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Judicial Watch • Gerald E Rosen Financial Disclosure Report for 2005

Gerald E Rosen Financial Disclosure Report for 2005

Gerald E Rosen Financial Disclosure Report for 2005

Page 1: Gerald E Rosen Financial Disclosure Report for 2005

Category:Financial Disclosure

Number of Pages:19

Date Created:February 7, 2007

Date Uploaded to the Library:November 13, 2013

Tags:ROSEN, rutter, Gerald E Rosen, expenses, GERALD, Seminar, Group, travel, school, 2005, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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CHAMBERS 
GERALD ROSEN 
UNITED STATES DISTRICT JUDGE 

Committee Financial Disclosure 
Administrative Office the U.S. Courts 
One Columbus Circle, N.E. 
Suite 2-301 
Washington, D.C. 20544 

Dear Sirs: 
name the trust which the Putnam 529 College Fund. 
listed below that line the different accounts within thatTrust. 

With best wishes, 

GER: ddv 
Enclosures Government Act 1978 
Rev. 112006 
FOR CALENDAR YEAR 2005 u.s.c opp. 101-lll) Person Reporting (last name, first, middle initial) ROSEN, GERALD Court Organization U.S. DISTRICT COURT Date Report 0711412006 Title (Artide III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. DISTRICT JUDGE  Sa. Report Type (check appropriate type) Nomination, Date Initial  Annual Final Reporting Period 01/01/2005 12/3112005  
Sb. Amended Report Chambers Office Address ROOM 802 Theodre Levin Cthse 231 W.LAFAYETTE DETROIT, MICHIGAN 48226-2799 the basis the information contained this Report and any modifications pertaining tbereto, ls, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSJTJ ONS. (Reporting individUIJl only; see pp. 9-11 oflnstruct/Qns.) NONE (No reportable positions.) 
NAME 
Board Directors Focus:HOPE, Detroit, Michigan 
Board Advisors George Washington University Law School, Washington, D.C. Board Directors  Wayne County Mediation Tribunal, Deetroit, Michigan Advisory Board  Wayne State University Law School, Detroi  :.. 
r1.$? '""  ....  
-..'l f"'t" ..,,  ::a:=.. :31::  
II. AGREEMENTS. (Reporting indMdual only; see pp. U-16 Instructions.) NONE (No reportable agreements.) rry.   

PARTIES AND TERMS 1995  The Rutter Group -Publication Agreement dated November 1995. Royalties shared authors amount determined upon publication. 1996  The West Group -Publication Agreement dated January 1996. Royalties shared authors amount  
determined upon publication.  
3.2005  '!l!e Rutter Group -Publication Agreement dated November 2005. Royalties shared authors amount determined upon publication.  

Date Report 
Name Person Reporting 
07/1412006
ROSEN, GERALD 

III. N-INVESTMENT COME. (Reporting individlllll and spouse; see pp. 17-U instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) 01/05-5/05 9126105 Royalties from Federal Civil Trials Evidence 11,462.89 Spouse's Non-Investment Income 
(Dollar amount not required except for honor aria.) 

INCOME 
(yours, not spouse's) 7562.80 02/23/05 
$19.85 
03/28/05 4,638.82 
06/15/05 750.00 
08/25/05 Royalties from Michigan Practice Guide -West Group 39.61 
05/26/05 Rutter Group Seminar San Francisco Fee 500.00 
06/23/05 NBl/Rutter Group Seminar Cincinnati, Ohio, Fee 750.00 
06/01/05 Rutter Group Seminar Seattle, Washington Fee 500.00 

I0. 5/05-8/05 Adjunct Professor Cooley Law School -compensation for teaching 6,830.20 evidence 9/05-12/05 Adjunct Professor Cooley Law School, compensation for teaching 6,631.66 evidence 
12. 6116105 Rutter Group Seminar Detroit, Michigan -fee 750.00 
-lfyo11 were ""'1rled d11ring any portion the reporting year, compleu this section. 
[2[J NONE (No reportable non-investment income.) 
SOURCE AND TYPE 

IV. REIMBURSEMENTS -transportalion, lodging, food, entertainmenL 
(Includes those spouse and dependent children. See pp. 25-27 ofinstruclionsJ NONE (No reportable reimbursements.) 

