Skip to content

Judicial Watch • Gray H Miller Financial Disclosure Report for 2009

Gray H Miller Financial Disclosure Report for 2009

Gray H Miller Financial Disclosure Report for 2009

Page 1: Gray H Miller Financial Disclosure Report for 2009

Category:Financial Disclosure

Number of Pages:12

Date Created:November 8, 2013

Date Uploaded to the Library:November 13, 2013

Tags:Gray H Miller, Energy, ACLU, account, Gross, stock, 2009, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


File Scanned for Malware

Donate now to keep these documents public!

  • demand_answers

See Generated Text   ˅

Autogenerated text from PDF

Person Repoaing (last name, first, middle initiai)  2:. Court Organizatinn Date Report  
MILLER, GRAY [I.  U.S. DIST, COURT, SO. DIST.  07/12/2010 Title {.Article 1II judges indicate active senior status;magistrate judges indicate full- part-time)  5a. Report Type (cheek appropriate qcpe) Nominatiun, Date Reporting Period 01/01,2009  
U.S. DISTRICT JUDGE- ACTIVE  I--1 Initial Annua~ Final  
12131/2009  

5b. .~nended Report Chambers Office Address the basis the information contained tbis Report and any
modifications pertaining thereto, is, opinion, compliance
with applicable laws and regulations.

BOB CASEY COURTtIOUSE 
515 RUSK AVE 
HOUSTON, 75002 

Reviewing Officer Date 
IMPOR TANT NOTES: The instructions accompanying this olbrm must followed. Complete all parts, checking the NONE box for each part where you have reportable infi)rmation. Sign last page. POSITIONS. ~,~,o,,i,.~ i,,di~,~.s o~t~, aee pp. 9-13 filing instruction) NONE (No reportable positions.) 
POS]TION NAME ORGANIZATION!ENTITY Member the Advisory" Board USS Cavalla Historical Foundation 
ii. AGREEMENTS. (u~uo...g individual only ..... pp. 14-16 f!ling itmlructions.) NONE ~Vo reportable ag~eemems.) ~ATE P~TI TERM 

Miller, Gray 

Date Report N~,,e of~r,,o. Reporti.~ NIILLER, GRAYH. 
III. NON-INVESTMENT INCOME. :~o,,,~ individual and ........  pp. 17-24 filing instruc~o~.) Filers Non-Investment Income  NONE (No reportable non-investment income.)  
DATE  SOURCE AND TYPE  INCOME  
(yours, not spouses) SponsP~s Non-I nvestment Income l!you were married dt~ring a~v portion the repor~ng year, complete this section  
{O:~llar amou.t not required e.~cept fi~r honoraria.)  
NONE (No reportable non-invesm~ent income.)  
DATE  SOURCE AND TYPE  
NONE (No reportable reimbursements.)  
SOURCE  DATES  LOCATION  PURPOSE  ITEMS PAID PROVIDED  NONE (No reportable g:~s) SOURCE  DgSC~PTION  VALUE  
VI. I~I-:-~DII~IIIIL ~o (Includes those .......d depe,tdent children; see PI. 32.33 ~filing instructions.) NONE (No reportable liabilities.) CREDITOR DESCRIPTION Trapeze Capital Corp. Margin Account  VALUE CODE 

VIII. INVESTMEN USTS -i,,,,o ...... l.e, transactions (Includes those ........ dependent children; see pp. 34-60 filling instructions.) 

NONE (No reportable income, assets transactions.) 
Description Assets Income during Gross value en~ Transactions during reposing perkM 
(including t~st azse~) reposing period ~rtin8 period 
Place "(X)" after each asset Amount Type {e.g, Value Value T~e (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, buyer/mller mm/d~yy Code Code (A-H) orint.) (J-P) Code redemption) (J-P) (A-H) (if private ........... (Q-W) trm;saction) 	
Chase Ba~ Account~ [nlerest 	
Everbank Bank Aecoun(s Interest 	
Peoples State Bank Account (Y) 	
Compass Bank Money Market Account (X) Interest 	
Bank America (CD)(X) Interest Closed 02/I 7/09 	
Excelsior Fund L.P. Int.iDiv. 	Redeemed 04/07/09 	Glenrock Global Partners I..P. lnl.,.Div. Redeemed 07/17/09 (part) 
Redeemed !0107109 	
Copernicus International Market Neutral Int.!Div. Rcdccmed 05[04i09 Fund, 

10. 	
Nippon Renewal Partners [,.P. Int.iDiv. Redeemed 07/17/09 (part) 
Redeemed 10/07/09 
12. 	
Federated Prudent Beat Fund (Mutual Fund None 

13. 	
Pcrformex Multi Manager Fund 3cl I,at../Div. Buy 09/24.:09 

Sold 03/06./09 
14. 	
Buy 10/21/09 (addl) 

15. 	
13rokerage Account 

16. Fidelity Core (?ash Account Interest 
17. Fidelity Treasury Money Market Dividend 	Closed 08/18/09 MILI.ER, (;RAY 14. 

