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Judicial Watch • George A OToole Financial Disclosure Report for 2010

George A OToole Financial Disclosure Report for 2010

George A OToole Financial Disclosure Report for 2010

Page 1: George A OToole Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:15

Date Created:November 8, 2013

Date Uploaded to the Library:November 13, 2013

Tags:Toole, George A OToole, george, 2010, INVESTMENTS, EPA, transactions, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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Government Act 1978 
Rev: 
FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) O'Toole, George Court Organization U.S. District Court Date Report 05/12/2011 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) District Judge (Active)  Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Sb. Amended Report Final Reporting Period 0110112010 12/31/2010 Chambers Office Address John Joseph Moakley United States Courthouse Courthouse Way, Suite 4-730 Boston, 02210 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

/MPO ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) 	NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY Trustee 	Trust 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[Z] NONE (No reportable agreements.) 

PARTIES AND TERMS 

O'Toole, Georae 

III. N-INVES TMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE INCOME 
(yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 

SOURCE AND TYPE 2010 Enterprise Bank, Lowell (director's fees) 2010 Raytheon Company (employment) 

IV. REIMBURSEMENTS transportation, lodging, food, entertainment 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 
Transportation, lodging and meals 
Institute 

Date Report 
O'Toole, George 
0511212011 GIFTS. (Includes those spouse and dependent children; see pp. 28-3I filing instructions.) 
[{] 	NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 

Date Report 
Name Person Reporting 
O'Toole, George 
0511212011 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 
(2) 
Place "(X)" after each asset Amount Type(e.g., Value Value Type(e.g.; Date Value Gain Identity exempt from prior disclosure Code div., rent, Code2 Method buy, sell, Code2 Code buyer/seller (A-H)  int.) (J-P) Code redemptfon) (J-P) (ifprivate transaction) Company common Dividend See note Part VIII. Same Dividend Buy 12123110 lncome Gain Codes: =$l ,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001. $15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,001 -$!00,000 =$100,001 -$1,000,000 =$!,000,00! -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$!00,000 =$100,001 -$250,000  
(Sec Columns and 03) =$250,001  $500,000 =$500,001. $1,000,000 =$l,000,00l -$5,000,000 =$5,000,00l  $25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) ==Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Date Report 
Name Person Reporting 
05/12/2011
O'Toole, George 
VII. INVESTMENTS and -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

Date Report 
Name Person Reporting 
05/12/2011
O'Toole, George 
VII. INVESTMENTS and income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 
(2) (2) 
Gain Identity Place "(X)" after each asset Amount Type (e.g., Value Value (e.g., Date Value 
Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) 
exempt from prior disclosure div., rent, Code2 Method buy, sell, Code2 (if private 
transaction)
(Q-W) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,001-$50,000  
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100.000 =$100.001 -$250,000  
(See Columns and 03) =$250.00 -$500.000 =$500,00 -$1,000,000 =$1.000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

Date Report 
Name Person Reporting 
O'Toole, George 
0511212011 
VII. INVESTMENTS and income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  
(2)  (2)  
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type(e.g.,  Date.  Value  Identity  
exempt from prior disclosure  Code  div., rent,  Code2  Method  buy, sell,  Code2  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemptiOn)  (if private  
(Q-W)  transaction)  
52.  Hussman Strategic Growth Fund  Dividend  Sold  12/16/10  

Same 
Dividend Sold 12/16/10 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000  E=$15,001-$50,000  
(See Columns and 04)  f=$50,001 -$100,000  G=$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes  J=$15,000orless =$15,001 -$50,000 =$50,001 -$100,000 =$I 00,001 -$250,000  
(See Columns and D3) =$250,00 -$500,000 =$500,00I -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,00 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only)  S=Assessment =Cash Market  
(Sec Column C2) =Book Value =Other  

W=Estimated 

VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

VII. INVESTMENTS and income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reprting period (including trust assets) reporting period reporting period 
Identity
Place "(X)" after each asset Amount Type(e.g., Value Value Type(e.g., Date Value 
exempt from prior disclosure div, rent, Code2 Method buy, sell, Code2 
buyer/seller 
(if private 
redempt_i
(A,H) int.) (J-P) Code ?ll) 
transaction)
(Q-W) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000  D=$5,00I -$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$l ,000,00 -$5,000,000 =More 1han $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(Sec Columns and DJ) =$250,00 -$500,000 =$500,00l -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,00 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Markel  
(Sec Column C2) =Book Value =Other =Estimated  

Date Report 
0511212011
O'Toole, George 
VII. INVESTMENTS and income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
Place "(X)" after each .asset 
exempt from prior disclosure 