Dale Report 
Name Person Reporting 
07/14/2006
ROSEN, GERALD 
SOURCE 09/12/05-09/16/05 -The International Judiciary Academy, The Attend Sir Richard May Seminar for Judges. Expenses reimbursed airfare, hotel, meals and Hague, Netherlands transportation. 
05/12/05-05/13/05 -FJC Travel Wash, D.C. attend recorded lecture for EvidenceOverview for District Judges. Expenses reimbursed airfare, meals, taxi, 
06115105 -The Rutter Group Detroit Rutter Seminar Federal Trial Practice Hotel Pontchartrain. (reimbursement includes meals) 05/25/05-05/27105 -The Rutter Group  Travel San Francisco, for Seminar Fed Trial Practice. Expenses reimbursed (taxi, food, airfare, car rental) 05/31/05-06/03/05-The Rutter Group  Travel Seattle Wa. andLA, CA. for Rutter Seminar Federal Trial Practice. Expenses reimbursed food, taxi, hotel, parking, airfare. 6/16/05 -The Rutter Group  Travel Grand Rapids for Seminar Federal Trial Practice. Expenses reimbursed include meals, mileage. 02/04/05 -Duke University School Law  Travel Durham, give speech Duke University School Law. Expenses reimbursed mileage, parking, meals 
03/03/05-03/04/05 -American Bar Association Travel Las Vegas, speak the White Collar Crime Seminar. Expenses reimbursed air fare, meals, mileage, parking, hotel 
6/23/05 -National Business Institute Travel Cincinnati, speak for seminar "What Judges want you know about Evidence. Expenses reimbursed air fare, parking, mileage 

10. 
12/03/05-12/06/05-Cardoza School ofLaw Travel New York speak seminar "Secret Evidence". Expenses reimbused air fare, meals, parking, taxi 

Date Report 
Name Person Reporting 
07/1412006
ROSEN, GERALD GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 

[Kl NONE (No reportable gifts.) 
SOURCE 

[Kl 
07/14/2006
ROSEN, GERALD 
VII. INVESTMENTS and TRUSTS -income, vatue, transaaions rmc1ru1es those the spouse and dependent chut1ren. see PP. 14-s1 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset 
exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions dwing reporting period  
(I)  (2)  (I)  (2)  (I) not exempt fi:om disctosur.  
Amount Code (A-H)  Type(e.g. div., rent, int)  Value Code (J-P)  Value Method Code3 (Q-W)  Type(e.g. buy, sell, merger, redemption)  (2) Date Month Day  (3) Value Code (J-P)  (4) Gain Code! (A-H)  (S) Identity buyer/seller (if private transaction) Comerica Bank -Detroi  Interest Comerca Bank -Detroi.  Interest MFS Mass Investment Trust  None  sell  1126 Munder Future Tech  None  sell  1/26 Transacanada  None Cytec Cotp  None UBSPW Cash Fund  None Emerging Growth  None Emergin Growth  None  
10. Fomento Economico  Buy  1/26  
11. Raytheon  Dividend  
12. RMA Money Fund  Dividend  
13. Bear Steams  None  
14. MFS Value Fund  Dividend  
15. Putman lnt'I Growth  None  
16. Seligman Global Growth  None  
17. UBSPW Ret Money Fund  None Income Gain Codes:  A=S ,000 less =Sl,001 -$2,500  c=$2,501 -$5,000 =$5,001 -$15,000  E=Sl5,00l -$50,000  
(See Columns and 04) =$50,001 -$100,000 =$100,001 -Sl,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000  L=$50,00l -Sl00,000 =$100,001 -$250,000  
(See Columns and 03) =$250,001 -$500,000  o=$500,001 -Sl,000,000 =Sl,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (RealEstate Only) =More than $50,000,000  T=CashMarlcet  
(See Colwnn C2)  Q=Appraisal  V=Other =Assessment =Book Value  W=Estimaled  

