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Judicial Watch • Graham C Mullen Financial Disclosure Report for 2006

Graham C Mullen Financial Disclosure Report for 2006

Graham C Mullen Financial Disclosure Report for 2006

Page 1: Graham C Mullen Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:18

Date Created:January 31, 2008

Date Uploaded to the Library:November 13, 2013

Tags:mullen, Graham C Mullen, GRAHAM, Appraisal, Assessment, Estimated, Estate, 2006, INVESTMENTS, transactions, IRS, Financial Disclosure, ICE, CIA, income, Judge


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Rev. 112007 
FOR CALENDAR YEAR 2006 U.S.C. app. JO!-/ Person Reporting (last name, first, middle initial) MULLEN, GRAHAM Court Organization WESTERN DISTRICT N.C. Date Report 7131/2007 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. DISTRICT JUDGE -SENIOR  Sa. Report Type (check appropriate type) Nomination, Date Initial P3J Annual Final Reporting Period 01/01/2006 12/3 J/2006  Sb. Amended Report Chambers Office Address 230 CHARLES JONAS BUILDING 401 WEST TRADE STREET CHARLOTTE, 28202 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete al/parts, checking the NONE box for each part where you have reportable information. Sign 011 last page. POSITIONS. (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 
"':l 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.)
1 r-0
(EJ NONE (No reportable agreements.) PAR TIES AND TERMS 

IIJ. NON-INVESTMENT COME. (Reporting individual and spouse; see pp. 17-24 instructio11s.) Filer's Non-Investment Income NONE (No reportable non-investment income.) 

SOURCE AND TYPE INCOME 
(yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV. REIMBURSEMENTS -transportation, /odgi11g,food, entertainmenl 
(Includes those spouse and dependent children. See pp. 25-2 ofins/ruc/ions.) NONE (No reportable reimbursements.) SOURCE DESCRIPTION 

713112007
MULLEN, GRAHAM GIFTS. (lllcludes those spouse and dependent children. See pp. 28-31 instructions.) 
IBJ NONE (No reportable gifts.) 
SOURCE DESCRIPTION 
VALUE 

VI. LIABILITIES. (lnclttdes those spouse and dependent children. See pp. 32-33 instructions.) NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 

VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those the spouse and dependent children. see pp. 11-60 filing instruc1io11s.J NONE (No reportable income, assets, transactions.) 
Description Assets during Gross value end 
Transactions during reporting period 
(including trust assets) rting period reporting period 
-------
(I)
(2) 
(4) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g. div. rent, int.)  Value Code (J-P)  Value Method Code  
(Q-W) L_L__L  

Type (e.g. buy, sell, redemption) Date Month-Day 
Value  Gain  Identity  
Code  Code  buyer/seller  
(J-P)  (A-H)  (if private  
transaction) Income Gain Codes: =SJ,000 less ,00  S2,500 =$2,501  S5,000 =S5,00  15,000 =$15,001  $50,000  
(See Columns and 04) =$50,00I .$I 00,000 =SI00,001. Sl,000,000 =Si,000,001  $5,000,000 =More than $5,000,000 Value Codes 15,000 less =$15,001. $50,000 =$50,001  S!00,000 =$100,001  $250,000  
(See Columns and 03) =$250,001 -$500,000 =$500,00  $1,000,000 =Si,000,001  SS,000,000 =$5,000,001  $25,000,000 Value Method Codes =$25,000,001  $50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =:Appraisal  V=Other =Assessment =Book Value =Estimated  

Date Report 
Name Person Reporting 
7/31/2007
MULLEN, GRAHAM 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure Income Gain Codes: 1,000 less =Sl,001 -$2,500 =$2,501 -55,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,00 -$I 00,000 =$100,001 -Sl,000,000 =S1,000,00 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 Jess =$15,001 -$50,000 =$50,001 -$100,000 =$I 00,00 -$250,000  
(See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =Sl,000,001 -$5,000,000 =$5,000,001 -S25,000,000 Value Method Codes =$25,000,001 -S50,000,000 =Cost (Real Estate Only) =More than $50,000,000 ""Cash Market  
(See Column C2) =Appraisal =Other =Assessment =Book Value  W::::Estimated  

