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Judicial Watch • Gerard E. Lynch – 2012

Gerard E. Lynch – 2012

Gerard E. Lynch – 2012

Page 1: Gerard E. Lynch – 2012

Category:Federal Judges

Number of Pages:9

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Gerard, Gerard E Lynch, Lynch, 2012, Market, transactions, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY Professor Law  Columbia University  

Reporl Requiled the hies Governmenl Act of1978
Rev. 112013 
FOR CALENDAR YEAR 2012 U.S.C. app.  101-111) 
1-Person Reporting (last name, first, middle initial) Lynch, Gerard Court Organization U.S. Court Appeals, Second Circuit Date Report 05/14/2013 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. Circuit Judge -Active  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2012 12/31/2012 Chambers Office Address Foley Square 
New York, 10007 

IMPORT ANT TES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSJTJ ONS. (Reporting individual only; see pp. 9-13 filing instructions.) 
II. AGREEMENTS. (Reporting individual only; seepp.14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PAR TIES AND TERMS 

Dnte Report
05/14/2013
Lynch, Gerard 
Ill. N-INVES TMENT INC ME. (Reporting individ11a/ and spo11se; see pp. 7-24 filing instr11ctions.) Filer's Non-Investment Income  NONE (No reportable non-investment income.)  

 SOURCE AND TYPE  INCOME  
(yours, not spouse's) 1/1/12  Columbia University  $26 437.33 Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 

SOURCE AND TYPE 1/1/12 Flushing Hospital l/1/12 Private Practice Psychotherapy 
IV. REIMBURSEMENTS -transportation, /odging,food, entertainment. (Includes those spouse and dependent children,' see pp. 25-27 qffiling instructions.) NONE (No reportable reimbursements.) 
PURPOSE ITEMS PAID PROVIDED 
Transportation, Lodging, Meals 
Institute for Law Economic Apr. San Juan, Conference Transportation, Lodging, Meals Policy Cornell Law School Oct. -28 Ithaca, Moot Court Transportation, Lodging, Meals 

Date Report
05/14/2013
Lynch, Gerard GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE Name Person Reporting Date Report
Lynch, Gerard 
05/14/2013 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instmctions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(2) (2) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code2  Method  buy, sell,  mm/dd/yy  Code2  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Citibank Accounts  Interest Merrill Lynch Money Market  Dividend Ameriprise Money Market  Interest  Redeemed (part)  8/8/2012 Blackrock Muni Inc. Tr;  Dividend Gabelli Utility Trust PFD  Dividend ING Savings Account  Interest AGIC Con. Fd.  Dividend ING Clarion Global Equity Fund  Dividend PIMCO Muni Fnc. Fd.  Dividend  
IO. Blackrock Global Allocation  Dividend  
11. Triborough Bonds  None  
12. Alliance Bernstein Gr.fine. Fund AB  Dividend  
13. Eaton Vance Enhanced Equity Fd.  Dividend  
14. Eaton Vance Tax Managed Global Fund  Dividend  
15. Nuveen Municipal Value  Dividend  
16. Oppenheimer Main St.  Dividend  
17. PIMCO Income Strategy Fd.  Dividend  See Part VIII Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2.501 -$5.000  0=$5.001 -$15.000 =$15.001 -$50,000  
(Sec Columns and 04) =$50,001 -$100.000 =$100.001 -$1,000,000  It1 =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000  
(See Columns and 03) =$250.00 -$500.000 =$500,001 -$1.000.000 =$1.000.001 -$5.000.000  1'2 =$5.000.00 -$25.000.000 =$25,000.001 -$50,000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

Date Report
Lynch, Gerard 
05/14/2013 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spo11se and dependent children; see PP 34-60 filing instmctions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including tmst assets)  reporting period reporting period  

(1) (2) (2) (I) (2) (3) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1.000 less =$1.001 -$2,500 =$2.501  $5.000  D=$5,001 -$15,000 15.00 -$50.000  
(See Columns and D4) =$50.001 -$100.000 =$100.00 -$1.000.000  111 =$1.000.001 -$5,000.000  ll2 =More than $5,000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.00 -$I 00,000 =$I 00.00 -$250.000  
(Sec Columns and D3) =$250.00 -$500.000 =$500.001 -$1.000.000 =$1.000.001 -$5,000.000 =$5,000.001 -$25,000.000  
1'3 =$25.000.00 -$50.000.000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

Date Report

05/14/2013 
VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1nc111des those spouse and dependent children; see PP 34-60 filing 
instmctions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(2) (I) (2) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) Income Gain Codes: =$1.000 less =$1,001 -$2.500 =$2,501 -$5,000 =$5,001 -$15,000 =$15.001 -$50.000 
(Sec Columns and 04) =$50.001 -$100.000 =$100,001 -$1,000.000 fll =$1,000.001 -$5.000,000 112 =More than $5.000.000 
Value Codes =$15.000 less =$15,001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000 

(Sec Columns and 03) =$250.001 -$500.000 =$500,001 -$1.000.000 =$1,000.001 -$5,000.000 =$5.000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Other =Book Value =Estimated 

Dale Report 
Lynch, Gerard 
05/14/20 
VII. INVESTMENTS and TRUSTS --instmctions.J
income, value, transactions r1nc111des those spouse and dependent children; see PP 34-60 filing NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including lrusl assets)  reporting period reporting period  

(I) (2) (1) (2) (3) 
(4) (5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) Code redemption) (J-P) (A-H) (ifprivale (Q-W) transaction) 
52. Vanguard Emerg. Mkts.  Dividend  
53. Vanguard High Dvd. Yield  Dividend  
54. New York, Ser. Subser  Interest  
55. New York, NPFG Ser.  Interest  
56. Vanguard Total Stock Market ETF  Dividend  
57. Vanguard Total Bond Market ETF  Dividend  
58. Green Haven Continuous Commodity Index Fund  None  
59. Nureen Int-Dur. Mun. Term Fund  None  Buy  12/05/12  
60. Blackrock Mun. Target Term Trust  Dividend  Buy  08/28/12  
61. Legg Mason Western Asset Municipal Income  Dividend  Buy  06/29/  
62. Discover Bank  Int./Div.  Buy  06/29/12 Income Gain Codes: =$1.000 less I.00 -$2.500 =$2.501 -$5.000 =$5.001 -$15.000 =$15,00 -$50.000  
(Sec Columns and 04) =$50,00  $100.000 =$100,001 -$1.000.000  Ill =$1,000.001 -$5,000.000  112 =More than $5,000.000 Value Codes =$15,000 less =$15,001 -$50.000 =$50.00 -$I 00.000 =$I 00.00 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500,001 -$1.000.000 =$1.000.001 -$5,000,000 =$5,000.001 -$25,000.000 =$25,000,00 -$50,000,000  1'4 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

Date Report 
05/14/2013
Lynch, Gerard 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepart ofreport.) 
Part VII. Investments and Trusts. 
Line 17. Column -Fund changed name; formerly PIMCO Floating Rate Strategy Fund 
Line 24. Column -Fund changed name; formerly Rydex Ser. Tr. Juno Fd. 
Line 26. Column -Fund changed name; formerly Sun America New Century Fund 

Date Report 

Lynch, Gerard 
05/14/2013 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

Signature: Gerard Lynch 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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