VII. INVESTMENTS and TRUSTS -income. value, transactions (includes those ofllrespouse am1 dependent children. see PP. 14-s1 offwng instructions> NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period  
(1)  (2)  (I)  (2)  (I) not exempt from disclosure  
Amount Code (A-ll)  Type (e.g. div., rent. inl)  Value Code (J-P)  Value Method Code3 (Q-W)  Type (e.g. buy, sell, merger, redemption)  (2) Date Mondt-Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

18. Activision Inc.  None  
19. Bear Stearns SP  None  
20. J;lmerging Growth  None  
21. State Street Cap  None  
22. National Grid PLC  Buy  1/26  
23. UBSPW Ret Money  None  
24. Robert Baird Co. Inc. JDR  
25. Cisco Systems, Inc.  None  
26. Intel Corp  None  
27. 529 Plan  
28. Putnam 529 College Fund  None  
29. Trust No.  
30. -Haslett Public Schools  Dividend  
31. -Genessee City Bldg.  Dividend  
32. -RMA Money Fund  Dividend  
33. Groupe Danone  Buy  2/10  
34. -Agree Realty Corp.  None Income Gain Codes:  A=Sl,OOOorless =$1,001  $2,500 =$2,501  $5,000  D=SS,001 -$15,000  E=$15,00I -$50,000  
(See Columns and 04) =$50,001  $100,000  G=SI00,001-$1,000,000 =Si,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less  K=$15,00l -$50,000 =$50,001 -$100, 000 =$100,001 -$250,000  
(See Columns and 03) =$250,001 -$500,000  0=$500,001-$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(Sec Column C2) =Appraisal  V=Otber =Assessment =Book Value  W=Estimated  

Date Report 
Name Person Reporting 
07/14/2006
ROSEN, GERALD 
VII. INVESTMENTS and TRUSTS -income. va1ue. transactions rmc1UJies those the spouse and dependent children. supp. J-t-s1 filing instruclWnsJ NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure lm:ome during reporting period Gross value end reporting period Transactions dining reporting period  
(I)  (2)  (I)  (2)  (I)  lfnol exempt from disclosure  
Amount Code (A-H)  Type(e.g. div., rent, int)  Value Code (J-P)  Value Method Code3 (Q-W)  Type(e.g. buy,sel merger, redemption)  (2) Date Month-Day  (3) Value Codc2 (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

35. -Agrium Inc.  None  
36. -El Paso Electric Co.  None  
37. -Intuitive Surgical Inc.  sell  2/09  
38. -MDU Resources Group  None  
39. Goldcorp (a/k/a Wheaton River Minerals)  None  
40. -Natural Resource Part  None  
41. Primewest Energy Trust  Dividend  
42. Provident Energy Trust  Dividend  
43. Sirius Satellite  None Income Gain Codes: =$1,000 Jess =$1,001-$2,500 =$2,501 -$5,000  D=S5,00l-$J5,000  E=SJ5,00I -$50,000  
(See Cohnnns and 04)  F=$50,00 -$100,000  G=$100,001-$1,000,000 =Sl,000,001 -$5,000,ooo =More than $5,000,000 Value Codes =$15,000 less  K=Sl5,001-$50,000  L=$50,001-$100,000 =$100,001 -$250,000  
(See Cohnnns and 03) =$250,001  $500,000  0=$500,001-$1,000,000 =$1,000,001-$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2)  Q=Appraisal  V=Other =Assessment =Book Vaine =Estimared  