7/31/2007
MULLEN, GRAHAM 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Income Gain Codes: =$1,000 less =S1,00 -$2,500  c=$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,00 -SI 00,000 =SI00,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes ""$15,000 less =Sl5,00I -$50,000 =$50,00I -SI 00,000 =SI00,00I -$250,000  
(See Columns and 03) =$250,00 -$500,000 =$500,00 SI ,000,000 =SJ,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 :o:Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2)  0""Appraisal  V=Other ""Assessment  
U=Book Value  W=Estimated  

7/31/2007
MULLEN, GRAHAM 

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those the spouse and dependent children. see PP 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
____ __J
reporting period reporting period 
(including trust assets) 
-
--
(2)
(2) (I) (2) 
Place 
"(X)" 
after each asset 
Amount 
Type (e.g. Value 
Value 
Value 
Gain
Date
Type (e.g. 
Identity 
Code 
div., rent, Code Method
exempt from prior disclosure 
buy, sell, 
(A-H) int.) (J-P) Code 
redemption) 
(Q-W) 
Code
Code
Month-
Day 
(A-H)
(J-P) 
buyer/seller  
(if private  
transaction)  

52. 53.  
54. 55.  
56. 57.  
58. 59.  
60. 61.  
62. 63.  
64.  
66. 67.  
68. Income Gain Codes: 1,000 less =St,001 -$2,500 =$2,501  S5,000  0=$5,001-$15,000 =St5,00t -$50,000  
(See Columns and 04) =$50,00 00,000 00,00 -St ,000,000 1,000,00 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less 15,00 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Colurnns aHd 03) =$250,00 -$500,000  0=$500,001-Sl,OOO,OOO =$1,000,001 -$5,000,000 =$5,000,001 -S25,000,000 Value Method Codes =$25,000,00 -$50,000,000 =Cost (Real Estate Only) =More than S50,000,000 =Cash Market  
(See Column C2) =Appraisal =Other =Assessment -"'Book Value =Estimated  

7/31/2007
MULLEN, GRAHAM 
VII. INVESTMENTS and STS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure 
-----c
1--B:- Transactions during reporting period 
(2) (3) (4) (5) 
Date Value Gain Identity 
Month -Code Code buyer/seller 
Day (J-P) (A-H) (if private 

transaction) 
Jncome during reporting period Gross value end reporting period 

84. 

85. Income Gain Codes: =$1,000 less =Sl,0-01 -$2,500 =$2,501. $5,00-0 =$5,001 -$15,000  E=Sl5,001 -$50,000  
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than S5,000,000 Value Codes ""S 15,000 less =$15,001 -S50,000 =$50,001 100,000 =$100,001 -$250,000  
(See Columns and 03) =$250,001 -$500,000 =$500,001 -s1,000,00-0 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal  V""Other =Assessment =Book Value =Estimated  

7/31/2007
MULLEN, GRAHAM 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  
(including trust assets)  
Place "(X)" after each asset  
exempt from prior disclosure  
86.  
87.  
88.  
89. 
Income during 
Gross value end 
Transactions during reporting period 
reporting period 
reporting period 
----------------
(2) 
(2) 
(I)
(I) 
(5)
(I) 
(4)
(3) 
Amount Type (e.g. 
Identity 
Value 
Value 
Type (e.g. ate 
Value 
Gain 
Code div., rent, Code2 
Method 
buyer/seller
Code 
buy, sell, Month-
Code
(A-H) int.) (J-P) 
Code 
(if private 
redemption) 
(J-P) 
(A-H) 
transaction) 
(Q-W) 
92. 

93. 

94. 

96. 

97. 

98. 