VII. INVESTMENTS and TRUSTS i,, ......... t,,e, trartqactlons (lmludes those ...... dependent children; see pp. 34-~10 all,ling instructiona..) 

NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transaclion~ during reproling period (including trust asseg) reposing period reporting period 
Place "(X)"aftereach asse~ Amounl Type (e.g.. Value Value Type(e.g., Date Value Gain ldentiW exempt from prior disclosore Code div ~eat U~c Method buy, sell, [m~d~ Code Code buyen~setler (A-H) orint) {J-P5 Code3 redemption) (J-P) (ifprivam lAd-l)(Q-W) transaction) 
t8. Rising Dollar Pro Fund lnv Class None 
Sold 03/09~09 
19. iShares Barclays 7-10 Year Treasury Bond Dividend 	Sold 07,27!09 K~~) (IF.F) 
20. Templeton Emerging Markets lnc None 
Buy 07/20/09 
21. 
Buy 08t06/09 (addl) 
22. 
Sold 08/18/09 
23. 
Brokerage Account 

24. Canadian Superior Energy Units None 	Sold 02/13/09 

25. Cuno Petroleum lnc Common None Sold 09/30/09 (part) 

26. Canoro Res Ltd. Units (Y) 

27. Corridor Res Inc. Common Stock 

None Buy 02/24/09 (addl) 

28. Malaga Inc 	None Buy 108!05/09 (addl) 
29. ORCA Exploration 
NoneJ 
30. Etruscan Resources Inc. Common Stock None 
3l. Globestar Mining Corp Common Stock None 	Sold 03/24/09 (pan) 
32. 
Sold 07128;09 
33. Goldlhtb Corp C1-A Svs 	None 

34. tligh River GId Qly II)ecl Interest F 
Na,ne Person Reporting

VII. INVESTMENTS and TRUSTS NONE 6Vo reportable income, assets, transactions.) 
........  ...... ..................~ ......... .......~ .......C. ................ ........... 

Description Assets Income m~ng Gross value end Transactions during re~ing period 
0nctuding trust asse~) reposing period reporting peri~ 
Pla~"(X)"afi ..... ..... .... Type(e.g., [Value Value Type(e.g., Date Value Gain ldcmilyof exempt from prior disclosure Code div., rent, Code Method buy, sell, mmtd~ Code Code buyer/seller
tA-II) int.) (J-Pl Code redemption) J-P) (A-H) (if private (Q-W) 	Iransaction) 
35. Pe~olit~m Petroleum Lid 
None Buy 08/28/09 (addl) 
36. SpeciMD Foods Gg~ VriRI ]4/Decl lnteresl 

37. St. Andrew Goldfields- New Common 

NoneJ 
Stock 

3g. Steding Res lad. 	None 
Sold 12/17/09 (pa~) 
39, Sto~ Cat Energy Co~ Common (Y) 
40. Pacific Energy Res 	None Sold 12/22i09 

41. Firstgold Corp Common (Y) 

42. Serrano Energy Ltd- New Common Stock 

None 

43. Stom~ Cat Engy-B L33QYCV9.25% 

None 	Sold 12124/09 
31Marl2 
44. World Energy Corp Common 
45, Canadian Phoenix Res- New (Formerly.., None 

46. McKesson Corporation Common Stock Dividend Buy 04/22109 
(addl) 

47. 

Sold 08i21/09 (part) 
48. 
Sold 10/09/09 
49. Pacific Egy Res33L Reg 
None 	Sold 12/22/09 
50. Aema lnc- New Common Stock Dividend Buy 05/13109 5I. 
Buy 06t09/09 (addl) Value C~cs $15,0~ le~ 3.00 $50,000 50,00 0t},000 =$100.~ 1250,000 .... Person Reporting 

VII. INVESTMENTS and TRUSTS--i .... e~vMue~ransac~i~ns(~nc~udesth~se~fs~usea"ddepe~dentchi~d~n;seepp~34-6~f~inI4instr~c~i~ns~) 
,~] NONE (No reportable income, assets, trans~ctions.) 
....... ~.~ ...................... ..... ........................... .............. ......... 