Date Report 
Name Person Reporting 
07/14/2006
ROSEN, GERALD 

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicate pan Report.) Line and Section VII the 2004 Disclosure Statement reflects that Fetchomatic Global had balance and activity. will longer reported because the value the account below threshold. 
Due oversight secretary, Line Primewest Energy Trust was purchase 12/10/04, the value code would have been "J". Line 42-Provident Energy Trust was puchased 12/10/04 and value code would have been "J". Finally, Line 43, Sirius Satellite was purchased 12/06/04 and the value code would have been "J" 
Line the 2005 Disclosure Statement "Goldcorp" a/k/a Wheaton River Minerals -Line the 2004 Disclosure Statement The company changed names therefore will recorded "Goldcorp". 
Outside earned income shown Part III was computed accordance with the guidance Section 3(b) the Regulations the Judicial Conference the United States Under Title the Ethics Reform Act 1989 Concerning Outside Earned Income, Honoraria and Outside Employment. 

Section 3(b) states the following: 
(b) "Outside earned income" means all wages, salaries, commissions, professional fees, and payments and compensation any kind for services rendered rendered the covered senior employee, less the ordinary and necessary expenses paid incurred producing the income, provided, however, that the following shall not constitute outside earned income. 

07/14/2006
ROSEN, GERALD 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C. and Judicial Conference regulations. 
NOTE: ANDC 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 Board Directors  Focus:HOPE, Detroit, Michigan Board Advisors  George Washington University Law School, Washington, D.C.  
3.Board Directors  Wayne County Mediation Tribunal, Deetroit, Michigan Advisory Board Wayne State University Law School, Detroit, Michigan 
II. AGREEMENTS. (Reporting individual only; see pp. U-16 instructions.) NONE (No reportable agreements.) 1995  The Rutter Group -Publication Agreement dated November 1995. Royalties shared authors amount determined upon publication. 1996  The West Group -Publication Agreement dated January 1996.Royalties shared authors amount determined upon publication.  
3.2005  The Rutter Group -Publication Agreement dated November 2005. Royalties shared authors amount determined upon publication.  

05/11/2006
ROSEN, GERALD 

III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) 

SOURCE AND TYPE INCOME 
(yours, not spouse's) 01/05-5/05  Adjunct Professor Wayne State Law School -compensation for 7562.80  
teaching evidence 02/23/05  Royalties from Michigan Practice Guide -West Group 19.85 03/28/05  Royalties from Federal Civil Trials and Evidence -West Group 4,638.82 06115165  Rutter Group Seminar Grand Rapids, Michigan -fee 750.00 9126105  Royalties from Federal Civil Trials Evidence 11,462.89 08/25/05  Royalties from Michigan Practice Guide -West Group 39.61 05126105  Rutter Group Seminar San Francisco Fee 500.00 06/23/05  NBI/Rutter Group Seminar Cincinnati, Ohio, Fee 750.00 06/01/05  Rutter Group Seminar Seattle, Washington Fee 500.00  

JO. 5/05-8/05  Adjunct Professor Cooley Law School -compensation for teaching evidence 6,830.20  
11. 9/05-12/05  Adjunct Professor Cooley Law School, compensation for teaching evidence 6,631.66  
12. 6/16/05  Rutter Group Seminar Detroit, Michigan -fee 750.00 Spouse's Non-Investment Income -If you were m1'"ied during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
IE] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 
IV REIMBURSEMENTS -transporlalion, lodging, food, entertainment 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No reportable reimbursements.) 

SOURCE  DESCRIPTION 09/12/05-09/16/05 The International Judiciary Academy, The Hague, Netherlands  Attend Sir Richard May Seminar for Judges. Expenses reimbursed airfare, hotel, meals and transportation. 05/12/05-05/13/05 -FJC  Travel Wash, D.C. attend recorded lecture for EvidenceOverview for District Judges. Expenses reimbursed airfare, meals, taxi, 06/15/05 The Rutter Group  Detroit Rutter Seminar Federal Trial Practice Hotel Pontchartrain. (reimbursement includes meals) 05/25/05-05/27/05 The Rutter Group  Travel San Francisco, for Seminar Fed Trial Practice. Expenses reimbursed (taxi, food, airfare, car rental) 05/31/05-06/03/05-The Rutter Group  Travel Seattle Wa. and LA, CA. for Rutter Seminar Federal Trial Practice. Expenses reimbursed food, taxi, hotel, parking, airfare. 6116/05 The Rutter Group  Travel Grand Rapids for Seminar Federal Trial Practice. Expenses reimbursed include meals, mileage. 02/04/05 Duke University School Law  Travel Durham, give speech Duke University School Law. Expenses reimbursed mileage, parking, meals 03/03/05-03/04/05 -American Bar Association  Travel Las Vegas, speak the White Collar Crime Seminar. Expenses reimbursed air fare, meals, mileage, parking, hotel 6/23/05 -National Business Institute  Travel Cincinnati, speak for seminar "What Judges want you know about Evidence. Expenses reimbursed air fare, parking, mileage  

JO. 12/03/05-12/06/05 -Cardoza School Law Travel New York speak seminar "Secret Evidence". Expenses reimbused air fare, meals, parking, taxi 

05/J 1/2006 
ROSEN, GERALD 

V GIFTS. (Includes those spollSe and dependent children. See pp. 28-31 inslrllctions.)  NONE (No reportable gifts.)  
SOURCE  VALUE  $0.0  $0.0  $0.0 

VI. LIABILITIES. (Includes those ofspo11Se 1md dependent children. See pp. 32-3-1 o/inslructions.) 
 NONE (No reportable liabilities.) 

VALUE CODE 

05/11/2006
ROSEN, GERALD 
VII. INVESTMENTS and TRUSTS -income. value. 1ransactio,.. (inc1u11es those the spouse and dependent children. see PP. J-1-s1 filing ms1r11ctionsJ NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period  
(I)  (2)  (I)  (2)  (I) not exempt from disclosure  
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type(e.g. div., rent, int.)  Value Code (J-P)  Value Method Codc3 (Q-W)  Type(e.g. buy, sel merger, redemption)  (2) Date Month-Day  (3) Value Code2 (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction) Comerica Bank -Detroit.  Interest Comerca Bank -Detroi-  Interest MFS Mass Investment Trust  sell 1126 Munder Future Tech  sell 1/26 Transacanada  None Cytec Corp  None UBSPW Cash Fund  None Emerging Growth  None Emergin Growth  None  
10. Fomento. Economico  Buy 1126  
11. Raytheon  Dividend  
12. RMA Money Fund  Dividend  
13. Bear Steams  None  
14. MFS Value Fund  Dividend  
15. Putman Int') Growth  None  
16. Seligman Global Growth  None  
17. UBSPW Ret Money Fund  None Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,00J -$1,000,000 =$1,000,00J  $5,000,000 =More than $5,000,000 Value Codes  J=$JS,000orless  K=$J5,00J -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and DJ) =$250,00 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,00J -$50,000,000 =Cost (Real Esta!e Only) =More than $50,000,000  T=Cash Market  
(Sec Column C2)  Q=Appraisal  V=Other =Assessment =Book Value =Estimated  

05/11/2006
ROSEN, GERALD 
VII. INVESTMENTS and TRUSTS -income. vatue. transactions (includes those the spollSe and dq>em1en1 children. see PP. u-s1 filing instructionsJ NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trulit assets) 

Place (X) after each asset exempt from prior disclosure Income during reporting period  (Jross value end rq,-Orting period Transactions during reporting period  
(I)  (2)  (I)  (2)  (I)  Ifnot tmpt from.disclbsuro  
Amount Coder (A-H)  Type(e.g. div., rent, int)  Value Code.2 (J-P).  Value Method CodH (Q-W)  Type(e.g. J:>uy,sell, mergi:r, redemption)  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gain C