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Judicial Watch • Gerard E Lynch Financial Disclosure Report for 2006

Gerard E Lynch Financial Disclosure Report for 2006

Gerard E Lynch Financial Disclosure Report for 2006

Page 1: Gerard E Lynch Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:8

Date Created:September 21, 2007

Date Uploaded to the Library:November 13, 2013

Tags:Gerard, Gerard E Lynch, Global, Lynch, Market, 2006, transactions, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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Government Act 1978
Rev. 112007 
FOR CALENDAR YEAR 2006 U.S.C. app.  101-111) Person Reporting Oast name, first, middle initial) Lynch, Gerard Court Organization District Court -SONY Date Report 05/10/2007 Title (Article judges indicate active senior status; magistrate judges indicate fuU-or part-time) District Judge -active  Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Final Reporting Period 01/01/2006 12/31/2006  
Sb. Amended Report Chambers Office Address 500 Pearl Street New York, 0007 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSJTJ NS. (Reporting Individual only; see pp. 9-13 ofi11structlo11s.) NONE (No reportable positions.) 
POSITION NAME Professor Law Columbia University 

II. AGREEMENTS. (Reorting Individual only; see pp. 14-16 instructions.) 
IX] NONE (No reportable agreements.) 
...... c::> 
(./) __. :::0I.  
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fll 
LJl 

III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 7-24 instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) 

(yours, not spouse's) 1/1/06 23,688 
-transportation, lodging, food, entertainment 
March 2-5, San Francisco, CA: Taught CLE program (transportation, room, meals)  Harvard Law School  April 21-22, Cambridge, MA: Spoke academic conference (transportation, room, meals)  Yale University  May 4-5, New Haven, CT: Taught class (transportation, room, meals)  Ohio State University  October 6-7, Columbus, OH: Spoke academic conference (transportation, room, meals) Federal Bar Council October 27-29, Lenox, MA: Taught CLE program (transportation, room, meals) 

V GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 

VII. INVESTMENTS and TRUSTS -income, vatue, transactions (Includes ;hose the spouse and dependent children. see PP 34-60 fuing instructions.; 

 NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(1) Amount Code (A-H)  (2) Type (e.g. div., rent, int.)  (I) Value Code (J-P)  (2) Value Method Code (Q-W)  (1) Type(e.g. buy, sell, redemption)  (2) Date Month Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  Citibank Accounts  Interest  Merrill Lynch Money Market  Dividend  John Hancock Global Growth  Sell  8/29  HR Block Money Market  Interest  New York FSA-CR  Interest  New York PWR  Interest  Blackrock Muni Inc. Tr.  Dividend  Gabelli Utility Trust PFD  Dividend  ING Savings Account  Interest  
10.  Nicholas Applegate Con. Fd.  Dividend  
11.  ING Clarion Global Equity Fund  Dividend  
12.  PIMCO Muni Pnc Fd. Dividend  
13.  Blackrock Global Allocation  Dividend  Formerly Global Allocat  
14.  Triborough Bonds  Interest  
15.  Alliance Bernstein Gr/Inc. Fund AB  Dividend  Sell )tr"''  8/16  
16.  Eaton Vance Enhanced Equity  Dividend  
17.  Eaton Vance Tax Managed Global  Dividend Income Gain Codes: =$1,000 less  B=Sl,001-$2,500 =$2,501 -S5,000  D=$5,00 -SI 5,000  E=$15,001 -$50,000  
(See Columns and 04)  F=$50,001 -$100,000 =$100,001 -Sl,000,000 1,000,00 -$5,000,000 =More than $5,000,000 Value Codes 5,000 less =$15,00 -$50,000 =$50,00 -SI 00,000 =$100,001 -$250,000  
(See Columns and 03) =$250,00 -$500,000 =$500,001 -Sl,000,000 =Sl,000,001-$5,000,000 =$5,000,001 $25,000,000 Value Method Codes  P3=$25,000,001 -$50,000,000 ,,cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2} =Appraisal =Other =Assessment  
U=Book Value  W=Estimated  

Name Person Reporting 
Date Report
Lynch, Gerard 
05/10/2007
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset 
exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.  Value  Value  Type (e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1,000 less =$1,001  $2,500 =$2,501  $5,000  D=$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,001 -$100,000  =$100,001 -Sl ,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes  J=S 15,000 less  K=$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and 03)  N=$250,001  $500,000  0=$500,001 -$1,000,000 =$1,000,001 -$5,000,000  P2=$5,000,001 -$25,000,000 Value Method Codes  PJ=$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal  V=Other ::::Assessment =Book Value  W=Esrimated  

Name Person Reporting 
Date Report 
Lynch, Gerard 
0511012007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. see PP 34-60 filing insrructions.J NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.  Value  Value  Type (e.g.  Date  Value  Gain  Identity  
Code  div., rent.  Code  Method  buy, sell,  Month  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

35. 36. 37.  Franklin Utilities Washington Mutual Bank Nuveen Free Unit TRINSD  Dividend Interest Interest  Buy Buy  3/20 8/7  
38. 39.  Sun America Strat. Inv. Fd. TIAA-CREF .  
40. 41.  Franklin income Pioneer Fd.  Dividend Dividend  Buy  9/18  
42.  Citibank IRA  Interest  Close  8/7  
43.  Western Bank  Interest  Buy  8/28  
44.  ING Risk Managed Nat. Res. Fd.  Dividend  Buy.  10/24  
45.  Federated Intl Small  
46.  Fidelity Bank  Buy  3/20  
47.  John Hancock Small Cap  Sell  8/29  
48.  Sovereign Bank  Interest  Buy  9/18  
49.  Nuveen Global Govt  Dividend  Buy  6127  
50.  NYC Bonds  Interest  Buy  8/16  
51.  NYS Dorm Auth Bonds  Interest Income Gain Codes: =SJ,000 less =Sl,001 -$2,500 =$2,50 -$5,000  D=S5,001-Sl5,000  E=Sl5,001-$50,000  
(See Columns and 04)   F=$50,001 -Sl00,000 =$100,001 -$1,000,000 1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less  K=$15,001 -$50,000 =$50,00 -$100,000 =$100,001 -$250,000  
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =Sl,000,001-$5,000,000 =$5,000,00 -$25,000,000 Value Method Codes =$25,000,00 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal  V=Other =Assessment  
U=Book Value  W=Estimated  

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndlcate partofReport.) 

Date Report 
Name Person Reporting 
05/10/2007
Lynch, Gerard 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

Date_--"-5"_._.._/,="'-----'I?'---
AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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