De~cfption Asse~ Income du6ng 	Gross value end ransactions during reposing period reposing ~riod 
Place "(X)" after each ~sel T~ctc Value Valne Type (e.g., Date Value Gain hlentily ofexempt from priordiselosure Code div., rent, Code2 Method buy, sell, Code Code bayer/seller (A-H) 
~mmid~~ int.) [J-P) Code ~edemplion) (J-P) IA-H) (if private (~W) 	transaction) 
52. 

Sold 09/29/09 (pa~) 
53. BJS Restaurants 	None Sold

06/17/09 See note pa~ VIII 
54. 
Bay 07~22/09 
-California Pizza Kilchen
55. 	
None Sold 04/27/09 See note parl VIII 

56. 

Buy 07/23/09 
57. Palm lnc 
None 	Sold 09/15/09 See nolo part VIII 
58. 
Buy 09/I 7/09 
59. 
Sold 09/2zr09 
60. 

Buy 10/30/09 
61. Ruby Tuesday lnc Common Stock 	None Buy 0t/28/09 

62. 

Sold 04./09,09 (par0 
63. 
Sold 04/24.09 (part) 
64. 
Sold 04/29/(/9 tpar0 
65. 
[~uy 08/20/09 (addl) 
66. 
Eluy 10/30/09 (addl) 
67. Kroger Common Stock 	Dividend Buy 08/24/09 

68. 

Buy 09/l 5/09 (addl) 

Name Person Reporting Date Report
FINANCIALDISCLOSURE REPORT IPage MILLER, GRAY 07/!2/2010 
VII. INVESTMENTS and TRUSTS -into ..... ~.e, ..... tions (Includes those spouse and dependent children; seepp 34-60 o/filing instructions.) 1~] NONE (No repottab income, assets, transactions.) 
................ .................... .................................................. ................. 

Description Assets Income dufng Gross value end Tran~ctions daring fencing period 
(iacluding ~st assets) reporting period re~aing period
Place "(X)" after each a_sset Amount Ty~ (e.g., Value Vahm Type (e.g., Date Value Gain IdentiW exempt from prior disclosure Code div., rein, Code Method buy, sell, m~dffy3 Code Code buyer!seller 
..... : (Q-W) transaction) ............ ...........................................

69. Clorox Company Common Sleek Dividend Buy 10/01/09 

70. CVS Caremark Corporation Common Dividend /" Buy 03/17/09 

71. 

Buy 10105/09 (addl) 
72, .lack the Box lne Common None Buy 10/30109 
73. Gamestop Corp CI-A Common None Buy 12/03/09 
74. 
Brokerage Account 

75. Powershares QQQ Trust Series ETF None Buy 05101109 

76. 
Sold 05106109 

77. 

Buy 05/26/09 
78. 
Sold 05,26/09 
79. SPDR Trust Unit Series ETF 
None Buy 05/01109 
80. 
Sold 05104/09 
81. 
Buy 05/05/09 
82. 
Sold 05/06/09 
83. 
IRA (:tbmmrly IRA #2) 

