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Judicial Watch • Harold A. Baker – 2006

Harold A. Baker – 2006

Harold A. Baker – 2006

Page 1: Harold A. Baker – 2006

Category:Federal Judges

Number of Pages:8

Date Created:September 6, 2013

Date Uploaded to the Library:June 15, 2014

Tags:Harold A Baker, baker, HAROLD, shares, 2006, INVESTMENTS, TRUSTS, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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UNITED STATES DISTRICT COURT 
CENTRAL DISTRICT ILLINOIS 
201 VINE STREET 
URBANA, ILLINOIS 61802 
HAROLD BAKER PHONE: 217-373-5835 
SENIOR JUDGE FAX: 217-373-5834 
 
ByFaxMail 
August 2007 ,...._, __. c::: 
Cathie Jackson, Deputy Staff Counsel ::D (:..; rTJ_; -fl=- 
Financial Disclosure Committee Staff Administrative Office ...-.., 
One Columbus Circle !ol 
Washington, 20544 
 
Dear Ms. Jackson: 
Here are the amended pages and the 2006 Report with hope all the omissions filled in. not, call and 
will have another it. have signed and dated the amendments and will mail this same letter you. 
Thanks for your help and patience. 
 
Enc: 
 
08/01/2007 10:09--- FIN DISCLOSURE 
VD. INVISTMINlI and TRllITS--.w.........,,__.,._,.  ......,...,. 111,,.111_, 1llOM? (N, rtfbfl 
 .,,.,. 
 
VIL INVESTMENTS and TRUSTS -lli ,..., (IltllilllM iAon otfil IPftH tkpnknt i:JcUrM. pp. u-n 11JfUbl1 ,,,,. 
NONE (Na ttportabfe ind, assets, transQctio111.) 
 
UNITED STATES DISTRICT COURT 
CENTRAL DISTRICT ILLINOIS 
201 VINE STREET 
URBANA, ILLINOIS 61802 
HAROLD BAKER PHONE: 217-373-5835 
SENIOR JUDGE 
 
July 18, 2007 
The Honorable Ortrie Smith, Chair 
Committee Financial Disclosure 
One Columbus Circle N.E. 
Washington, 20544 
Dear Judge Smith: 
Your letter June 22, 2007 discussing April 30, 2007 report has come hand here northern Minnesota and 
have made the corrections supplying the missing information pages and the report. Copies those pages 
with the missing information inserted are attached. certify that the information supplied correct. think was Kathy Jackson the Committee staff who graciously helped faxing copies the pages 
corrected. grateful for her assistance. 
 
Enc: ,._,, C-) __, ,-... o;:: (fl .......... (__ ,_.,J..J , rr1 ::.= ..C o:;> -rir -.. fT1 
VIL INVESTMENTS and TRUSTS -;nu, 1w1Mi trMHlltl#N(111t1111#11uvttlu!lfPlllid.Wcltl11111, Sttf)I. 11tfllitrt:1n1tn11M.J NONE (No rep0r1abld iome, assetJ, frQnJ NONE (Nr:J repc1rtabf inaqme, wsef.1, l1:111$actio11.r.) Person Reporting (last name, first, middle initial) Baker, Harold Court Organization Central District Illinois Date Report 04/30/2007 Title (Article judges indicate active senior status; magistrate judges indicate full-or part-time) District Judge Senior Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Final Reporting Period 01/01/2006 12/31/2006 Sb. Amended Report Chambers Office Address U.S. Court House 201 South Vine St. Urbana, 61802 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable Jaws and regulations. Reviewing Officer Date 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 instructions.) 
IBJ NONE (No reportable positions.) 
COPY 
POSITION NAME ORGANIZATION/ENTITY 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) 
IBJ NONE 
(No reportable agreements.) 
PARTIES AND TERMS 
(/) 
__, 
r--ri 
 
(/) :;;r: -::: c:-.:i::.. 
I::O;r file-=) 
o:C: 
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Date Report 
Baker, Harold 
0413012007 
 
III. 
N0N-INVES TMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) 
Filers Non-Investment Income NONE (No reportable non-investment income) 
 
 
 
SOURCE AND TYPE INCOME (yours, not spouses) Spo.uses Non-Investment Income -If you were married during any portion the reporting year, complete this 
section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE IV, REIMBURSEMENTS -transportation, lodging.food, entertainment (Includes those spouse and dependent children. See pp. 25-27 instroctions.) NONE (No reportable reimbursements.) SOURCE DESCRIPTION GJFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) [Kl NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE VJ. LJABJLJTJES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) [Kl NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 
VII. INVESTMENTS and TRUSTS -income, value, transaetions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure  Income during reporting period Gross value end reporting period Transactions during reporting period (!) Amount Code (AH) (2) Type(e.g. div., rent, int.) (!) Value Code (J-P) (2) Value Method Code (Q-W) (!) Type(e.g. buy, sell, redemption) (2) Date Month Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
Fidelity Cash Reserves Dividend 
 
Fidelity Asset Mgr. Agrresive Dividend sell 12/12 
 
Fidelity New Millenium Dividend 
Fidelity Asset Mgr, Growth Dividend sell 5/08 Rent 
Chamampaign 
 
Wyeth Dividend PLC Dividend 
 
Emerson Electric Co. Dividend 
 
Schlumberger Ltd Dividend 
 
10. 
 
Walgreen Co. Dividend 
 
11. 
 
Dow Joones Select Dividend Trust Dividend 
 
12. 
 
Illinois Tool Works Dividend 
 
13. 
 
SP Midcap 400 Index Fund Dividend 
 
14. 
 
Hewlett Packard Co. Dividend 
 
15. 
 
 
Eli Lilly Co. Dividend 
 
16. 
 
Morban Chase Co. Inc. Dividend 
 
17. 
 
Eau Claire Bond Interest Income Gain Codes: =$1,000 less =$1,001  $2,500 =$2,50  $5,000 =$5,001  
$15,000 E=$15,00I -$50,000 
(See Columns and D4) F=$50,001 -$100,000 =$100,001. $1,000,000 =$1,000,001 -$5,000,000 =More 
than $5,000,000 
 Value Codes =$15,000 orless K=$15,001  $50,000 L=$50,001  $100,000 =$100,001 $250,000 
(See Columns and D3) N=$250,001  $500,000 0=$500,001  $1,000,000 =$1,000,001  
$5,000,000 =$5,000,001  $25,000,000 
 Value Method Codes =$25,000,001  $50,000,000 =Cost (Real Estate Only) =More than 
$50,000,000 :Cash Market 
(See Column C2) =Appraisal =Other =Assessment 
U=Book Value W=Estimated 
 
 
 
VII. 
INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Descrip tion Assets Income durin oss value afend ansactions ring rep ting period (inclu ding trus assets reporting period reporting period 
 
 
(!) 
(2) 
(!) 
(3) 
 
(4) 
 
(5) 
 
(2) 
Value ount Value Type (e.g. Place (X) after each asset Value Gain Identity Type (e.g. Code exemp from prior disclos ure div., rent, Code2 Method buy, sell, Month Code2 Code buyer/seller (MI) int.) (J-P) Code3 redemption) Day (J-P) (A-II) (if priva (Q-W) transaction) 
 
18. 
 Pitney Bowes Dividend sell 4/27 
 
19. 
 DuPage County School Board Interest 
 
20. 
 AVAYA None sell 4/27 
 
21. 
 Home Depot Dividend 
 
22. 
 Rome Hass Dividend 
 
23. 
 Trans Ocean Sedco Forex Dividend 
 
24. 
 Cook County Capital Improvement Bond Interest 
 
25. 
 Abbott Laboratories Dividend sell 7/12 
 
26. 
 Lehman Tip Bond Fund Dividend 
 
27. 
 SP Top 150 Index Fund Dividend 
 
28. 
 !Shares MSCI EAFE Index Fund Dividend 
 
29. 
 Power Shares Dynamic Mkt Dividend buy 1/11 
 
30. 
 Power Shares Dynamic Mkt Dividend sell 12/12 
 
31. 
 !Shares Lehman Tres Inf Dividend buy 4/27 
 
32. 
 !Shares SP Global Telecom Dividend buy 4/27 
 
33. 
 !Shares SP Global Telecom Dividend buy 4/27 
 
34. 
 !Shares MSCI EMERGING Dividend buy 12/12 Income Gain Codes: =$1,000 less l,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 E=$15,001$50,000 (See Columns and D4) =$50,001 -$100,000 =$100,001 -Sl,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 
 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001  $250,000 (See Columns and D3) =$250,001  $500,000 =$500,001 -$1,000,000 =$1,000,001  $5,000,000 =$5,000,001  $25,000,000 
 Value Method Codes =$25,000,001  $50,000,000 -Cost (Real Estate Only) =More than $50,000,000 -Cash Market (See Column C2) =Appraisal =Other =Assessment =Book Value =Estimated 
 
 
VII. 
INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent 
childrelL See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description sets Income during Gross value end Transactions during rep orting period 
(inclu ding trust assets) rep orting period reporting period 
 
 
 
(2) 
 
 
(2) 
 
 
(2) 
 
 
(3) 
 
 
(I) 
 
 
(5) 
 
Amou 
Type (e.g. 
Val 
Value ace (X) after asset 
 
 
Type (e.g. Date Value Gain Identity Code div., rent, Code2 Method Code2 Code exemp from prior discl osu buy, sell, Month buyer/seller (A-H) Code3 int.) redemp tion) Day (J-P) (J-P (if priva transaction) (Q-W) 
35. 
 Powershares Dynamic Semi Dividend buy 1/11 
 
36. 
 Powershares Dynamic Soft Dividend buy 1/11 
 
37. 
 Powershares Intl Dvd Dividend buy 8/03 
 
38. 
 Streettracks Gold Trust Dividend buy 8/03 
 
39. 
 
40. 
 
41. Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 $50,000 (See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 
 Value Codes =$15,000 lesa =$15,001 -$50,000 =$50,001 -$100,000 $100,001 -$250,000 (See Columns and D3) $250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 
 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market (See Column C2) =Appraisal V=Other =Asseasment =Book Value =Estimated 
 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicareparto/Report.) 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. Signature AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus 
Circle, N.E. 
 
Washington, D.C. 20544