100. 102. Income Gain Codes: =$1,000 Jess =$1,00 -$2,500 =$2,501 -S5,000 =$5,001 -$15,000 =SI 5,001 -$50.000  
(See Columns and 04) =$50,00 -SI 00,000 =$I 00,00 ,000,000 =$1,000,00 -$5,000,000 =More than $5,000,000 Value Codes  J=S 15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =SJ00,001 -$250,000  
(See Columns and 03) =$250,001 -$500,000 =$500,00 -$1,000,000 =Sl,000,001 -$5,000,000 =$5,000,001  $25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 ===Cash Markel  
(See Column C2) =Appraisal  V=Other =Assessment ::::Book Value ==Estimated  

7/31/2007
MULLEN, GRAHAM 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.)  NONE (No reportable income, assets, transactions.) escripti  Assets ---------i :ale Transactions during reporting riod  

repo rting riod 
-
(mcludmg trust assets) 	ing period ---
(I)
(2) (I) (2)
Type (e.g. 
Amount Type Value Value Value Gain Identity 
Place
after each asset Date
X)" 
Code div, rent, Code Method 
buy, sell, Month-Code Code buyer/seller
exempt from prior disclosure 
(A-H) (J-P) Code 
redemption) Day (J-P) (A-H) (if private 
transaction)
(Q-W) 
103. 

104. 

105. 

106. 

107. 

108. 

109. 

110. 

111. 

112. 

113. 

114. 

115. 

116 
117. 

118. 

119. Income Gain Codes: =-$1,000 less =$1,00 -$2,500 =S2,50 -$5,000 D=$5,00i -S15,000 =$I 5,001 -$50,000 (See Columns and 04) F=$50,001 -$100,000 =SI 00,00 1,000,000 1,000,00 -S5,000,000 =More than S5,000,000 Value Codes =$15,000 less I5,001 -550,000 l.=$50,001  $100,000 =S100,00 -$250,000 (See Columns and D3) =$250,001 -$500,000 =$500,001 -s1,000,000 ,000,00 -$5,000,000 =$5,000,001  $25,000,000 =S25,000,00I -S50,000,000 =More than $50,000,000 Value Method Codes =Cost (Real Estate Only) ""Cash Market =Appraisal ""Assessment =Book Value =Estimated 

(See Column C2) "'Other 

7/31/2007
MULLEN, GRAHAM 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those the spouse and dependent children. see pp. 14-60 offili11g instructions.) 
NONE (No reportable income, assets, transactions.) 
(2) (4) 
Date  Value  Gain  
Month- Code  Code  
Day  (J-P)  (A-H)  

120. 

121. 

122. 

123. 

124. 

125. 

126. 

127. 

128. 

129. 

130. 

131. 

132. 

133. 

134. 

135. 

136. Income Gain Codes: ==S 1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,00 -$I 00,000 =$I 00,00  $1,000,000 =S1,000,00 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less  K=$15,001-$50,000 =$50,00 00,000 =SI 00,00 -$250,000  
(See Columns and 03) =$250,00 -$500,000 =$500,00 1,000,000 1,000,00 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =S25,000,00I -$50,000,000 :=Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) ""Appraisal =Other ""Assessment =Book Value =Estimated  

7/31/2007
MULLEN, GRAHAM 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
;---------A---- 
-------- ------ 
Description Assets 
Income during 
Gross value end 
Transactions during reporting period 
(including trust assets) 
reporting period 
reporting period
(2) 
(2)
(I) (I) 
(3) 
(4) 
(5) 
Place "(X)" after each asset 
Amount 
Type (e.g. 
Code 
exempt from prior disclosure 
div., rent, 
(A-H) int.) 
Value Code (J-P) 
Value Method Code3 
(Q-W) 
Type (e.g. Date buy, sell, Month-
redemption) Day Value 
Gain Identity Code 
Code buyer/seller (J-P) 
(A-H) 	(if private transaction) 
137.  
138.   
139.  
140.  
141.  
142.  
143.  
 