103. Same None Buy 12/27/10 04. Praxair, Inc. common Dividend Sold 07/01/10 (part) 
105. 
Same Dividend 

106. 
Procter Gamble common Dividend Sold 07/01/10 (part) Income Gain .Codes: =$1,000 less  8=$1,001-$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4)  F=$50,00l -$l00,000 4100,001-$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000  L=$50;001 -$100,000 =$100,001 -$250,000  
(See Columns and D3) =$250,001 -$500,000 =$500,00 -$1,000,000 =$1,000,001'$5,000,000 =$5,000,00l -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

Date Report 

05/12/2011 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
120. 
Same Dividend 

121. 
Same Dividend 

122. 
SPDR Gold Trust None Buy 03/04/10 

LIncome Gairi 'Codes: =$l,OOO less =$1,001 -$2,500 =$2,50 -$5,000 =$5,00 -$15,000 =$15,00 -$50,000  
(See Columns and D4) 450,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes 415,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and D3) 4250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value  V=Other =Estimated  

Date Report 
O'Toole, George 
05/12/2011 
VII. INVESTMENTS and income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end 
(including trustassets) reporting period reporting period 

Amount Type ,g., div,,rent, 
(2) (1) (2) Value Value 
Type (e.g., 
Code2 buy; sell, 
(A-H) int.)  (J-P)  Code3  redemption)  
(Q-W)  
137.  Thenno Fisher common  None  

138. 
Same None 

139. 
Thomas White Intl Fund Dividend Buy 03/04/10 

140. 
Same Dividend Buy 04/07/10 lnc:ome.Gaincodcs: =$1,000 less 41,001  $2,500 42,50 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50,001  $100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and D3) =$250,001 -$500,000 =$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

Date Report 
O'Toole, George 
05/12/2011 
VII. INVESTMENTS and -income, value, transactions (Includes th.ose spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description.of' Assets Income during 
(including trust "ssets) reporting period 
(!) 
Place ''(X)" after each asset Amount Type{eg., 
exempt from prior disclosure div,, rent, 

Code.I (A-H) int) 
154. 
Vanguard High Yield Corp. Bond Fund Dividend Sold 04/19/10 

155. 
Same Dividend Sold 04/19/10 

156. 
Same Dividend Sold 04/19/10 

157. 
Vanguard Ltd Term Tax Exempt Fund Dividend 

158. 
Vanguard Short-Term Inv Grade Fund Dividend Buy 03104110 

159. 
Same Dividend Buy 03/04/10 

160. 
Buy 12/27/10 (add'!) 

161. Same Dividend 
162. Verizon Communications common 163. Same 164. Wal-Mart common 165. Walthausen Small Cap Value 166. Same 167. Wells Fargo common 168. Same 169. Wisdomtree Intl Small Cap Fund 170.  Dividend Dividend None None None Dividend Dividend Dividend  Buy Buy Buy Sold Sold Sold  12/23/IO 03/04/10 04/07/10 07/01/10 07/01/10 07/01/10 Income.Gain Codes: 41,000 orless $1,001 -$2,500 $2,501 -$5,000 $5,001 -$15,000 $15,001 -$50,000  
(See Columns and D4) $50,001 -$100,000 $100,001 -$1,000,000 =$1,000,001 -$5,000,000 More than $5,000,000 Value Codes $15,000 less  K=$15,001 -$50,000 $50,001 -$100,000 =$100,001 -$250,000  
(See Columns and D3) $250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000  P2=$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal cost (Real Estate Only)  S=Assessment cash Market  
(See Column C2) =Book Value =Other =Estimated  

Date Report 

05/12/2011 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicatepartofreport.) The trust identified Part a-trust. All the assets are reported individually Part VII but are not specifically identified that Part the trust. General conunent regarding reporting Part VII: past years, most the assets reported are held three separate accounts managed investment adviser. For convenience tracking year-to-year changes, the assets are reported reference the separate accounts, resulting some cases (as lines 1-3, for example) multiple reports for the same identified asset. The designation "Same" used indicate separate account. there were multiple transactions within the same account during the year, the designation "Same" used for the first, but not subsequent transactions within that account. See, for example, the entries for CVS Caremark lines 24-28. Industries (Part VII, line 22) acquired the stock Terra Industries (Part VII, line 134) and Terra was merged into Industries. Shareholders Terra received cash and Industries stock. have used the term"spinoff'' the most applicable term available for selection the drop-down menu. 
Each the three investment accounts held the asset iShares Barclays 7-10 year Treasury Bond Fund (Part VII, lines 57-63) some point during the year. each the first and third accounts, the asset was bought and sold within the year. the second account, the asset was owned the prior year and that holding was sold March. That same account thereafter acquired and disposed the asset within the year, similar the other two accounts. Accordingly, while there were several transactions during the year, the net effect was that none the accounts held the asset year end. 
Last year's report stated that the Peabody Energy (Part VII, lines 98-99 this year's report) asset held one investment account had only been sold part (2009 Report, Part VII, line 77). That was error. All the Peabody Energy held the indicated account was sold 12/21/2009 price with gain 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

Signature: George O'Toole 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, .E. Washington, D.C. 20544