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Judicial Watch • Graham C. Mullen – 2012

Graham C. Mullen – 2012

Graham C. Mullen – 2012

Page 1: Graham C. Mullen – 2012

Category:Federal Judges

Number of Pages:19

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:mullen, Graham C Mullen, GRAHAM, Estimated, 2012, Gross, Market, assets, INVESTMENTS, transactions, TRUSTS, Codes, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Rev. 112013 
FOR CALENDAR YEAR 2012 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) MULLEN, GRAHAM Court Organization WESTERN DISTRICT N.C. Date Report 0710912013 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. DISTRICT JUDGE -SENIOR  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2012 12/31/2012 Chambers Office Address 
230 CHARLES JONAS BUILDING 
401 WEST TRADE STREET 
CHARLOTTE, 28202 
/MPO ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSITIONS. (Reporting indi vidual only; see pp. 9-13 filing instructions.)  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY  Honorary Life Member  Duke University Law School Board Visitors 
Member HOA Board Royal Crest Home Owners 
(See Explanation (See Explanation 

II. AGREEMENTS. (Reporting indi vidual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PAR TIES AND TERMS 

III. 0N-INVESTMENT ME. (Reporting indi vidual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income [{] NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV. REIMBURSEMENTS -transportation, lodging,food, entertainment. (Includes those spouse and dependent children; see pp. 25-27 filing ins uctions.) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

MULLEN, GRAHAM 
07/09/2013 GIFTS. (lnc/11des those spo11se and dependent children; see pp. 28-31 
instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 

VJ. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 

MULLEN, GRAHAM 
07/09/201 
VII. INVESTMENTS and TRUSTS -income, va111e, transactions r1nc111des those spouse and dependent children; see PP 34-60 filing 
;structions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(Sec Column C2) =Other =Book Value =Estimated 

Date Report 
MULLEN, GRAHAM 
07/09/2013 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 line instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trnst assets) reporting period reporting period Income Gain Codes: =$1,000 less 8=$1,001-$2.500 =$2.501 -$5.000 0=$5,001 -$15.000 =$15,001 $50.000 (Sec Cohmms and D4) =$50.001 -$100.000 =$100.001 -$1,000.000 111 =$1.000.001 -$5,000.000 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50,000 =$50.001 -$100.000 =$100.001 -$250.000 (Sec Columns nnd D3) =$250.001 $500.000 =$500,001. $1.000.000 =$1,000.001 -$5,000.000 =$5,000.001 -$25,000.000 1'3 =$25,000.001 $50,000,000 1'4 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Colrnnn C2) V=Other =Book Value =Estimated 

MULLEN, GRAHAM 
07/09/2013
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) 
(2) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

35.  
36. --Oppenheimer Gold Sp. Minerals  Buy (add'!)  07/12/12  
37.  Buy (add'I)  07/13/12  
38.  Sold (part)  08/23/12  
39.  Sold (part)  10/15/12  
40.  
41. --Fidelity Advisor SPR Leveraged Fund  Sold (part)  04/16/12  
42.  Sold (part)  08/23/12  
43.  Sold (part)  12/17/12  
44.  
45. --Permanent Portfolio  Sold (part)  08/23112  
46.  Sold (part)  12117/12  
47.  
48. --Blackrock Global Allocation  Sold (part)  07112/12  
49.  Sold (part)  07/16/12  
50.  Sold (part)  08/23112  Sold (part)  12117/12 Income Gain Codes: =$1.000 Jess =$1.001 -$2.500 =$2.501 -$5.000 =$5.001 -$15.000 =$15.001 -$50.000  
(Sec Columns nnd 04) =$50.00 $I 00.000 00.00I-$1.000.000  Ill =$1.000.001 -$5.000.000  ll2 =More than $5,000,000 Value Codes =$15.000 less  K=$15.00J -$50.000 =$50.001 -$100.000 =$100.001 -$250,000  
(Sec Columns and 03) =$250.001 -$500.000 =$500.001. $1.000.000 =$1. 000.001 -$5.000.000 =$5.000.001 -$25,000,000  
1'3 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Me1hod Codes =Appraisal =Cost (Ren) Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Yalu =Other =Estimated  

MULLEN, GRAHAM 
07/09/2013
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (2) (I) (2) (I) (3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

 Income Gai11Codes: =$1.000 orless =$1.001 -$2.500 =$2.501 -$5.000 =$5.001 -$15.0.00 =$15.001 $50.000  
(Sec Columns and 04) =$50.00 I-$I 00.000 =$100.001 $1.000.000  Ill =$1.000.001 -$5.000.000  ll2 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000  
(Sec ColmnnsCt nnd 03) =$250.001 $500.000 =$500.00 I-$1.000.000 =$1.000,001-$5.000.000 =$5.000.001 -$25,000.000  
1'3 =$25.000.00 $50.000.000  1'4 =Morethan $50.000.000 Value Mclhod Codes =Appr nis =Cost (Rcnl EstnlC Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=01hcr =Estimated  

MULLEN, GRAHAM 
07/09/2013
VII. INVESTMENTS and --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Income Gain Codes: =$1.000 less =$1.00 I-$2.500 =$2501 -$5.000  D=$5.001-$15.000 =$15.001 -$50.000  
(Sec Columns and D4) =$50.00 I-$I 00.000 =$100.001 -$1.000.000 =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -$100.000 =$100,001 -$250,000  
(Sec Columns and DJ) =$250.001 -$500.000 =$500.00 I-$1.000.000 =$1,000.001 -$5,000.000 =$5,000.001 -$25,000,000  
1'3 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Rcnl Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

MULLEN, GRAHAM 
07/09/2013
VII. INVESTMENTS and TRUSTS --income, vat11e, transactions r1nc111des those spo11se and dependent children; see PP 34-60 filing instr11c1ions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (2) (2) 
(!) 
(3) (4) (5) 
Place "(X)" after each asset'  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
ex.empt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1.000 less =$1,001 $2.500 =$2.501 -$5.000  0=$5,001-$15.000  E=$15100l -$50.000  
(Sec Columns and 04) =$50.001 -$100.000  G=$100.001-$1.000.000  Ill =$1,000,001 -$5.000.000  112 =More than $50000,000 Value Codes =$15.000 less =$15.001 -$50.000 =$50,00 -$100,000 =$100,001 -$250.000  
(Sec Columns and 03) =$250.00 -$500.000 =$500.00 $1.000.000 =$1,000.001 -$5.000.000 =$5.000,001 -$25,000.000  
1'3 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Mc1hod Codes =Appraisal =Cost (Real Esta1cOnly) =Assessment ash Market  
(Sec Column C2) =Book Value =Other =Estim ated  

MULLEN, GRAHAM 
07/09/2013
VII. INVESTMENTS and STS --instructions.)
income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions dming reporting period  
(including trust assets)  reporting period  ofreporting period  

(I) (2) (I) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value 
(4) Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private (Q-W) transaction) Income Gain Codes: =$1.000 less =$1,00 I-$2.500 =$2,501 -$5.000  0=$5,001-$15,000 =$15,001 -$50.000  
(Sec Columns and 04) =$50.001 -$100.000 I00.00 -$1.000.000 =$1.000.001 -$5.000.000  112 =More than $5.000,000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.00 I00.000 =$!00.001 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500,00 -$1,000.000 =$1,000,001 -$5,000,000  1'2 =$5,000.001 -$25,000,000  
1'3 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Est ate Only =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

MULLEN, GRAHAM 
07/09/2013

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing insructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(2) 
(I) (2) (I) (2) 
(4) (5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller Inco Gain Codes: =$1.000 less =$1.001 -$2.500 =$2.501 -$5.000 D=$5.001 -$15.000 =$15,001 -$50.000 (Sec Columns and D4) =$50.00 -$I 00.000 =$100.00 I-$1.000.000 Ill =$1.000.001 -$5.000.000 112 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000 
(SccColumnsC nndD3) =$250.00 I-$500.000 =$500,001 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 
1'3 =$25.000.00 -$50.000.000 1'4 =More than $50.000.000 Vnluc Mclhod Codes =Appraisnl Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Other =Book Value =Estimated 

MULLEN, GRAHAM 
07/09/2013

VII. INVESTMENTS and TRUSTS --income, vat11e, transactions r1nc111des those spo11se and dependent children; see PP 34-60.of filinc instr11ctions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting pe1iod reporting period  

(2) (2) (I) (2) (3) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1.000 less =$1.001 $2.500 =$2.50 $5.000  0=$5,001 -$15.000  E415.00I -$50.000  
(Sec ColunmsB ond 04) =$50.001 -$100.000 =$100.001 -$1.000.000 =$1.000.001 -$5,000.000 fl2 =More than $5,000,000 Value Codes =$15.000 less =$15.001 -$50 .000 =$50.00 I-$ !00.000 =$!00,001 -$250,000  
(SccColumnsC ondD3) =$250,00 -$500.000 =$500 .00 I-$1.000.000 =$1,000.001 -$5,000.000 =$5,000.001 -$25,000,000  
1'3 =$25.000 .001 $50.000.000  1'4 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment ash Market  
(Sec Column C2) =Book Value ther =Estimated

MULLEN, GRAHAM 
07/09/2013

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

I.Income Gnin Codes: 1.000 less  B=$t.001-$2.500 =$2.501 -$5.000  0=$5.001 -$15.000 =$15.001 -$50.000  
(Sec Columns and 04) =$50.001 -$I 00.000 =$100.00 $1.000.000 =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less  K=$15.001-$50.000 =$50.001 $1000000 =$100.001 -$250,000  
(Sec Columns and 03) =$250.001 -$500.000 =$500.001 -$1 .000.0 =$1.000.001-$5.000.000 =$5.000.001 -$25.000.000  
J>J =$25.000.00 $50.000.000 =More than $50.000.000 Value Mc1hod Codes =Appraisal =Cost (Real Estote Only) =Assessment =Cash Market  
(Sci.! Column C2) =Book Value =Other =Estimated  