84. Concepts Global Funds Masler Trusl 

None Redeemed 08/14./09 (tRA Investment) 
85. AIS Futures Fund L.P. (IRA Investment) Int.~;Div. 
Redeemed 08!07/09 Iocorrm Gaul Codes: =$1.000 te:s~ =$1 ,{RI~ $2,500 ~$2,501 $5,000 =$5.00i 5,000 =$15,001 $50.000 
VII. INVESTMENTS and TRUSTS --i,,.o,~e, v,~ue, ......  thins (Includes those ........ depettdent children: seepp. 34-60 filing ins/ruc~o~.) NONE (No reportab income, assets, transactions.)  
Description Assets (including t~st assms)  Income during r~rdng period  Gross value end re~aing peri~  ~  Transactions during reporting period  
Place "IX)" after each asset oxempt t~m prior disclosure  ~ount/ Type (e.g., Code air., rent, (A-H) orint.)  Value (J-P)  Value Method Code tO-,  T~e (e.g., bny, sell, redemption)  Date m~tltb~  Value Gain Code Code (d-P) (A-H)  tdeatiW buyer/scllcr 0fprivate ,rausac~ion) 86. Prism Offhare Fund Ltd. (1~ Investment) 87. Sprat( Capital l..P. (IRA investment)  None Int./Div.  Redeemed Redeemed  10/14/.09 10/26/09  
88. 89. Triumph Offshore Fund Ltd. (IRA Investment) Chase Bank Acoount (IRA) (Y)  lnt.!Div.  Redeemed  08/07/09  
90. Chase Bank Account (IRA) (Y)  
9l. 92. 93. 94.  Perfonnex Multi Manager Fund 3cl (IRA lnvcslment) Trust#1  lnt.iDiv.  Buy Buy (addl) Buy (addl)  08/18;09 10i 19/09 10/27/09  
95. Fidelib Core Cash Account  Interest  
96. Duke Energy Carp New Common  Dividend  Sold  08/31,"09  
97. General Eiectric Common Stock  Dividend  Sold  08/3t/09  
98. Apple lnc Common Stock  None  Sold  03,19/09  
99. Ford M,~r Dcl Cam  None  Sold  03/19./09  
100. Short Dow30 ProShares ETF  None  Buy  08/!9/09  
101. Ultra Short Dow30 ProsShares ETF  None  Buy  08/19/09  
102 Trust Incom~ Gala Codes: =$I,000 less !,00l $2.500 =$2 501 $5,000 =$5,001 5.000 =St 5dY3I $50.000 
~qI. INVESTMENTS and TRUSTS ........  ~.e, ,r..~o.~.,,,.~ a.ct~ae~  NONE ~ro reportable income, assets~ transactions.)  
Description Assets  Income during  Gross value end  Tmn~cfions during reporting p~iod  
Pla~ "(X)" al}er each ~sct ex+mpt from prior disclosure  [Amount Code {A-H)  Type (e.g., div., rent, int.)  Value Cc~e (J-P)  Value Method Code  T)~e (e.g., buy, sell, redemption)  Date mn~d~b~T  Value Gain Code. Code (J-P) (A-HI  Identity ol" bu~. er/s~lier (if private  (Q-W)  ~ransactionl  
103. Fideliq Core Cash Account  loterest  
104. Duke Energy Corp New Common  Dividend  Sold  08/31./09  
105. General Electric Common Stock  Dividend  Sold  08/31109  
106. Apple lnc Common Stock  None  Sold  03!19/09  
107. Ford Mtr Del Corn  None  Sold  03119/09  
108. Short Dow30 ProShares ETF  None  Buy  08!19;09  
109. Ultra Short Dow30 ProsShares ETF  None  Buy  08/19/09  

rnco,ne Gain Codes: ~00 t~s ii~)o~ ~2,500  t.;, S2,501 ss,~m =$5.001 15.0~ ~$15.001 $50,000  
Colunms and 1.13~ =$250.001 1500.~ =$500.00! St.000,000 ~l.~),0Ol $5,000.~90 =$55i00,001  
Column C2) =N~ok Value =Other =Estimated  

VIII. ADDITIONAL INFORMATION EXPLANATIONS. 
Note: ETF stands for Exchange Traded Fund. 
Part VII, page line This asset was fomrerly known Canadian Phoenix Res Carp Common. 
Part VII, page line BJS Restaurants lnc was sold short 06/17/09 and covered 07/22~09. Column has been left blank since this stock was longer held the end the reporting period. 
Part VII, page line California Pizza Kitchen was sold short 04/27/09 and covered 07/23/09. Column has been left blank since this stock was kruger held the end the reporting perind. Column D(4) page line shows gain because when the stock was bought (covered the short sell) gain was generated. 
Part VII, page line Pahn lnc was sold sht~rt 09/15/09 and covered 09./17/09 and then sold short again (19/22/09 mid covered 10/30/09, Column has been left blank since this stock was longer held the end the reporting period. Ce[umn D(4) page line shows gain because whey. the stock was bought (covered the short sel!) gain was generated. 
Part VII, page line The Chase Bank Account ~,IR~4.) still open but some tile money was rolled over into the Perfomaex Multi Manager I:und LP(IRA lnvesanent) which Part VII, page line 91. The proceeds from the redeemed assets IRA were deposited into the Chase Bank Account (IRA) and then used purchase the interest the Performex Multi Manager Fund 3c! (IRA Investment) which Part VII, page line 91. 
Reporting Name ..... MILLER, GRAY rl. 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor depeudent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions ors U.S.C. app.  501 et. seq., U.S.C.  7353. and Jndicial Conference regulations. 
NOTE: ANY INDIVIDUAL WIIO KNOWINGLY AND VILFULL 
CIVIl, 
AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signcd original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, 1).(.;. 20544



Sign Up for Updates!