 
05/15/2008 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Ass els 
(including trust asse ts) 

Place "(X)" after each asset 
exempt from prior disc losure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
Code  div., rent)  Code  Method  buy, sell,  Month  Code  Code  buyer/seller  
(A-HJ int.)  (J-P)  Code  redemption)  Day  (J-l')  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2.501  $5,000 =$5,001 -$15,000 =$15,001 -$50,000 (Sec Columns and D4) =$50,00 -SI 00,000 =$100,001 -$1,000,000 =Sl,000.001 -$5,000.000 fl2 =More than $5,000,000 
Value Codes =$15.000 less =$15,001 -$50.000 =S50.00J -$100.000 =$I 00,001 -$250,000 

(Sec Columns and D3) =$250.001 -$500,000 =$500,001 -Sl,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25.000.00 -$50,000,000 =More than $50,000.000 
Value Mc