MULLEN, GRAHAM 
07/09/2013

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including tntst assets)  reporting period reporting period  

(I) (2) (I) (I) 
(2) (3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gnin Codes: =$1.000 less =$1,001 -$2.500 =$2.501 -$5.000 =$5.001 -$15,000 =$15.001 -$50.000  
(Sec Columns and 04) =$50.001 -$100.000 =$!00,001 -$1.000.000  Ill 41.000.001 -$5.000,000  112 =More than $5,000,000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -$100.000 =$100,001 -$250,000  
(Sec Columns nod 03) =$250.001 -$500.000 =$500,001 -$1.000.000 =$1,000.001 -$5,000.000 =$5.000.001 -$25,000.000  
1'3 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Apprnisnl =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

MULLEN, GRAHAM 
07/09/2013
VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (I) 
(2) (4) (5) 
P_lace "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) Income G11in Codes: =$1.000 less =$1,001 -$2.500 =$2.501-$5.000 =$5.001 -$15.000  E=$15.001 -$50.000  
(Sec Columns and 04) =$50.001 -$100.000 =$100.00 -$1.000.000  Ill =$1.000.001 -$5.000.000 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.00 I00.000 =$I 00.00 I-$250,000  
(Sec Colunms and 03) =$250.001 -$500.000 =$500.001 -$1.000.000 =$1.000.001 -$5.000.000 =$5,000.00f-$25,000.000  
1'3 =$25.000.00 I-$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

MULLEN, GRAHAM 
07/09/2013
VII. INVESTMENTS I1d TRUSTS --income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trnst assets)  reporting period reporting period  

(I) (2) (I) (2) (2) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mrnldd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Code =$1.000 less =$1,001 -$2,500 =$2.501 -$5,000 =$5.001 -$15.000 =$15.001 -$50.000  
(Sec Col umns and 04) =$50.001 -$100.000 =$100,001 -$1.000.000 =$1.000.001 -$5.000.000  112 =More than $5.000.000 Vnluc Codes t5.000 less =$15,001 -$50.000 =$50.001-$I 00.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500,00 -$1,000,000 =$1,000,001 -$5,000.000  1'2 =$5,000,001 -$25,000.000  
1'3 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes  Q=Appraisal =Cost (Real Esta Only) =Assessmen =Cash Market  
(Si::c lumn C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS -income, va111e, transactions (1nc111des those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(2) (3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
excempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) Income Gain Codes: =$1.000 less =$1.0 $2,500 =$2.501 -$5.000 =$5.001 -$15.000 =$15.001 -$50,000 (Sec Columns and D4) =$50.00 -$I 00.000 =$100,001 -$1.000.000 Ill =$1.000,001 -$5.000.000 =More than $5.000.000 
Value Codes =$15,000 less =$15.001 -$50.000 =$50.00 I-$100.000 =$100.001 -$250.000 

(Sec Columns and D3) =$250,001 -$500.000 =$500.001 -$1.000,000 =$1.000,001 -$5.000.000 =$5.000,001 -$25,000.000 =$25,000.001 -$50,000.000 1'4 =More than $50.000.000 
Value Method Codes =Approisal =Cost (Real EstateOnly) =Assessment =Cash Market (Sec Column C2) =Book Value ther =Estimntcd 

Name Person Reporting 
Date Report 
MULLEN, GRAHAM 
07/09/2013

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate part ofreport.) 

Explanation changes made Part have deleted reference the Deaprtment Political Science UNC Charlotte because have realistic likelihood teaching there again. that should become possibility, will, course, report that the future. 

Explanation line items contained Part VII. 
Lines and -Smith Barney Money Market fund includes deposits that fund which the broker has moved into their Bank Deposit program. 

Line -The IRA was established from Thrift Savings Plan, all capital gains and dividends are re-invested. Periodically, small numbers shares are sold 

pay the trustee's fees. These are reported. This income aggregated and not reported for each separate fund. 
Line -This asset apparently reported error. Can find record and not know why reported. Will not report further. 

Line 172-The assets within the managed account are included this report lines 173 -199, inclusive. The Managed Account has been terminated. 
Line 202-Mast Therapeutics was initially purchased Adventrx Pharmaceuticals Inc. Its name has been changed Mast Therapeutics (MSTX) 
Line 209-This transaction for First Trust Cloud Computing, which was bought 2011 but inadvertently omitted from that report. (See also the explanation 
for Lines 220 -222, which constitutes Self-lnitated Amendment the 2011 Report.) Lines (223) and 224 -226 -These transactions were inadvertently omitted from the 2011 Report. This Self-Initated Amendment the 2011 Report. 

MULLEN, GRAHAM 
07/09/2013

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

Signature: GRAHAM MULLEN 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544