Guido Calabresi – 2008
Number of Pages:13
Date Created:December 4, 2009
Date Uploaded to the Library:September 24, 2013
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POSITI NS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY Sterling Professor Emeritus, Professorial Lecturer Yale Law School, 11/01/1995 -present Honorary Trustee -Unpaid Carolyn Foundation, MN, 01/01/1996 -present Member Scientific Committee -Unpaid Centro Nazionale Prevenzione Difesa Sociale, 1988 -present Member (Past President), Board Trustees -Unpaid Chapel St. Thomas More, Yale University, 1997 -present Member -Unpaid International University College, Turin Board, 2007 -Present c_. t-=: .-. c: II. GREElVIENTS. (Reporting individual only; see pp. 14-16 filing instructions.) rri. NONE (No reportable agreements.) DATE PARTIES AND TERMS r--. r11 Present Right Professorial Lecturer, Yale University, upon retirement (See Attachment Present Right use accumulated (approximately $1,500) research and travel fund, Yale University, even after retirement Calabresi, Guido III. N-INVESTMENT COME. (Reponing individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouses) 2008 Yale University -part-time teaching $25,807.00 2008 Yale University Press -royalties for previously written book $349.00 2008 W.W. Norton (;o. -royaes for previously written book $157.00 2008 Authors Registry -Copyright payments for previously written books, etc. $183.00 2008 Harvard University Press -royalties for previously written book $102.00 Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) [ZJ NONE (No reportable non-investment income.) SOURCE AND TYPE IV. REIMBURSEMENTS -transponation, lodging.food, entenainmenL (Includes those spouse and dependent children; see pp. 25-27 offiling instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROV1DED Yale University Law School 12/12/07 -12/13/07 New Haven, Lecture Travel Corriere Della Sera Foundation 3/13/08 -3/25/08 Rome Milan, Italy Lecture Travel, Food LUISS Univ; and Bocconi iversity Yale University Law School 4/3/08 New Haven, Lecture Travel New York University Law Sch 4/7/08 New York, Moot Court Travel ool Yale University Law School 04/27/08 Los Angeles, Lecture Travel Name Person Reporting DateofReport Calabresi, G_uido 0712512009 University California Law School (Berkeley) Yale University Law School University Genova Carolyn Foundation lOAmerican Association Law Schools !Yale University Law School 12Yale University Law School Erasmus University Rotter dam 14Carolyn Foundation 04/27/08 -04/28/08 5/01/08 5110/08 -5/22/08 06/13/08 -6/14/08 6/25/08 -6/28/08 10112/08 I0/28/08 11/5/08 -1118/08 12/5/08 -12/6/08 Berkeley, Lecture New Haven, Class Party Genova, Italy Lecture Minneapolis, Trustee Meeting Washington, New Haven, New Haven, Rotterdam, Holland Minneapolis, Lecture Class Party Lecture Honorary Degree, Lecture Trustee Meeting Travel, Food, Lodging Food Travel, Food, Lodging Travel, Food, Lodging Travel, Food Food Travel Travel, Food, Lodging Travel, Food, Lodging GIFTS. (Includes those spouse and dependent children; see pp. 28-3I filing instructions.) [Z] NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE VI. LJABJLJTJES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) [Z] NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Name Person Reporting Date Report Calabresi, Guido 07125/2009 VII. INVE Tl1ENTS and TRus -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 instructions.) NONE (No reportable income, assets, transactions.) Transactions during reponing period Description Assets Income during Gross value end (including trust assets) reponing period reporting period (2) (I) (2) (I) (2) (!) (3) (5) Place (X) after each asset exempt from prior disclosure 18. --American Funds: Investment Co. Ame rica (mutual fund) 19. Trust #2, income beneficiary 20. --First Am.Tax Free Oblig. Fund (cash equi .) 21. --First Am. Short Tax Free (mutual fund) 22. --Imation Corp (common) 23. --American Funds:lnvestment Co. Amer ica (mutual fund) Date Value Gain Identity Value Value Amount Type (e.g., Type (e.g., Code Code Code buyer/seller buy, sell, Month- div., rent, Code2 Method (A-H) Code3 int.) Day (J-P) (A-H) (if private redemption) (J-P) transaction) (Q-W) Div.Jnt --Minnesota Mining Mfg. (common) 25. --First Am. Small Cap Growth Fund (mutual fund) 26. --First Am. Sm-Mid Cap Core Fd-former Tech (mutual fund) 27. Trust #3, income beneficiary None See note Part VIII 28. --Darden Restaurants (common) 29. --Exxon (common) 30. --General Mills (common) 31. --IBM (common) 32. --JP Morgan (common) 33. --ATT Inc.( common) 34. --US Bancorp (common) Income Gain Codes: =Sl,000 less =Sl,001 -S2,500 =S2,50 -$5,000 =$5,001 -$15,000 =$15,001 -S50,000 (See Columns and D4) $50,001 -SIOO,OGO =SI00,001-Sl,000,000 =Si,000,001 -$5,000,000 =More than 55,000,000 Value Codes =515,000 less =515,001 -SS0,000 =SS0,001 -SI00,000 100,001 -$250,000 (See Columos and D3) =5250,001 -$500,000 =$500,001 -SI ,000,000 =Si,000,001-$5,000,000 =SS,000,001 -$25,000,000 =S25,000,00I -SS0,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Book Value V=Other =Estimated VII. INESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP-34-60 filing instructions.) NONE (No reportable income, assets, transactions.) VIII. ADDITIONAL INFORMATION EXPLANATIONS. (JndicatepartofReport.) Part POSITIONS Line Assets the Carolyn Foundation are not listed because position Trustee Honorary only. have functional responsibilities with regard the Foundation. Line Assets the Chapel St. Thomas Moore are not listed because position member the Board Trustees the equivalent member Board Directors. The Chapel religious institution and not trust the sense having designated beneficiaries. VII. INVESTMENTS AND TRUSTS have not included personal residence Connecticut and its adjacent land; apartment and caretakers apartment and olive grove Italy held for vacation trips and not for investment the production income; fishing camp Maine held for vacation trips and not for investment the production income; land across the road from residence Connecticut held protect land and not for investment the production income; and additional land identical this and adjacent it. Nor did include land Maine, near the above mentioned fishing camp, which purchased 2007 and which placed conservation easement protect perpetuity. Trusts #3, #4, and part VII and the retirement account described VII did not distribute any income . Income was earned and not distributed. established Charitable Remainder Unitrust. are 5.5% income beneficiaries during our lives, years, whichever longer. The trustee instructed invest the money only widely diversified mutual money market funds. See part VII Trust #6. 1995 IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app. 501 et. seq., U.S.C. 7353, and Judicial Conference regulations. Signature NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REP AND CRIMINAL SANCTIONS U.S.C. app. 104) FILING INSTRUCTIONS Mail signed original and additional copies to: Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 Tenured members che Faculty upon retiremenr may lecr conrinue teachi and orher activities the School parr-cime b.asis. accordance with usual curricular processes retired professors may teach one half time less. Faculty members electing teach half time may offer one urs each semesrer the academic year or, arrangement with the Dean, two course one term followed term which they offer courses. The parr-time privileges and responsibilities will continue without term, but sub ect the standards for continuation applied non-retired, tenured facul members. Retired faculty must take reduced teaching assignment within tlo years the date their retirement and may nor interrupt their reaching for longer than two academic years without forfeiting their appointmenrs. Retired facul who elect teach part-time will designated Professorial Lecturers. Appropriate compensation for part-time teaching determined the Dean. After retirement facul conrinue receive various forlllS support The supporc may depend whecher the faculty member continues taach. Offices. Upon rerirement faculty members will leave the larger that they may occupy and will lose their position the office list, bur will provided other office space. Secret:arial Retired faculty will continue receive secretarial support but reduced level. general. Professorial Lacturers would receive half t:he usual allocation for full time faculty. Leaves Retired faculty who continue teach can granced triennial leave proportionate the amounc 0 teaching they a.re doing (e.g. Professorial Lecrurer who teaching course semester equal the amount th.at the faculty member would have received semester triennial leave every three years. Pay for the th.at ....... ...:; t-ro.te.ssorial --- -- Lact:urer.s are at: the Ret:ired faculty may carry fonrard cheir .scheduled leaves from pre-reciremenc, but: only the timing the next leave dua, which must: conform the stipulation above (e.g. faculty member who had ave for two years prior recirement and who start:ed teaching course semest:er after ret:irement: would eligible for paid leave the second semester retirement, but the pay would the amount: the :ialary that: would have been paid for teaching course th.a.c semester). Summer Stipends Recj.red faculty a.re nee eligible for ummer .stipends. Research Assist:ant:s r:ired fa.cul may receiVe the same type research support full time f.acul t:y. Requests for research .usi.st:ants and travel must submitted the dean for approval. Other support: roquo:n:.s computers, duplicating. etc. -ould processed through existing adminisrrative procedures with non-routine approval being referred the dean. General 3upporc from the library and its staff will available. Book purchase requests should directed the Librarian. All t:hese procedures are idencic.al those place for full time facult:y. Salary Salary will negot:ia.ted individually with the dean, but general guideline Professorial Lecrurars who teach course ea-ch semester after retiremenr will receive one quarter their pre-ret:irement: salary. That salary will rev;.ewed annually and Professorial Lact:Urers will eligible for increases. Increases will generally limited the Uni versicy figure for tenured faculty. University Benefits Gener.al University benefits hinge whether the faculty member half time more, which defined precisely SOX mor Recirement: Contribution The Law School will make contributions retirement: funds for Professorial Lecrurer.s the extent possible given the Universitys formula for completion conribucions retirement funds. The operacion the formula can vary individual, but highly likaly that: Law School faculty serving Professorial. Lecturers will have completed contributions retirement funds prior serving Professorial Lecturers. For facult:y who had fifteen years service at: Ya.le prior July 1993, conrribut:ions retirement accounts the regular annual formula will not cease before age Medical Benefit:s Under current: policy faculty mem ber classified she not: eligible for retirement: health coverage even 1 0. she meets the age .nd term service requirements beca.e Medicare regulat:ions st:ipulat:e t:hat: .anyone who ent:it:led regular health benefit:s from their employer azust: rec eive that: benefit raher than Medicare ret:ired facul t:y lisced 5()I more would covered ullcier t:he regular f.a.cul medical plan. Deneal Insurance Universi cont:ribut:ion the Deneal Plan, buc st:ill the plan only faculty who ara half time more. Long-term Disability Faculty classified 50% more are eligible for coverage Wlder the Univers t:y lcng-term disability program. The benefi that: program termiruLCB at: age 70. Flexible Benefit:s The University requires that: facult:y member employed SOI more participae the flexible benefit:s program. Group Life Insurance Faculty members may participat:e the group life insuranc pl.an a1nployed half time more. employed leBs than half time, the group life insurance can converted whole life policy .Senefit:s Dollars Faculty working half time more receive $27 per mont:h which c.an applied facul paid benefits accepted taxable Scholarship Pla.n for Sons and Daughters The benefit available all racired faculty who meet: the lengt:h service requirement: --six continuous years prior receiving the benefit four cont:inuous years prior and eigh years toal service. 1 arly re-t:irement For fa.cul who retire at: age over with at: least: years service and before the normil retirement: age 10 will eligible receive from the University cash benefit:. nle benefit equ.a.ls 60% 0 the participants three year final average salary plus for each year service with the University over 15, or, i less, the amount: that would be._required purchase annuity that would bridge the difference beeveen the annuity which could purchased with the participant: Ya.le recirement: account: balance .ac the dace .af early recirement: and the annuity which could purch,ased with that: account bal.anc., pro jeered (at 4%) normal recire.ment: age.--For t:he purpose the foregoing, amounts the account: bal.an.ce excess six times salary will bet excluded for the calcul.aeions.