144.  
145.  
146.  
147.  
148.  
149.  
150.  
151.  
152.  
153. Income Gain Codes: =$1,000 less =$1,00 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,00 00,000 =SI 00,00 -$1,000,000 =$1,000,00t -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00 -$I 00,000 =$100,001 -$250,000  
(See Columns and 03) =$250,00 -$500,000 =$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =S25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column CZ)  Q:o:Appraisal  V:o:Qther =Assessment =Book Value "'Estimated  

7/3 !/2007 
MULLEN, GRAHAM 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)
Description Assets Income during 
Gross value end 
Transactions during reporting period
(including trust assets) reporting period 
reporting period 
(I) 
(2) 
(I) 
------1 
(5)
(4) 
Place "(X)" after each asset 
Amount 
Type (e.g. 
Value Value 
Gain 
Identity 
Date 
Value
Type (e.g. 
Code 
div., rent, Code 
(A-H) 
Code 2exempt from prior disclosure Method buy, sell, Month-Code buyer/seller int.) (J-P) 
Code 
Day
redemption) 
(if private 
(A-H) 
transaction)
(Q-W) 
154. 

155. 

156. 

157. 

158. 

159. 

160. 

161. 

162. 

 
163 ._. 
164. 

165. 

166. 

167. 

168. 

169. 

170. Income Gain Codes: 1,000 less =Sl,001 -Sl,500 =S2,501 $5,000 =$5,001 -$15,000 =$15,001  $50,000  
(See Columns and 04) =$50,00 -$I 00,000 00,00 1,000,000 =$1,000,00 -S5,000,000 =More than 55,000,000 Value Codes :::$15,000 less =$15,001 -$50,000 =$50,00  00,000 =$100,0015250,000  
(See Columns and D3) =$250,00 -$500,000 =$500,001 -sI ,000,000 =SI ,000,001 -$5,000,000 =$5,000,001. $25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 ""Cash Market  
(See Column C2) =Appraisal =Other =Assessment ""Book Value :=Estimated  

7/31/2007
MULLEN, GRAHAM 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
----r-------,-
-D. 
Gross value end 
-.--
---,
--- 
--------
- 
Description Assets Income during Transactions during reporting period 
(including trust assets) reporting period 
reporting period 
___ ---

(2)
(I) 
(2) 
(3) (4) 
Identity 
Amount 
Type (e.g. Value Value
Place "(X)" after each asset 
Value 
Gain
Type (e.g. 
Date 
Code 
exempt from prior disclosure 
div., rent, Code Method 
buyer/seller
Code 
buy, sell, 
Month-
Code 
(A-H) int.) (J-P) Code 
(if private 
redemption) 
Day 
(A-H)
(J-P) 
transaction)
(Q-W) Income Gain Codes: ""S 1,000 Jess 1,00  $2,500 =$2,501  $5,000 =$5,00  $15,000 =$15,00 -$50,000  
(See Columns and 04) =$50,00 -$I 00,000 =$I 00,00 -$1,000,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 Value Codes 15,000 Jess =$15,001 -$50,000 =S50,00 -$I 00,000 =$100,001 -$250,000  
(See Columns and DJ) =$250,00 -$500,000 =$500,00 S1,000,000 =Sl,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than SS0,000,000 ""Cash Market  
(See Column C2)  Q""Appraisal ::oQthcr =Assessment =Book Value :::Estimated  

7/3 J/2007 
MULLEN, GRAHAM 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
Income during reporting period  
Gross value end  Transactions during reporting period  
reporting period  ------------------1  

(I) 
(2) 
(I) (I) 
(5) 
Gain Identity 
Amount 
Type (e.g.
Place "(X)" after each asset 
Value Value 
Type (e.g. 
Code 
exempt from prior disclosure 
div., rent, 
Code Method 
buy, sell, -Code 
buyer/seller
Code 
(A-H) int.) 
(J-P) Code 
redemption) Day (J-P) 
(if private 
(A-H) 
transaction)
(Q-W) Income Gam Codes:  A=$ 1,000 less =Sl.001 -S2,500 =$2,50I  $5,000  0=$5,001-$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50,001 -$100,000  0=$100,001-$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes :::SJ 5,000 less  K=$15,00l -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and DJ) =$250,00 I-$500,000 =$500,00 1,000,000 ,000,00 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 "'Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal =Other =Assessment ""Book Value "'Estimated  

7/31/2007
MULLEN, GRAHAM 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicate parto/Reporl) 
Explanation 

7/31/2007
MULLEN, GRAHAM 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Sign 
NOTE: 
AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 

Self-Initiated Amendment Please amend 2005 Report follows: