Skip to content

Judicial Watch • Gerard E. Lynch – 2011

Gerard E. Lynch – 2011

Gerard E. Lynch – 2011

Page 1: Gerard E. Lynch – 2011

Category:Federal Judges

Number of Pages:9

Date Created:December 1, 2012

Date Uploaded to the Library:November 17, 2014

Tags:Gerard, Gerard E Lynch, Lynch, vanguard, university, 2011, Market, assets, transactions, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


File Scanned for Malware

Donate now to keep these documents public!


See Generated Text   ∨

Autogenerated text from PDF

Rev. 112012 
FOR CALENDAR YEAR 2011 U.S.C. app.  101-11I) Person Reporting (last name, first, middle initial) Lynch, Gerard Court Organization U.S. Court Appeals, Second Circuit Date Report 05/14/2012 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. Circuit Judge -Active Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 0110112011 12/31/2011 Chambers Office Address 
500 Pearl Street 
New York, 10007 
 
IMPORT ANT NOTES: The instructions accompanying this form m11st followed. Complete all parts, checking the NONE box for each part where you have reportable information. Insert signature last page. POSJTJ ONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Professor Law Columbia University 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 
 
PARTIES AND TERMS 
 
 
 
III. NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing 
instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
 
SOURCE AND TYPE INCOME 
(yours, not spouses) 1/1/11 Columbia University $26,475.00 Spouses Non-Investment Income -If you were married during uny portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE Ill Ill Flushing Hospital 1/1/11 Private Practice Psychotherapy 
 
 
IV. REIMBURSEMENTS transportation, lodging.food, entertainment. 
{Includes tho;e spouse and dependent chzldren, see pp. 
25-27 filing mstructzons) NONE (No reportable reimbursements.) 
LOCATION PURPOSE ITEMS PAID PROVIDED 
 
University Michigan April 10-12 Ann Arbor, Moot Court Transportation, Lodging, Meals 
Stanford University May 16-18 Palo Alto, Lecture Transportation, Lodging, Meals 
American Law Institute Oct. 28-30 Durham, Conference Transportation, Lodging, Meals GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) [{] NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION 
 
VALUE CODE 
 
 
 
 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions (Includes those spouse and dependent children; see PP 14-60 offitinc instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period ofrepor ting period 
 
(2) (2) 
(3) 
(5) 
Amount Type (e.g., Value Value Type(e.g., Date Value Gain Identity exempt from prior disclosure 
Place (X) after each asset 
Code 
div., rent, Code Method buy, sell, mm/dd/yy Code2 Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) Income Gam Codes $1,000 less 41,001 -$2,500 c42,501 -$5,000 $5,001 -$15,000 E415,001 -$50.000 
(Sec Columns and 04) F450,001 -$100,000 $100,001 -$1,000,000 $1.000,001 -$5,000.000 H2More than $5,000,000 Value Codes 415.000 less $15,001 -$50.000 $50.001 -$100,000 4100.001 -$250.000 
{Sec Columns and 03) N4250,001 -$500,000 04500.001 -$1,000,000 $1,000,001 -$5,000,000 $5,000.001 -$25,000.000 
P3425.000.001 -$50.000.000 More than $50.000.000 Value Method Codes QAppraisal ost (Real Estate Only) =Assessment TCash Market 
(Sec Column C2) Book Value vOther W=Est1matcd 
 
 
Date Report 
Lynch, Gerard 
05/14/2012 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income durmg Gross value end Transactions dunng reportmg period 
(includmg trust assets) reporting penod reporting period 
 
(I) (2) (I) (2) (2) (3) 
(4) 
Place (X) after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) Code redemption) (J-P) 
(A-H) (if private transaction) 
(Q-W) 
18. 
Putnam Intl. Gr. Fund Dividend 
 
19. 
Alpine Total Dynamic Div. Fd. Dividend 
 
20. 
Invesco Tax Free Int. Shares Dividend Income Gam Codes =$1,000 less 41,001-$2.500 =$2.501 -$5,000 45,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) F=$50,00I -$100,000 =$100,001 -$1.000,000 =$1.000,001 -$5.000.000 H2=More than $5.000,000 Value Codes =$15.000orless =$15,001 -$50.000 =$50.001 -$100.000 =$100.001-$250.000 
(See Columns and 03) =$250,00 I-$500.000 0=$500,001-$1,000.000 =$1.000,001 -$5,000,000 =$5.000.001 -$25,000.000 =$25.000.001 -$50.000.000 P4=More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) U=Book Value V=Other =Estimated 
 
Date Report 
Lynch, Gerard 
05/14/2012 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting penod 
(including trust assets) reporting penod reporting period 
 
(2) (2) 
(2) 
(4) (5) 
Amount Type (e.g., Value Value Type(e.g., Date Value Gain Identity 
Place (X) after each asset 
Code 
exempt from prior disclosure 
d1v rent, Code2 Method buy, sell, mrnfdd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
transaction) 
(Q-W) Income Garn Codes =$1.000 less 41.001 -$2.500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,00 -$50.000 
(See Columns and D4) =$50.001 -$100,000 =$100.001 -$1.000.000 =$1.000.001 -$5.000.000 =More than $5,000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.001 -$100.000 =$100.001 -$250,000 
(See Columns and D3) =$250.00 -$500.000 =$500,001 -$1,000.000 =$1.000.001 -$5,000,000 =$5,000,001 -$25,000,000 =$25.000.001 -$50.000.000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
05/14/2012 
Lynch, Gerard 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Income during Gross value end 
 
Transactions during reporting period Description Assets 
(includmg trust assets) reportmg period reporting period 
(2) 
(I) 
(2) (3) 
(4) 
Place (X) after each asset exempt from prior disclosure 
52. 
Vanguard Emerg. Mkts. 
 
53. 
Vanguard High Dvd. Yield 
 
54. 
New York, Ser. Subser 
 
55. 
New York, NPFG Ser. 
 
56. 
Vanguard Total Stock Market ETF 
 
 
Amount Code (A-H) Type (e.g., div., rent, int.) Value Code (J-P) Value Method Code3 (Q-W) Type (e.g., buy, sell, redemption) Date mmfdd/yy Value Code (J-P) Gain Code (A-H) Identity buyer/seller (if private transaction) Dividend Dividend Interest Buy 11/18/11 Interest Buy 06/28/11 
None Buy 01/14/11 
 
Vanguard Total Bond Market ETF 
01114111 
None 
Buy 
58. Green Haven Continuous Commodity Index None Buy 01114111 
Fund Income Gam Codes =$1.000 less =$1,001 -$2.500 c=$2,501 -$5,000 =$5,001 -$15,000 =$15,001-$50,000 
(See Columns and 04) F=$50.001 -$100,000 =$100.001 -$1.000,000 =$1,000,001 -$5.000,000 =More than $5.000,000 Value Codes 415.000 less 415,001 -$50.000 L=$50,00 -$100.000 =$100.001 -$250.000 
(Sec Columns and 03) =$250.00 -$500 000 0=$500,00 ,000.000 =$1.000.001 -$5,000,000 =$5,000,001 -$25,000,000 =$25.000.00 -$50,000,000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(Sec Column C2) U=Book Value V=Other =Estimated 
 
 
 
Name Person Reporting 
Date Report 
Lynch, Gerard 
05/14/2012 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofreport.) 
 
 
Date Report 
05/14/2012 
Lynch, Gerard 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Gerard Lynch 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544